Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
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Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
Information regarding Alliant Energy’s equity compensation plans as of December 31, 2022 was as follows:
| (A) | (C) | |||||||||||||||||||
| Number of securities to be | (B) | Number of securities remaining available | ||||||||||||||||||
| issued upon exercise of | Weighted-average exercise | for future issuance under equity | ||||||||||||||||||
| outstanding options, | price of outstanding options, | compensation plans (excluding | ||||||||||||||||||
| Plan Category | warrants and rights | warrants and rights | securities reflected in column (A)) | |||||||||||||||||
| Equity compensation plans approved by shareowners | 713,876 (a) | $51.92 | 8,259,869 (b) | |||||||||||||||||
| Equity compensation plans not approved by shareowners (c) | N/A | N/A | N/A (d) | |||||||||||||||||
| 713,876 | $51.92 | 8,259,869 |
(a)Represents performance shares, performance restricted stock units and restricted stock units granted under the 2020 OIP, all of which are paid out in shares of Alliant Energy’s common stock. The performance share and performance restricted stock unit awards included in column (A) of the table reflect an assumed payout at the maximum performance multiplier of 200%. Also included are restricted stock units granted under the 2020 OIP, which vest at the expiration of a three-year time-vesting period.
(b)All of the available shares under the 2020 OIP may be issued as awards in the form of shares of Alliant Energy’s common stock, restricted stock, restricted stock units, performance shares, performance units and other stock-based or cash-based awards. As of December 31, 2022, there were performance shares and restricted stock units (performance- and time-vesting) outstanding under the 2020 OIP, the only plan under which such equity awards are currently granted.
(c)As of December 31, 2022, there were 402,134 shares of Alliant Energy’s common stock held under the DCP, which is described in Note 13(c).
(d)There is no limit on the number of shares of Alliant Energy’s common stock that may be held under the DCP.
The remainder of the information required by Item 12 for Alliant Energy, and the information required by Item 12 for each of IPL and WPL, is incorporated herein by reference to the relevant information in the 2023 Alliant Energy Proxy Statement, which will be filed with the SEC within 120 days after the end of Alliant Energy’s, IPL’s and WPL’s fiscal year.
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