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Item 5. OTHER INFORMATION

2K characters. Original on sec.gov ·

Item 5. OTHER INFORMATION

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Rule 10b5-1 Trading Plans

The following table discloses the adoption of Rule 10b5-1 trading plans for the sale of shares of our common stock by our directors and officers (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended) during the three months ended September 30, 2023, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.

NameTitlePlan Adoption and/or TerminationPlan Adoption DatePlan Expiration Date (1)Purchase or SaleAggregate Number of IBKR shares to be Sold
Thomas PeterffyChairman of the Board of DirectorsAdoptionAugust 3, 2023July 24, 2024Sale1,630,605
Earl H. NemserVice Chairman and DirectorAdoptionSeptember 12, 2023July 27, 2024Sale200,000

(1)Or upon the earlier completion of all authorized transactions under the plan.

Other than as disclosed above, no other director or officer adopted, modified or terminated a contract, instruction or written plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a “non-Rule 10b5-1 trading arrangement”, as defined in Item 408(c) of Regulation S-K.

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