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Item 16. Form 10-K Summary

13K characters. Original on sec.gov ·

Item 16. Form 10-K Summary

None.

INDEX TO EXHIBITS

Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled/ Furnished HerewithPage Number
2.1Agreement and Plan of Merger, dated as of April 15, 2021, by and between Kimco Realty Corporation and Weingarten Realty Investors.8-K1-1089904/15/212.1
3.1(a)Articles of Restatement of Kimco Realty Corporation, dated January 14, 201110-K1-1089902/28/113.1(a)
3.1(b)Amendment to Articles of Restatement of Kimco Realty Corporation, dated May 8, 201410-K1-1089902/27/173.1(b)
3.1(c)Articles Supplementary of Kimco Realty Corporation, dated November 8, 201010-K1-1089902/28/113.1(b)
3.1(d)Articles Supplementary of Kimco Realty Corporation, dated March 12, 20128-A12B1-1089903/13/123.2
3.1(e)Articles Supplementary of Kimco Realty Corporation, dated July 17, 20128-A12B1-1089907/18/123.2
3.1(f)Articles Supplementary of Kimco Realty Corporation, dated November 30, 20128-A12B1-1089912/03/123.2
3.1(g)Articles Supplementary of Kimco Realty Corporation, dated August 8, 20178-A12B1-1089908/08/173.3
3.1(h)Articles Supplementary of Kimco Realty Corporation, dated December 12, 20178-A12B1-1089912/12/173.3
3.2Amended and Restated Bylaws of Kimco Realty Corporation, dated February 25, 200910-K1-1089902/27/093.2
4.2Indenture dated September 1, 1993, between Kimco Realty Corporation and Bank of New York (as successor to IBJ Schroder Bank and Trust Company)S-3333-6755209/10/934(a)
4.3First Supplemental Indenture, dated August 4, 1994, between Kimco Realty Corporation and Bank of New York (as successor to IBJ Schroder Bank and Trust Company)10-K1-1089903/28/964.6
4.4Second Supplemental Indenture, dated April 7, 1995, between Kimco Realty Corporation and Bank of New York (as successor to IBJ Schroder Bank and Trust Company)8-K1-1089904/07/954(a)
4.5Third Supplemental Indenture, dated June 2, 2006, between Kimco Realty Corporation and The Bank of New York, as Trustee8-K1-1089906/05/064.1
4.6Fourth Supplemental Indenture, dated April 26, 2007, between Kimco Realty Corporation and The Bank of New York, as Trustee8-K1-1089904/26/071.3
4.7Fifth Supplemental Indenture, dated September 24, 2009, between Kimco Realty Corporation and The Bank of New York Mellon, as Trustee8-K1-1089909/24/094.1
4.8Sixth Supplemental Indenture, dated May 23, 2013, between Kimco Realty Corporation and The Bank of New York Mellon, as Trustee8-K1-1089905/23/134.1
4.9Seventh Supplemental Indenture, dated April 24, 2014, between Kimco Realty Corporation and The Bank of New York Mellon, as Trustee8-K1-1089904/24/144.1
4.10Description of Securities10-K1-1089902/25/204.10
4.11Form of Indenture for Senior Debt Securities dated as of May 1, 1995 between Weingarten Realty Investors and The Bank of New York Mellon Trust Company, N.A. (successor to J.P. Morgan Trust Company, National Association, successor to Texas Commerce Bank National Association).S-333-5765902/10/954(a)
4.12Second Supplemental Indenture, dated October 9, 2012, between Weingarten Realty Investors and The Bank of New York Mellon Trust Company, N.A. (successor to J.P. Morgan Trust Company, National Association, successor to Texas Commerce Bank National Association).8-K33-5765910/09/124.1
10.1Amended and Restated Stock Option Plan10-K1-1089903/28/9510.3
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled/ Furnished HerewithPage Number
10.2Second Amended and Restated 1998 Equity Participation Plan of Kimco Realty Corporation (restated February 25, 2009)10-K1-1089902/27/0910.9
10.3Form of Indemnification Agreement10-K1-1089902/27/0999.1
10.4Kimco Realty Corporation Executive Severance Plan, dated March 15, 20108-K1-1089903/19/1010.5
10.5Restated Kimco Realty Corporation 2010 Equity Participation Plan10-K1-1089902/27/1710.6
10.6Amendment No. 1 to the Kimco Realty Corporation 2010 Equity Participation Plan10-K1-1089902/23/1810.7
10.7Form of Performance Share Award Grant Notice and Performance Share Award Agreement8-K1-1089903/19/1010.8
10.8First Amendment to the Kimco Realty Corporation Executive Severance Plan, dated March 20, 201210-Q1-1089905/10/1210.3
10.9Amended and Restated Credit Agreement, dated as of February 27, 2020, among Kimco Realty Corporation, the subsidiaries of Kimco from time to time parties thereto, the several banks, financial institutions and other entities from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent for the Lenders thereunder8-K1-1089903/02/2010.1
10.10Kimco Realty Corporation 2020 Equity Participation PlanDEF 14A1-1089903/18/20Annex B
10.11Credit Agreement, dated April 1, 2020, among Kimco Realty Corporation and each of the parties named therein10-Q1-1089908/07/2010.1
10.12Amendment No.1 to Credit Agreement, dated April 20, 2020, among Kimco Realty Corporation and each of the parties named therein.10-Q1-1089908/07/2010.2
10.13Amendment No.2 to Credit Agreement, dated April 24, 2020, among Kimco Realty Corporation and each of the parties named therein.10-Q1-1089908/07/2010.3
10.14Form of Kimco Realty Corporation 2020 Equity Participation Plan Performance Share Award Grant Notice and Performance Share Award Agreement.10-Q1-1089908/07/2010.4
10.15Form of Kimco Realty Corporation 2020 Equity Participation Plan Restricted Stock Award Grant Notice and Restricted Stock Award Agreement.10-Q1-1089908/07/2010.5
21.1Significant Subsidiaries of the Company————*
23.1Consent of PricewaterhouseCoopers LLP————*
31.1Certification of the Company’s Chief Executive Officer, Conor C. Flynn, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002————*
31.2Certification of the Company’s Chief Financial Officer, Glenn G. Cohen, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002————*
32.1Certification of the Company’s Chief Executive Officer, Conor C. Flynn, and the Company’s Chief Financial Officer, Glenn G. Cohen, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002————**
99.1Property Chart————*
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document————*
101.SCHInline XBRL Taxonomy Extension Schema————*
101.CALInline XBRL Taxonomy Extension Calculation Linkbase————*
101.DEFInline XBRL Taxonomy Extension Definition Linkbase————*
101.LABInline XBRL Taxonomy Extension Label Linkbase————*
101.PREInline XBRL Taxonomy Extension Presentation Linkbase————*
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)*
  • Filed herewith

