A Dark Vector Cognition product

Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

18K characters. Original on sec.gov ·

Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

(a) The following documents are filed as part of this Annual Report on Form 10-K:

  1. Financial Statements:

The following financial statements and schedules of the Registrant are contained in Item 8, “Financial Statements and Supplementary Data” of this Annual Report on Form 10-K:

Consolidated Balance Sheets as of June 30, 2026 and 202549
Consolidated Statements of Operations for each of the three years in the period ended June 30, 202650
Consolidated Statements of Comprehensive Income for each of the three years in the period ended June 30, 202651
Consolidated Statements of Stockholders’ Equity for each of the three years in the period ended June 30, 202652
Consolidated Statements of Cash Flows for each of the three years in the period ended June 30, 202653
Notes to Consolidated Financial Statements54
Report of Independent Registered Public Accounting Firm (PCAOB ID 238)93
  1. Financial Statement Schedule:

The following financial statement schedule of the Registrant is filed as part of this Annual Report on Form 10-K and should be read in conjunction with the financial statements:

Schedule II—Valuation and Qualifying Accounts for the three years in the period ended June 30, 202695

All other schedules are omitted because they are either not applicable or the required information is shown in the Consolidated Financial Statements or notes thereto.

  1. Exhibits

The information required by this item is set forth below.

Exhibit NumberExhibit DescriptionIncorporated by Reference
FormFile No.Exhibit NumberFiling Date
3.1Restated Certificate of Incorporation of KLA Corporation8-KNo. 000-099923.2June 12, 2026
3.2Amended and Restated Bylaws8-KNo. 000-099923.1November 7, 2025
4.1Description of the Registrant’s securities registered under Section 12 of the Securities Act of 1934
4.2Indenture dated November 6, 2014 between KLA-Tencor Corporation and Wells Fargo Bank, National Association, as trustee8-KNo. 000-099924.1November 7, 2014
4.3Form of Officer’s Certificate setting forth the terms of the Notes (with form of Notes attached)8-KNo. 000-099924.2November 7, 2014
4.4Indenture, dated as of June 23, 2022 between KLA Corporation and U.S. Bank Trust Company, National Association, as trustee8-KNo. 000-099924.1June 24, 2022
4.5Form of Officer’s Certificate setting forth the terms of the 4.650% Senior Notes due 2032, 4.950% Senior Notes due 2052, and 5.250% Senior Notes due 2062 (with form of Notes attached)8-KNo. 000-099924.2June 24, 2022
4.6Form of Officer’s Certificate setting forth the terms of the 4.100% Senior Notes due 2029 and 5.000% Senior Notes due 2049 (with form of Notes attached)8-KNo. 000-099924.2March 20, 2019
4.7Form of Officer’s Certificate setting forth the terms of the 3.300% Senior Notes due 2050 (with form of Notes attached)8-KNo. 000-099924.2March 3, 2020
4.8Officer’s Certificate, dated February 1, 2024, including the form of the Company’s 4.700% Senior Notes due 20348-KNo. 000-099924.2February 1, 2024
10.12004 Equity Incentive Plan (as amended and restated (as of November 7, 2018))*S-8No. 22828310.1November 8, 2018
Exhibit NumberExhibit DescriptionIncorporated by Reference
FormFile No.Exhibit NumberFiling Date
10.2Form of Restricted Stock Unit Award Notification (Performance-Vesting)*10-KNo. 000-0999210.2August 6, 2021
10.3Form of Restricted Stock Unit Award Notification (Service-Vesting)*10-KNo. 000-0999210.3August 6, 2021
10.4Form of Accelerated Stock Repurchases Agreement8-KNo. 000-0999210.1June 24, 2022
10.5Executive Deferred Savings Plan (as amended and restated effective July 31, 2019)*10-KNo. 000-0999210.9August 16, 2019
10.6Amended and Restated Executive Severance Plan*8-KNo. 000-0999210.1October 20, 2016
10.7Amended and Restated 2010 Executive Severance Plan*10-QNo. 000-0999210.45October 22, 2015
10.8Calendar Year 2026 Executive Incentive Plan*+10-QNo. 000-0999210.1April 30, 2026
10.9Form of Restricted Stock Unit Award Notification and Agreement (Special Awards)*+10-QNo. 000-0999210.1October 28, 2022
10.10KLA Corporation 2023 Incentive Award Plan*8-KNo. 000-0999210.1November 3, 2023
10.11KLA Corporation 2023 Incentive Award Plan Global Restricted Stock Unit Agreement*10-QNo. 000-0999210.2January 26, 2024
10.12Senior Advisor Agreement, dated November 15, 2024, by and between KLA Corporation and Oreste Donzella*10-QNo. 000-0999210.1January 31, 2025
10.13Credit Agreement, dated as of July 3, 2025, among KLA Corporation, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent8-KNo. 000-0999210.1July 8, 2025
19.1Policy on Insider Trading and Unauthorized Disclosures
21.1List of Subsidiaries
23.1Consent of Independent Registered Public Accounting Firm
31.1Certification of Chief Executive Officer under Rule 13a-14(a)/15d - 14(a) of the Securities Exchange Act of 1934
31.2Certification of Chief Financial Officer under Rule 13a-14(a)/15d - 14(a) of the Securities Exchange Act of 1934
32Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350^
97.1Policy for Recovery of Erroneously Awarded Compensation10-KNo. 000-0999297.1August 5, 2024
101.INSXBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document
101.CALXBRL Taxonomy Extension Calculation Linkbase Document
101.DEFXBRL Taxonomy Extension Definition Linkbase Document
Exhibit NumberExhibit DescriptionIncorporated by Reference
FormFile No.Exhibit NumberFiling Date
101.LABXBRL Taxonomy Extension Label Linkbase Document
101.PREXBRL Taxonomy Extension Presentation Linkbase Document
104Cover Page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document).

*Denotes a management contract, plan or arrangement.
+Certain portions of this document that constitute confidential information have been redacted in accordance with Regulation S-K, Item 601(b)(10).
^Furnished herewith

Previous: Item 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES · Next: Item 16. FORM 10-K SUMMARY