Item 15. Exhibits, Financial Statement Schedules Copy as markdown | --- | --- | --- |
(a) The following documents were filed as part of the Original Filing:
Financial Statements
Financial Statement Schedules
Exhibits
(b) The exhibit list in the Exhibit Index immediately preceding the signature page of this Amendment No. 1 are being filed as part of this Amendment No. 1.
EXHIBIT INDEX
Exhibit Number Description Incorporated by reference herein Form Date Exhibit Number 3.1 Amended and Restated Certificate of Incorporation Registration Statement on Form S-l (File No. 333-161190) August 10, 2009 3.2 3.2 Bylaws Current Report on Form 8-K (File No. 001-34511) April 21, 2014 3.1 4.1 Specimen common stock certificate of the Company Registration Statement on Form S-l, as amended (File No. 333-161190) November 2, 2009 4.1 10.1† Forms of Indemnification Agreement between the Company and its directors and officers Registration Statement on Form S-l (File No. 333-161190) August 10, 2009 10.1 10.2† 2000 Stock Plan and forms of agreement thereunder Registration Statement on Form S-l (File No. 333-161190) August 10, 2009 10.2 10.3† 2008 Stock Plan and forms of agreement thereunder Registration Statement on Form S-l (File No. 333-161190) August 10, 2009 10.3 10.4† 2009 Equity Incentive Plan and forms of restricted stock unit award and restricted stock agreement thereunder Registration Statement on Form S-l (File No. 333-161190) August 10, 2009 10.4 10.5† Forms of stock option agreement under 2009 Equity Incentive Plan Annual Report on Form 10-K (File No. 001-34511) February 28, 2012 10.5 10.6† Form of performance stock unit award agreement under 2009 Equity Incentive Plan Quarterly Report on Form 10-Q (File No. 001-34511) August 6, 2013 99.1 10.7† Forms of restricted stock unit award and performance stock unit award agreement under 2009 Equity Incentive Plan (Additional Forms) Annual Report on Form 10-K (File No. 001-34511) March 2, 2015 10.7 10.8† Fortinet, Inc. 2011 Employee Stock Purchase Plan Current Report on Form 8-K (File No. 001-34511) June 27, 2011 10.1 10.9† Meru Networks, Inc. 2010 Equity Incentive Plan Registration Statement on Form S-8 (File No. 333-205958) July 30, 2015 99.1 10.10† Meru Networks, Inc. 2013 New Employee Stock Inducement Plan Registration Statement on Form S-8 (File No. 333-205958) July 30, 201 599.2 10.11† Forms of Fortinet, Inc. Restricted Stock Unit Assumption Agreement Registration Statement on Form S-8 (File No. 333-205958) July 30, 2015 99.3 10.12† Fortinet, Inc. Bonus Plan Current Report on Form 8-K (File No. 001-34511) January 26, 2010 10.1 10.13† Fortinet, Inc. Cash and Equity Incentive Plan Quarterly Report on Form 10-Q (File No. 001-34511) November 5, 2013 10.1 10.14† Form of Change of Control Agreement between the Company and its directors Quarterly Report on Form 10-Q (File No. 001-34511) August 4, 2015 10.1 10.15† Amended and Restated Change of Control Agreement, dated as of February 4, 2016, between the Company and Ken Xie Annual Report on Form 10-K (File No. 001-34511) February 26, 2016 10.15 10.16† Amended and Restated Change of Control Agreement, dated as of February 4, 2016, between the Company and Michael Xie Annual Report on Form 10-K (File No. 001-34511) February 26, 2016 10.16 10.17† Amended and Restated Change of Control Agreement, dated as of February 4, 2016, between the Company and John Whittle Annual Report on Form 10-K (File No. 001-34511) February 26, 2016 10.17 10.18† Amended and Restated Change of Control Agreement, dated as of February 4, 2016, between the Company and Andrew Del Matto Annual Report on Form 10-K (File No. 001-34511) February 26, 2016 10.18 10.19† Offer Letter, dated as of August 31, 2007, by and between the Company and John Whittle Registration Statement on Form S-l, as amended (File No. 333-161190) August 10, 2009 10.10 10.20† Offer Letter, dated as of December 17, 2013, by and between the Company and Andrew Del Matto Current Report on Form 8-K (File No. 001-34511) December 20, 2013 99.1
10.21† Letter regarding stock grants, dated as of December 17, 2013, between the Company and Andrew Del Matto Current Report on Form 8-K (File No. 001-34511) December 20, 2013 99.2 10.22† Offer Letter, dated as of April 3, 2014, between the Company and Keith Jensen Annual Report on Form 10-K (File No. 001-34511) February 26, 2018 10.22 10.23† Change of Control Severance Agreement, dated as of February 4, 2016, between the Company and Keith Jensen Annual Report on Form 10-K (File No. 001-34511) February 26, 2018 10.23 21.1* List of subsidiaries 23.1* Consent of Independent Registered Public Accounting Firm 24.1* Power of Attorney 31.1* Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2* Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.3** Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.4** Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1*** Certifications of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.SCH* XBRL Taxonomy Extension Schema Document 101.CAL* XBRL Taxonomy Extension Calculation Linkbase Document 101.PRE* XBRL Taxonomy Extension Presentation Linkbase Document 101.DEF* XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* XBRL Taxonomy Extension Label Linkbase Document 101.INS* XBRL Instance Document
† Indicates management compensatory plan, contract or arrangement.
* Previously filed with our Annual Report on Form 10-K filed with the SEC on February 26, 2018.
*** Previously furnished with our Annual Report on Form 10-K filed with the SEC on February 26, 2018.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused Amendment No. 1 to this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FORTINET, INC. Date: April 30, 2018 /s/ Ken Xie Ken Xie, Chief Executive Officer and Chairman (Duly Authorized Officer and Principal Executive Officer) FORTINET, INC. Date: April 30, 2018 /s/ Keith Jensen Keith Jensen, Interim Chief Financial Officer (Duly Authorized Officer, Principal Financial Officer and Principal Accounting Officer)
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