Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
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Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
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Information about security ownership of certain beneficial owners required by this Item is set forth under the heading “Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters” in the definitive proxy materials to be filed in connection with our 2018 Annual Meeting of Stockholders, which information is incorporated herein by reference.
Table of Contents
This table provides certain information as of December 31, 2017 with respect to our equity compensation plans:
EQUITY COMPENSATION PLAN INFORMATION
| (a) | (b) | (c) | ||||||||||
| Number of securities to be issued upon exercise of outstanding options, warrants and rights | Weighted-average exercise price of outstanding options, warrants and rights | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column(a) ) | ||||||||||
| Equity compensation plans approved by security holders | 22,996,400 | (1) | $ | 43.47 | (1) | 31,437,200 | (2) | |||||
| Equity compensation plans not approved by security holders | — | — | — | |||||||||
| Total | 22,996,400 | $ | 43.47 | 31,437,200 | ||||||||
| (1) | Includes 3,464,700 restricted share units which vest solely based upon continued employment over a specific period of time and 227,400 restricted share units and 3,562,000 performance share units which vest based upon continued employment over a specific period of time and the achievement of predetermined financial targets over time. The performance share units reported reflect the number of performance share units that would vest upon achievement of target performance; the number of performance share units that vest can vary from zero (for actual performance less than 80% of target) to two times the units granted (for actual performance of 120% or more of target). The weighted average exercise price does not take these restricted share units and performance share units into account. |
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| (2) | Includes 22,755,600 shares available for future grants under the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates, as Amended and Restated, and 8,681,600 shares of common stock reserved for future issuance under the HCA Holdings, Inc. Employee Stock Purchase Plan. |
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| * | For additional information concerning our equity compensation plans, see the discussion in Note 2 — Share-Based Compensation in the notes to the consolidated financial statements. |
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