Item 15. Exhibits, Financial Statement Schedules
12K characters. Original on sec.gov · Markdown
Item 15. Exhibits, Financial Statement Schedules
INDEX TO EXHIBITS
| Incorporated by Reference | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Date of Filing | Exhibit Number | Filed**/** Furnished Herewith | Page Number | ||||||||
| 3.1(a) | Articles of Restatement of Kimco Realty Corporation, dated January 14, 2011 | 10-K | 1-10899 | 02/28/11 | 3.1(a) | ||||||||||
| 3.1(b) | Amendment to Articles of Restatement of Kimco Realty Corporation dated May 8, 2014 | 10-K | 1-10899 | 02/27/15 | 3.1(b) | ||||||||||
| 3.1(c) | Articles Supplementary of Kimco Realty Corporation dated November 8, 2010 | 10-K | 1-10899 | 02/28/11 | 3.1(b) | ||||||||||
| 3.1(d) | Articles Supplementary of Kimco Realty Corporation, dated March 12, 2012 | 8-A12B | 1-10899 | 03/13/12 | 3.2 | ||||||||||
| 3.1(e) | Articles Supplementary of Kimco Realty Corporation, dated July 17, 2012 | 8-A12B | 1-10899 | 07/18/12 | 3.2 | ||||||||||
| 3.1(f) | Articles Supplementary of Kimco Realty Corporation, dated November 30, 2012 | 8-A12B | 1-10899 | 12/03/12 | 3.2 | ||||||||||
| 3.2 | Amended and Restated By-laws of Kimco Realty Corporation, dated February 25, 2009 | 10-K | 1-10899 | 02/27/09 | 3.2 | ||||||||||
| 4.1 | Agreement of Kimco Realty Corporation pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K | S-11 | 333-42588 | 09/11/91 | 4.1 | ||||||||||
| 4.2 | Form of Certificate of Designations for the Preferred Stock | S-3 | 333-67552 | 09/10/93 | 4(d) | ||||||||||
| 4.3 | Indenture dated September 1, 1993, between Kimco Realty Corporation and Bank of New York (as successor to IBJ Schroder Bank and Trust Company) | S-3 | 333-67552 | 09/10/93 | 4(a) | ||||||||||
| 4.4 | First Supplemental Indenture, dated August 4, 1994, between Kimco Realty Corporation and Bank of New York (as successor to IBJ Schroder Bank and Trust Company) | 10-K | 1-10899 | 03/28/96 | 4.6 | ||||||||||
| 4.5 | Second Supplemental Indenture, dated April 7, 1995, between Kimco Realty Corporation and Bank of New York (as successor to IBJ Schroder Bank and Trust Company) | 8-K | 1-10899 | 04/07/95 | 4(a) | ||||||||||
| 4.6 | Indenture dated April 21, 2005, between Kimco North Trust III, Kimco Realty Corporation, as guarantor and BNY Trust Company of Canada, as trustee | 8-K | 1-10899 | 04/25/05 | 4.1 | ||||||||||
| 4.7 | Third Supplemental Indenture, dated June 2, 2006, between Kimco Realty Corporation, and The Bank of New York, as trustee | 8-K | 1-10899 | 06/05/06 | 4.1 | ||||||||||
| 4.8 | First Supplemental Indenture, dated October 31, 2006, among Kimco Realty Corporation, Pan Pacific Retail Properties, Inc. and Bank of New York Trust Company, N.A., as trustee | 8-K | 1-10899 | 11/03/06 | 4.2 | ||||||||||
| 4.9 | Fifth Supplemental Indenture, dated October 31, 2006, among Kimco Realty Corporation, Pan Pacific Retail Properties, Inc. and Bank of New York Trust Company, N.A., as trustee | 8-K | 1-10899 | 11/03/06 | 4.1 | ||||||||||
| 4.10 | First Supplemental Indenture, dated June 2, 2006, among Kimco North Trust III, Kimco Realty Corporation, as guarantor and BNY Trust Company of Canada, as trustee | 10-K | 1-10899 | 02/28/07 | 4.12 | ||||||||||
| 4.11 | Second Supplemental Indenture, dated August 16, 2006, among Kimco North Trust III, Kimco Realty Corporation, as guarantor and BNY Trust Company of Canada, as trustee | 10-K | 1-10899 | 02/28/07 | 4.13 | ||||||||||
| 4.12 | Fourth Supplemental Indenture, dated April 26, 2007, between Kimco Realty Corporation and The Bank of New York, as trustee | 8-K | 1-10899 | 04/26/07 | 1.3 | ||||||||||
| 4.13 | Fifth Supplemental Indenture, dated September 24, 2009, between Kimco Realty Corporation and The Bank of New York Mellon, as trustee | 8-K | 1-10899 | 09/24/09 | 4.1 | ||||||||||
| 4.14 | Third Supplemental Indenture, dated April 13, 2010, among Kimco North Trust III, Kimco Realty Corporation, as guarantor and BNY Trust Company of Canada, as trustee | 10-Q | 1-10899 | 05/07/10 | 99.2 |
| Incorporated by Reference | |||||||
|---|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Date of Filing | Exhibit Number | Filed**/** Furnished Herewith | Page Number |
| 4.15 | Sixth Supplemental Indenture, dated May 23, 2013, between Kimco Realty Corporation and The Bank of New York Mellon, as trustee | 8-K | 1-10899 | 05/23/13 | 4.1 | ||
| 4.16 | Fourth Supplemental Indenture, dated July 22, 2013, among Kimco North Trust III, Kimco Realty Corporation, as guarantor and BNY Trust Company of Canada, as trustee | 10-Q | 1-10899 | 08/02/13 | 99.2 | ||
| 4.17 | Seventh Supplemental Indenture, dated April 24, 2014, between Kimco Realty Corporation and The Bank of New York Mellon, as trustee | 8-K | 1-10899 | 04/24/14 | 4.1 | ||
