The documents listed below are filed (or furnished, as noted) as exhibits to this Quarterly Report on Form 10-Q:
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| | | | | | | | | | | | Incorporated by Reference | | | | | | | | | | | | | | | | | | | | |
| Exhibit Number | | | | | | Description | | | | | | Form* | | | | | | Filing Date | | | | | | Exhibit | | | | | | Filed Herewith | | |
| 3.1 | | | | | | Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc., dated August 2, 2021 | | | | | | 8-K | | | | | | 2021-08-02 | | | | | | 3.1 | | | | | | | | |
| 3.2 | | | | | | Amended and Restated Bylaws of Robinhood Markets, Inc., dated December 14, 2022 | | | | | | 8-K | | | | | | 2022-12-16 | | | | | | 3.1 | | | | | | | | |
| 4.1 | | | | | | Form of Class A Common Stock Certificate of Robinhood Markets, Inc. | | | | | | S-1/A | | | | | | 2021-07-19 | | | | | | 4.1 | | | | | | | | |
| 4.2 | | | | | | Form of ten-year Warrant to Purchase Stock of Robinhood Markets, Inc., issued to multiple investors on February 12, 2021 | | | | | | S-1 | | | | | | 2021-07-01 | | | | | | 4.2 | | | | | | | | |
| 10.1+ | | | | | | Transition Letter between Robinhood Markets, Inc. and Jason Warnick, dated February 2, 2026 | | | | | | 10-K/A | | | | | | 2026-02-20 | | | | | | 10.27 | | | | | | | | |
| 10.2 | | | | | | Fifth Amended and Restated Credit Agreement, dated as of March 20, 2026, among Robinhood Securities, LLC, as borrower, the lenders party thereto, and JPMorgan Chase Bank, N.A. as administrative agent | | | | | | 8-K | | | | | | 2026-03-24 | | | | | | 10.1 | | | | | | | | |
| 10.3+ | | | | | | Non-Employee Director Compensation Program | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 31.1 | | | | | | CEO Certification pursuant to Section 302 of the Sarbanes-Oxley Act | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 31.2 | | | | | | CFO Certification pursuant to Section 302 of the Sarbanes-Oxley Act | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 32.1‡ | | | | | | CEO Certification pursuant to Section 906 of the Sarbanes-Oxley Act | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 32.2‡ | | | | | | CFO Certification pursuant to Section 906 of the Sarbanes-Oxley Act | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 101.INS | | | | | | iXBRL (Inline eXtensible Business Reporting Language) Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 101.SCH | | | | | | iXBRL Taxonomy Extension Schema Document | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 101.CAL | | | | | | iXBRL Taxonomy Extension Calculation Linkbase Document | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 101.DEF | | | | | | iXBRL Taxonomy Extension Definition Linkbase Document | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 101.LAB | | | | | | iXBRL Taxonomy Extension Label Linkbase Document. | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 101.PRE | | | | | | iXBRL Taxonomy Extension Presentation Linkbase Document. | | | | | | | | | | | | | | | | | | | | | | | | X | | |
| 104 | | | | | | Cover Page Interactive Data File (contained in Exhibit 101) | | | | | | | | | | | | | | | | | | | | | | | | X | | |
- File number is 001-40691 except that the S-1 (and S-1/A) file number is 333-257602.
+ Indicates a management contract or compensatory plan.
‡ The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Robinhood Markets, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended,
whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly signed this report to be signed on its behalf by the undersigned, thereunto duly authorized, in Menlo Park, California, on April 28, 2026.
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| Robinhood Markets, Inc. | | | | | |
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| By: | | | /s/ Vladimir Tenev | | |
| Name: | | | Vladimir Tenev | | |
| Title: | | | Chief Executive Officer and President | | |
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| By: | | | /s/ Shiv Verma | | |
| Name: | | | Shiv Verma | | |
| Title: | | | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | | |