Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULE

25K characters. Original on sec.gov · Markdown

Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULE

(a) Documents filed as part of this report:

  1. Financial Statements. The financial statements as set forth under Item 8 of this Annual Report on Form 10-K are incorporated herein.

  2. Financial Statement Schedule.

Schedule II

Valuation and Qualifying Accounts

DescriptionBalance at Beginning of YearCharged to Costs and ExpensesWrite-offs Net of RecoveriesBalance at End of Year
(In thousands)
Shrink Provision on Finished Goods
For the year ended February 3, 2019$(310)$(13,597)$12,713$(1,194)
For the year ended February 2, 2020(1,194)(12,593)11,712(2,075)
For the year ended January 31, 2021(2,075)(9,231)10,323(983)
Obsolescence and Quality Provision on Finished Goods and Raw Materials
For the year ended February 3, 2019$(9,303)$(2,453)$4,204$(7,552)
For the year ended February 2, 2020(7,552)(5,363)2,533(10,382)
For the year ended January 31, 2021(10,382)(2,467)472(12,377)
Damage Provision on Finished Goods
For the year ended February 3, 2019$(5,520)$(22,912)$21,089$(7,343)
For the year ended February 2, 2020(7,343)(28,313)26,047(9,609)
For the year ended January 31, 2021(9,609)(28,073)20,073(17,609)
Sales Return Allowances
For the year ended February 3, 2019$(6,293)$(5,025)$—$(11,318)
For the year ended February 2, 2020(11,318)(1,579)—(12,897)
For the year ended January 31, 2021(12,897)(19,663)—(32,560)
Valuation Allowance on Deferred Income Taxes
For the year ended February 3, 2019$(1,843)$(427)$1,763$(507)
For the year ended February 2, 2020(507)(5,148)—(5,655)
For the year ended January 31, 2021(5,655)(809)—(6,464)

Table of Contents

  1. Exhibits

Exhibit Index

Incorporated by Reference
Exhibit No.Exhibit TitleFiled HerewithFormExhibit No.File No.Filing Date
2.1Agreement and Plan of Merger by and among lululemon athletic inc., Snowflake Acquisition Corp., Curiouser Products Inc., and Shareholder Representative Services LLC8-K2.1001-336087/1/2020
3.1Amended and Restated Certificate of Incorporation of lululemon athletica inc.8-K3.1001-336088/8/2007
3.2Certificate of Amendment to Amended and Restated Certificate of Incorporation of lululemon athletica inc.8-K3.1001-336087/1/2011
3.3Certificate of Amendment to Certificate of Incorporation filed July 20, 201710-Q3.1001-336088/30/2018
3.4Certificate of Amendment to Certificate of Incorporation filed June 12, 201810-Q3.1001-336088/30/2018
3.5Bylaws of lululemon athletica inc.X
4.1Form of Specimen Stock Certificate of lululemon athletica inc.S-34.1333-1858991/7/2013
4.2Description of Securities Registered Under Section 12 of the Securities Exchange Act of 193410-K4.2001-336083/26/2020
10.1*lululemon athletica inc. 2014 Equity Incentive Plan8-K10.1001-336086/13/2014
10.2*Form of Non-Qualified Stock Option Agreement (for outside directors)10-Q10.2001-3360812/6/2012
10.3*Form of Non-Qualified Stock Option Agreement (with clawback provision)10-Q10.1001-336086/1/2017
10.4*Form of Notice of Grant of Performance Shares and Performance Shares Agreement (with clawback provision)10-Q10.2001-336086/1/2017
10.5*Form of Notice of Grant of Restricted Stock Units and Restricted Stock Units Agreement (with clawback provision)10-Q10.3001-336086/1/2017
10.6*Form of Restricted Stock Award Agreement10-Q10.12001-3360812/11/2014
10.7*Amended and Restated LIPO Investments (USA), Inc. Option Plan and form of Award AgreementS-110.3333-1424775/1/2007
10.8Second Amended and Restated Registration Rights Agreement dated June 18, 2015 between lululemon athletica inc. and the parties named therein10-Q10.2001-336089/10/2015
10.9Exchange Trust Agreement dated July 26, 2007 between lululemon athletica inc., Lulu Canadian Holding, Inc. and Computershare Trust Company of Canada10-Q10.5001-336089/10/2007
10.10Exchangeable Share Support Agreement dated July 26, 2007 between lululemon athletica inc., Lululemon Callco ULC and Lulu Canadian Holding, Inc.10-Q10.6001-336089/10/2007
10.11Amended and Restated Declaration of Trust for Forfeitable Exchangeable Shares dated July 26, 2007, by and among the parties named therein10-Q10.7001-336089/10/2007
10.12Amended and Restated Arrangement Agreement dated as of June 18, 2007, by and among the parties named therein (including Plan of Arrangement and Exchangeable Share Provisions)S-1/A10.14333-1424777/9/2007
10.13Form of Indemnification Agreement between lululemon athletica inc. and its directors and certain officersS-1/A10.16333-1424777/9/2007

