Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES Copy as markdown (a) The following documents are filed as part of this Annual Report on Form 10-K:
Financial Statements:
The following financial statements and schedules of the Registrant are contained in Item 8, “Financial Statements and Supplementary Data” of this Annual Report on Form 10-K:
Financial Statement Schedule:
The following financial statement schedule of the Registrant is filed as part of this Annual Report on Form 10-K and should be read in conjunction with the financial statements:
All other schedules are omitted because they are either not applicable or the required information is shown in the Consolidated Financial Statements or notes thereto.
Exhibits
The information required by this item is set forth below.
Exhibit Number Exhibit Description Incorporated by Reference Form File No. Exhibit Number Filing Date 3.1 Restated Certificate of Incorporation 10-K No. 000-09992 3.1 August 16, 2019 3.2 Amended and Restated Bylaws 8-K No. 000-09992 3.1 November 4, 2022 4.1 Indenture dated November 6, 2014 between KLA-Tencor Corporation and Wells Fargo Bank, National Association, as trustee 8-K No. 000-09992 4.1 November 7, 2014 4.2 Form of Officer’s Certificate setting forth the terms of the Notes (with form of Notes attached) 8-K No. 000-09992 4.2 November 7, 2014 4.3 Indenture, dated as of June 23, 2022 between KLA Corporation and U.S. Bank Trust Company, National Association, as trustee 8-K No. 000-09992 4.1 June 24, 2022 4.4 Form of Officer’s Certificate setting forth the terms of the 4.650% Senior Notes due 2032, 4.950% Senior Notes due 2052, and 5.250% Senior Notes due 2062 (with form of Notes attached) 8-K No. 000-09992 4.2 June 24, 2022 4.5 Form of Officer’s Certificate setting forth the terms of the 4.100% Senior Notes due 2029 and 5.000% Senior Notes due 2049 (with form of Notes attached) 8-K No. 000-09992 4.2 March 20, 2019 4.6 Form of Officer’s Certificate setting forth the terms of the 3.300% Senior Notes due 2050 (with form of Notes attached) 8-K No. 000-09992 4.2 March 3, 2020 4.7 Description of the Registrant’s securities registered under Section 12 of the Securities Act of 1934 10-Q No. 000-09992 4.1 October 30, 2020 10.1 2004 Equity Incentive Plan (as amended and restated (as of November 7, 2018))* S-8 No. 228283 10.1 November 8, 2018 10.2 Form of Restricted Stock Unit Award Notification (Performance-Vesting)* 10-K No. 000-09992 10.2 August 6, 2021 10.3 Form of Restricted Stock Unit Award Notification (Service-Vesting)* 10-K No. 000-09992 10.3 August 6, 2021 10.4 Form of Accelerated Stock Repurchases Agreement 8-K No. 000-09992 10.1 June 24, 2022 10.5 Executive Deferred Savings Plan (as amended and restated effective July 31, 2019)* 10-K No. 000-09992 10.9 August 16, 2019 10.6 Credit Agreement, dated as of June 8, 2022, by and among KLA Corporation, the several banks and other financial institutions party thereto as lenders, and JPMorgan Chase Bank, N.A., as administrative agent 8-K No. 000-09992 10.1 June 8, 2022 10.7 Amended and Restated Executive Severance Plan* 8-K No. 000-09992 10.1 October 20, 2016
Exhibit Number Exhibit Description Incorporated by Reference Form File No. Exhibit Number Filing Date 10.8 Amended and Restated 2010 Executive Severance Plan* 10-Q No. 000-09992 10.45 October 22, 2015 10.9 Calendar Year 202 3 Executive Incentive Plan*+ 10-Q No. 000-09992 10.1 April 28, 2023 10.10 Amendment No. 1 dated as of July 25, 2022, by and among the registrant, the subsidiary guarantors party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent ^10-K No. 000-09992 10.10 August 5, 2022 10.11 Form of Restricted Stock Unit Award N ot ification and A greement (S pecial Awards )*+ 10-Q No. 000-09992 10.1 October 28, 2022 19.1 Policy on Insider Trading and Unauthorized Disclosures 21.1 List of Subsidiaries 23.1 Consent of Independent Registered Public Accounting Firm 31.1 Certification of Chief Executive Officer under Rule 13a-14(a)/15d - 14(a) of the Securities Exchange Act of 1934 31.2 Certification of Chief Financial Officer under Rule 13a-14(a)/15d - 14(a) of the Securities Exchange Act of 1934 32 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350^ 101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document).
* Denotes a management contract, plan or arrangement. + Certain portions of this document that constitute confidential information have been redacted in accordance with Regulation S-K, Item 601(b)(10). ^ Furnished herewith
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