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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

(a)The following documents are filed as part of this report:

1.Financial Statements – See Index to Consolidated Financial Statements in Part II, Item 8.

2.Financial Statement Schedules – See Index to Consolidated Financial Statements in Part II, Item 8.

3.Exhibits

Exhibit NumberExhibit DescriptionFiled HerewithIncorporated by Reference Form/File No.Date
2.01Agreement and Plan of Merger, dated February 24, 2020, by and among Intuit Inc., Halo Merger Sub I, Inc., Halo Merger Sub II, LLC, Credit Karma, Inc. and Shareholder Representative Services, LLC.8-K2/24/2020
3.01Restated Intuit Certificate of Incorporation, dated as of January 19, 200010-Q6/14/2000
3.02Bylaws of Intuit, as amended and restated effective May 5, 20168-K5/9/2016
4.01Form of Specimen Certificate for Intuit’s Common Stock10-K9/15/2009
4.02Description of Common Stock10-K8/30/2019
4.03Indenture, dated as of June 29, 2020, between Intuit and U.S. Bank National Association, as trustee8-K6/29/2020
4.04Form of 0.650% Senior Note due 20238-K6/29/2020
4.05Form of 0.950% Senior Note due 20258-K6/29/2020
4.06Form of 1.350% Senior Note due 20278-K6/29/2020
4.07Form of 1.650% Senior Note due 20308-K6/29/2020
10.01+Intuit Inc. Amended and Restated 2005 Equity Incentive Plan, as amended through January 19, 2017S-8 333-2156391/20/2017
10.02+Intuit Inc. Amended and Restated 2005 Equity Incentive Plan, as amended through January 23, 2014S-8 333-1935511/24/2014
10.03+Forms of Equity Grant Agreements: Executive Chairman Non-Qualified Stock Option; Executive Chairman Service-Based Restricted Stock Unit; Executive Chairman Performance-Based Restricted stock Unit; CEO Performance-Based Restricted Stock Unit; Executive Performance-Based Restricted Stock Unit; Service-Based Restricted Stock Unit (non-focal)X
10.04+Forms of Equity Grant Agreements: Executive Chair and EVP Service-Based Restricted Stock Unit; Executive Chair and EVP TSR Performance-Based Restricted Stock Unit; CEO Service-Based Restricted Stock Unit; CEO TSR Performance-Based Restricted Stock Unit10-K8/31/2020
10.05+Forms of Equity Grant Agreements: Executive Chair and EVP Restricted Stock Unit, and CEO Restricted Stock Unit10-K8/30/2019
10.06+Form of Executive Chair Restricted Stock Unit Agreement - service-based vesting10-Q2/22/2019
Intuit Fiscal 2021 Form 10-K100

Tables of Contents

Exhibit NumberExhibit DescriptionFiled HerewithIncorporated by Reference Form/File No.Date
10.07+Forms of Equity Grant Agreements: EVP-SVP TSR Performance-Based Restricted Stock Unit, CEO TSR Performance-Based Restricted Stock Unit, EVP Time-Based Restricted Stock Unit, CEO Restricted Stock Unit, Stock Option - 4 year vest, Time-Based RSU - 4 year vest (focal), New Hire Time-Based Restricted Stock Unit - 4 year vest10-K8/31/2018
10.08+Forms of Equity Grant Agreements: Restricted Stock Unit, CEO TSR Performance-Based Restricted Stock Unit, CEO Restricted Stock Unit, Executive TSR Performance-Based Restricted Stock Unit, EVP Restricted Stock Unit, Restricted Stock Unit - MSPP Purchased, Restricted Stock Unit- MSPP Matching, Stock Option10-K9/1/2017
10.09+Forms of Equity Grant Agreements: CEO Restricted Stock Unit, CEO TSR Performance-Based Restricted Stock Unit, Executive Restricted Stock Unit, EVP/SVP TSR Performance-Based Restricted Stock Unit, Restricted Stock Unit, and Stock Option Agreement10-K9/1/2016
10.10+Form of Amended and Restated 2005 Equity Incentive Plan Non-Qualified Stock Option Grant Agreement: New Hire, Promotion, Retention or Focal Grant10-K9/13/2013
10.11+Credit Karma, Inc. 2015 Equity Incentive Plan, as amendedS-8 333-25109612/3/2020
10.12+Form of Restricted Stock Unit Agreement under the Credit Karma, Inc. 2015 Equity Incentive PlanS-8 333-25109612/3/2020
10.13+Form of Restricted Stock Unit Agreement under the Credit Karma, Inc. 2015 Equity Incentive PlanS-8 333-25109612/3/2020
10.14+Form of Restricted Stock Unit Agreement under the Credit Karma, Inc. 2015 Equity Incentive PlanS-8 333-25109612/3/2020
10.15+Description of Non-Employee Director Compensation, approved October 31, 2018 and effective January 17, 201910-Q11/20/2018
10.16+Description of Non-Employee Director Compensation, approved October 19, 2017 and effective January 18, 201810-Q11/20/2017
10.17+Non-employee Director Compensation Program, effective January 21, 201610-Q2/25/2016
10.18+Forms of Non-employee Director Restricted Stock Unit Agreements10-Q11/20/2017
10.19+Form of Director Restricted Stock Units Conversion Grant Agreement10-Q3/1/2013
10.20+Fourth Amended and Restated Management Stock Purchase Program10-Q2/22/2019
10.21+Form of Restricted Stock Unit Grant Agreement for MSPP Purchased Award10-K9/13/2012
10.22+Form of Restricted Stock Unit Grant Agreement for MSPP Matching Award10-K9/13/2012
10.23+Intuit Executive Relocation Policy10-K8/31/2018
10.24+Intuit Inc. Non-qualified Deferred Compensation Plan, effective January 1, 200910-Q11/20/2017
Intuit Fiscal 2021 Form 10-K101