Table of Contents

Incorporated by Reference
Exhibit No.Exhibit TitleFiled HerewithFormExhibit No.File No.Filing Date
10.14*Outside Director Compensation Plan10-Q10.1001-3360812/11/2019
10.15*lululemon athletica inc. Employee Share Purchase Plan10-Q10.3001-3360811/29/2007
10.16*Executive Employment Agreement, effective as of December 5, 2016, between lululemon athletica canada inc. and Celeste Burgoyne10-K10.23001-336083/29/2017
10.17*Amendment to Executive Employment Agreement, effective October 27, 2020, between lululemon athletica canada inc. and Celeste Burgoyne10-Q10.1001-3360812/10/2020
10.18*Executive Employment Agreement, effective as of August 20, 2018, between lululemon athletica canada inc. and Calvin McDonald8-K10.1001-336087/24/2018
10.19*Executive Employment Agreement, effective as of November 23, 2020, between lululemon athletica inc. and Meghan Frank10-Q10.2001-3360812/10/2020
10.20*Executive Employment Agreement, effective as of September 20, 2018, between lululemon athletica inc. and Michelle Choe10-Q10.1001-3360812/06/2018
10.21*Executive Employment Agreement, effective as of January 20, 2020, between lululemon athletica inc. and Nicole Neuburger10-K10.23001-336083/26/2020
10.22*Executive Employment Agreement, effective as of January 4, 2021, between lululemon athletica UK ltd. and Andre MaestriniX
10.23Credit Agreement, dated as of December 15, 2016, among lululemon athletica inc., lululemon athletica canada inc., Lulu Canadian Holding, Inc. and lululemon usa inc., as borrowers, Bank of America, N.A., as administrative agent, swing line lender and letter of credit issuer, HSBC Bank Canada, as syndication agent and letter of credit issuer, and each other lender party thereto.8-K10.1001-3360812/21/2016
10.24Amendment No. 1 to Credit Agreement, dated June 6, 2018, among lululemon athletica inc. and the other parties thereto8-K10.1001-336086/6/2018
21.1Significant subsidiaries of lululemon athletica inc.X
23.1Consent of PricewaterhouseCoopers LLPX
31.1Certification of principal executive officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
31.2Certification of principal financial and accounting officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X

Table of Contents

Incorporated by Reference
Exhibit No.Exhibit TitleFiled HerewithFormExhibit No.File No.Filing Date
32.1**Certification of principal executive officer and principal financial and accounting officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101The following financial statements from the Company's 10-K for the fiscal year ended January 31, 2021, formatted in iXBRL: (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Operations and Comprehensive Income, (iii) Consolidated Statements of Stockholders' Equity, (iv) Consolidated Statements of Cash Flows (v) Notes to the Consolidated Financial StatementsX
*Denotes a compensatory plan, contract or arrangement, in which our directors or executive officers may participate.
**Furnished herewith.

Previous: Item 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES · Next: Item 16. FORM 10-K SUMMARY