Item 6. Exhibits
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Item 6. Exhibits
| Exhibit Number | Incorporated by Reference | Filed/Furnished with this 10-Q | ||||||||||||||||||||||||||||||||||||
| Exhibit Description | Form | File Number | Exhibit | File Date | ||||||||||||||||||||||||||||||||||
| 2.01 | Rule 2.7 Announcement | 8-K | 000-17781 | 2.01 | 8/10/2021 | |||||||||||||||||||||||||||||||||
| 2.02 | Co-operation Agreement | 8-K | 000-17781 | 2.02 | 8/10/2021 | |||||||||||||||||||||||||||||||||
| 2.03 | Form of Deed of Irrevocable Undertaking | 8-K | 000-17781 | 2.03 | 8/10/2021 | |||||||||||||||||||||||||||||||||
| 10.01 | Interim Facilities Agreement | 8-K | 000-17781 | 10.01 | 8/10/2021 | |||||||||||||||||||||||||||||||||
| 10.02 | Commitment Letter | 8-K | 000-17781 | 10.02 | 8/10/2021 | |||||||||||||||||||||||||||||||||
| 10.03 | Amended and Restated Interim Facilities Agreement | 8-K | 000-17781 | 10.01 | 9/3/2021 | |||||||||||||||||||||||||||||||||
| 10.04 | Amended and Restated Commitment Letter | 8-K | 000-17781 | 10.02 | 9/3/2021 | |||||||||||||||||||||||||||||||||
| 31.01 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||||||||||||||||||||||||||||||||||
| 31.02 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||||||||||||||||||||||||||||||||||
| 32.01† | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||||||||||||||||||||||||||||||||||
| 32.02† | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||||||||||||||||||||||||||||||||||
| 101 | The following financial information from NortonLifeLock Inc.'s Quarterly Report on Form 10-Q for the quarter ended October 1, 2021 are formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Comprehensive Income, (iv) Condensed Consolidated Statements of Stockholders’ Equity (Deficit), (vi) Condensed Consolidated Statements of Cash Flows, and (vi) Notes to the Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags. | X | ||||||||||||||||||||||||||||||||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X |
| † | This exhibit is being furnished rather than filed, and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NORTONLIFELOCK INC. | ||||||||
| (Registrant) | ||||||||
| By: | /s/ Vincent Pilette | |||||||
| Vincent Pilette Chief Executive Officer | ||||||||
| By: | /s/ Natalie Derse | |||||||
| Natalie Derse Chief Financial Officer |
November 5, 2021
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