Tables of Contents

Exhibit NumberExhibit DescriptionFiled HerewithIncorporated by Reference Form/File No.Date
10.25+Intuit Inc. 2005 Executive Deferred Compensation Plan, effective January 1, 200510-Q12/10/2004
10.26+Intuit Executive Deferred Compensation Plan, effective March 15, 200210-Q5/31/2002
10.27+Amended and Restated Intuit Inc. Performance Incentive Plan, adopted October 28, 202010-Q11/19/2020
10.28+Form of Indemnification Agreement entered into by Intuit with each of its directors and certain officers10-Q2/23/2017
10.29+Letter regarding Terms of Employment by and between Intuit Inc. and Michelle Clatterbuck dated January 19, 20188-K1/23/2018
10.30+Letter Regarding Terms of Employment by and between Intuit Inc. and Sasan Goodarzi, dated November 15, 201810-Q11/20/2018
10.31+Letter regarding Terms of Employment by and between Intuit Inc. and Gregory N. Johnson dated August 1, 201810-K8/30/2019
10.32+Employment memo dated November 7, 2018 to J. Alexander Chriss dated November 7, 2018 and effective January 1, 2019.10-K8/30/2019
10.33+Employment memo dated November 7, 2018 to Marianna Tessel and effective January 1, 201910-K8/31/2020
10.34Amended and Restated Credit Agreement dated as of May 2, 2019 among Intuit Inc., the lenders party thereto, Bank of America, N.A., and JPMorgan Chase Bank, N.A., as co-administrative agents, and U.S. Bank National Association and MUFG Bank, LTD., as co-syndication agents, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, JPMorgan Chase Bank, N.A., U.S. Bank National Association, and MUFG Bank, LTD., as joint lead arrangers and joint bookrunners10-K8/30/2019
10.35#Master Services Agreement between Intuit and Arvato Services, Inc., dated May 28, 200310-K9/19/2003
10.36Second Amendment to Master Service Agreement between Intuit and Arvato Services, Inc., effective May 29, 200710-K9/14/2007
10.37#Amendment 3 to Master Services Agreement between Intuit and Arvato Services, Inc., effective April 1, 200810-Q5/30/2008
10.38#Amendment 5 to the Master Services Agreement between Intuit and Arvato Digital Services LLC effective August 19, 201010-Q12/6/2010
10.39Amended and Restated Amendment Seven to the Master Service Agreement by and between Intuit and Arvato Digital Services effective September 1, 201310-Q11/22/2013
10.40Amendment 8 to the Master Services Agreement between Intuit and Arvato Digital Services LLC effective August 1, 201410-K9/12/2014
10.41Lease Agreement dated as of July 31, 2003 between Intuit and Charleston Properties for 2475, 2500, 2525, 2535 and 2550 Garcia Avenue, Mountain View, CA10-K9/19/2003
10.42Lease Agreement dated as of July 31, 2003 between Intuit and Charleston Properties for 2650, 2675, 2700 and 2750 Coast Avenue and 2600 Casey Avenue, Mountain View, California10-K9/19/2003
10.43Second Amendment to Lease Agreement Phase 1, effective January 1, 2011, between Intuit Inc. and Charleston Properties10-Q3/1/2011
Intuit Fiscal 2021 Form 10-K102

Tables of Contents

Exhibit NumberExhibit DescriptionFiled HerewithIncorporated by Reference Form/File No.Date
10.44Third Amendment to Lease Agreement Phase 2, effective January 1, 2011, between Intuit Inc. and Charleston Properties10-Q3/1/2011
21.01List of Intuit’s SubsidiariesX
23.01Consent of Independent Registered Public Accounting FirmX
24.01Power of Attorney (see signature page)X
31.01Certification of Chief Executive OfficerX
31.02Certification of Chief Financial OfficerX
32.01*Section 1350 Certification (Chief Executive Officer)X
32.02*Section 1350 Certification (Chief Financial Officer)X
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL documentX
101.SCHXBRL Taxonomy Extension SchemaX
101.CALXBRL Taxonomy Extension Calculation LinkbaseX
101.LABXBRL Taxonomy Extension Label LinkbaseX
101.PREXBRL Taxonomy Extension Presentation LinkbaseX
101.DEFXBRL Taxonomy Extension Definition LinkbaseX
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)X
+Indicates a management contract or compensatory plan or arrangement.
#We have requested confidential treatment for certain portions of this document pursuant to an application for confidential treatment sent to the Securities and Exchange Commission (SEC). We omitted such portions from this filing and filed them separately with the SEC.
*This certification is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section. Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that Intuit specifically incorporates it by reference.

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