** Furnished herewith

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

KIMCO REALTY CORPORATION
By:/s/ Conor C. Flynn
Conor C. Flynn
Chief Executive Officer

Dated:  February 28, 2022

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

SignatureTitleDate
/s/ Milton CooperExecutive Chairman of the Board of DirectorsFebruary 28, 2022
Milton Cooper
/s/ Conor C. FlynnChief Executive Officer and DirectorFebruary 28, 2022
Conor C. Flynn
/s/ Frank LourensoDirectorFebruary 28, 2022
Frank Lourenso
/s/ Richard SaltzmanDirectorFebruary 28, 2022
Richard Saltzman
/s/ Philip CovielloDirectorFebruary 28, 2022
Philip Coviello
/s/ Mary Hogan PreusseDirectorFebruary 28, 2022
Mary Hogan Preusse
/s/ Valerie RichardsonDirectorFebruary 28, 2022
Valerie Richardson
/s/ Henry MonizDirectorFebruary 28, 2022
Henry Moniz
/s/ Glenn G. CohenExecutive Vice President -February 28, 2022
Glenn G. CohenChief Financial Officer and Treasurer
/s/ Paul WestbrookVice President -February 28, 2022
Paul WestbrookChief Accounting Officer

ANNUAL REPORT ON FORM 10-K

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