| 10.1 | Amended and Restated Stock Option Plan | 10-K | 1-10899 | 03/28/95 | 10.3 | ||
| 10.2 | Second Amended and Restated 1998 Equity Participation Plan of Kimco Realty Corporation (restated February 25, 2009) | 10-K | 1-10899 | 02/27/09 | 10.9 | ||
| 10.3 | Form of Indemnification Agreement | 10-K | 1-10899 | 02/27/09 | 99.1 | ||
| 10.4 | Agency Agreement, dated July 17, 2013, by and among Kimco North Trust III, Kimco Realty Corporation and Scotia Capital Inc., RBC Dominion Securities Inc., CIBC World Markets Inc. and National Bank Financial Inc. | 10-Q | 1-10899 | 08/02/13 | 99.1 | ||
| 10.5 | Kimco Realty Corporation Executive Severance Plan, dated March 15, 2010 | 8-K | 1-10899 | 03/19/10 | 10.5 | ||
| 10.6 | Kimco Realty Corporation 2010 Equity Participation Plan | 8-K | 1-10899 | 03/19/10 | 10.7 | ||
| 10.7 | Form of Performance Share Award Grant Notice and Performance Share Award Agreement | 8-K | 1-10899 | 03/19/10 | 10.8 | ||
| 10.8 | First Amendment to the Kimco Realty Corporation Executive Severance Plan, dated March 20, 2012 | 10-Q | 1-10899 | 05/10/12 | 10.3 | ||
| 10.9 | First Amendment to the Kimco Realty Corporation 2010 Equity Participation Plan | S-8 | 333-184776 | 11/06/12 | 99.1 | ||
| 10.10 | $1.75 Billion Amended and Restated Credit Agreement, dated March 17, 2014, among Kimco Realty Corporation, the subsidiaries of Kimco party thereto, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent | 8-K | 1-10899 | 03/20/14 | 10.1 | ||
| 10.11 | Credit Agreement, dated January 30, 2015, among Kimco Realty Corporation and each of the parties named therein | 8-K | 1-10899 | 02/05/15 | 10.1 | ||
| 10.12 | Consulting Agreement, dated June 11, 2015, between Kimco Realty Corporation and David B. Henry | 8-K | 1-10899 | 06/12/15 | 10.1 | ||
| 12.1 | Computation of Ratio of Earnings to Fixed Charges | — | — | — | — | * | 96 |
| 12.2 | Computation of Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividends | — | — | — | — | * | 97 |
| 21.1 | Significant Subsidiaries of the Company | — | — | — | — | * | 98 |
| 23.1 | Consent of PricewaterhouseCoopers LLP | — | — | — | — | * | 99 |
| 31.1 | Certification of the Company’s Chief Executive Officer, Conor C. Flynn, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | — | — | — | — | * | 100 |
| 31.2 | Certification of the Company’s Chief Financial Officer, Glenn G. Cohen, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | — | — | — | — | * | 101 |
| 32.1 | Certification of the Company’s Chief Executive Officer, Conor C. Flynn, and the Company’s Chief Financial Officer, Glenn G. Cohen, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | — | — | — | — | * | 102 |
| 99.1 | Property Chart | — | — | — | — | * | 103 |
| 101.INS | XBRL Instance Document | — | — | — | — | * | |
| 101.SCH | XBRL Taxonomy Extension Schema | — | — | — | — | * | |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | — | — | — | — | * | |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase | — | — | — | — | * | |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase | — | — | — | — | * | |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase | — | — | — | — | * |
- Filed herewith
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| KIMCO REALTY CORPORATION | |||
|---|---|---|---|
| By: | /s/ Conor C. Flynn | ||
| Conor C. Flynn | |||
| Chief Executive Officer |
Dated: February 26, 2016
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date | |
|---|---|---|---|
| /s/ Milton Cooper | Executive Chairman of the Board of Directors | February 26, 2016 | |
| Milton Cooper | |||
| /s/ Conor C. Flynn | President - Chief Executive Officer | February 26, 2016 | |
| Conor C. Flynn | and Director | ||
| /s/ Richard G. Dooley | Director | February 26, 2016 | |
| Richard G. Dooley | |||
| /s/ Joe Grills | Director | February 26, 2016 | |
| Joe Grills | |||
| /s/ Frank Lourenso | Director | February 26, 2016 | |
| Frank Lourenso | |||
| /s/ Richard Saltzman | Director | February 26, 2016 | |
| Richard Saltzman | |||
| /s/ Philip Coviello | Director | February 26, 2016 | |
| Philip Coviello | |||
| /s/ Colombe Nicholas | Director | February 26, 2016 | |
| Colombe Nicholas | |||
| /s/ Glenn G. Cohen | Executive Vice President - | February 26, 2016 | |
| Glenn G. Cohen | Chief Financial Officer and | ||
| Treasurer | |||
| /s/ Paul Westbrook | Vice President - | February 26, 2016 | |
| Paul Westbrook | Chief Accounting Officer |
ANNUAL REPORT ON FORM 10-K
Previous: Item 14. Principal Accounting Fees and Services · Next: Item 8. , ITEM 15 (a) (1) and (2)
Sponsor Sponsor this sector. One slot per industry, shown on every filing in it. Details