A Dark Vector Cognition product

Item 5. Other Information

2K characters. Original on sec.gov ·

Item 5. Other Information

From time to time, our directors and officers may adopt plans for the purchase or sale of our securities. Such plans may be designed to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act or may constitute non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K). During the three months ended September 30, 2023, none of our officers or directors adopted or terminated non-Rule 10b5-1 trading arrangements. However, certain officers of the Company adopted 10b5-1 trading plans for the sale of our securities. The following table provides certain terms of such plans:

NamePositionActionAdoption DateExpiration DateAggregate Number of Securities to be Sold (1)
Patrick BuehlerChief Product OfficerAdoptionAugust 29, 2023May 15, 20247,456
Kuntal VermaChief Manufacturing OfficerAdoptionJuly 31, 2023March 22, 202410,131
Caroline StockdaleChief People & Communications OfficerAdoptionJuly 31, 2023July 26, 202412,406
Byron JeffersChief Accounting OfficerAdoptionJuly 31, 2023April 30, 20242,703

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(1)Represents the gross number of shares subject to the Rule 10b5-1(c) plan, excluding the potential effect of shares withheld for taxes. Amounts related to PUs are presented at their target amounts. The actual number of PUs that vest following the end of the applicable performance period, if any, will depend on the relative attainment of the performance metrics.

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