filings.toolsItem 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
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(a)1. Financial Statements.
The following consolidated financial statements are included in Item 8:
(a)2. Financial Statement Schedule.
The following financial statement schedule for the years ended December 31, 2012, 2011 and 2010 is filed as part of this report and should be read in conjunction with the consolidated financial statements.
Schedule II Valuation and Qualifying Accounts
All other schedules for which provision is made in the applicable accounting regulation of the SEC are not required under the related instructions or are inapplicable, and therefore have been omitted.
Table of Contents
LIVE NATION ENTERTAINMENT, INC.
SCHEDULE II
VALUATION AND QUALIFYING ACCOUNTS
Allowance for Doubtful Accounts
| Description | Balance at Beginning of Period | Charges of Costs, Expenses and Other | Write-off of Accounts Receivable | Other | Balance at End of Period | |||||||||||||||||
| (in thousands) | ||||||||||||||||||||||
| Year ended December 31, 2010 | $ | 8,230 | $ | 4,666 | $ | (2,342 | ) | $ | 344 | (1) | $ | 10,898 | ||||||||||
| Year ended December 31, 2011 | $ | 10,898 | $ | 6,440 | $ | (243 | ) | $ | (109 | ) | (1) | $ | 16,986 | |||||||||
| Year ended December 31, 2012 | $ | 16,986 | $ | 6,480 | $ | (4,155 | ) | $ | 483 | (1) | $ | 19,794 | ||||||||||
| (1) | Foreign currency adjustments. |
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Table of Contents
LIVE NATION ENTERTAINMENT, INC.
SCHEDULE II
VALUATION AND QUALIFYING ACCOUNTS
Deferred Tax Asset Valuation Allowance
| Description | Balance at Beginning of Period | Charges of Costs, Expenses and Other (1) | Deletions | Other (1) | Balance at End of Period | |||||||||||||||
| (in thousands) | ||||||||||||||||||||
| Year ended December 31, 2010 (2) | $ | 204,294 | $ | 55,269 | $ | - | $ | 64,107 | $ | 323,670 | ||||||||||
| Year ended December 31, 2011 | $ | 323,670 | $ | 7,412 | $ | - | $ | 5,717 | $ | 336,799 | ||||||||||
| Year ended December 31, 2012 | $ | 336,799 | $ | 79,214 | $ | - | $ | 9,391 | $ | 425,404 | ||||||||||
| (1) | During 2012, 2011 and 2010, the valuation allowance was adjusted for acquisitions and divestitures. |
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| (2) | The balance at the beginning of period for the year ended December 31, 2010, has been increased by $12.5 million pursuant to an amended U. S. federal tax return for the year ended December 31, 2009. |
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Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||
| No . | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||
| 2.1 | Agreement and Plan of Merger, dated February 10, 2009, between Ticketmaster Entertainment, Inc. and Live Nation, Inc. | 8-K | 001-32601 | 2.1 | 2/13/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 3.1 | Amended and Restated Certificate of Incorporation of Live Nation Entertainment, Inc., as amended. | 10-K | 001-32601 | 3.1 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 3.2 | Fourth Amended and Restated Bylaws of Live Nation Entertainment, Inc. | 8-K | 001-32601 | 3.1 | 6/13/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.1 | Rights Agreement, dated December 21, 2005, between CCE Spinco, Inc. and The Bank of New York, as Rights Agent. | 8-K | 001-32601 | 4.1 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.2 | First Amendment to Rights Agreement, dated February 25, 2009, between Live Nation, Inc. and The Bank of New York Mellon, as Rights Agent. | 8-K | 001-32601 | 4.1 | 3/3/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.3 | Second Amendment to Rights Agreement, effective as of September 23, 2011, entered into by and between Live Nation Entertainment, Inc. and The Bank of New York Mellon, as rights agent. | 8-K | 001-32601 | 4.1 | 9/28/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.4 | Form of Certificate of Designations of Series A Junior Participating Preferred Stock. | 8-K | 001-32601 | 4.2 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.5 | Form of Right Certificate. | 8-K | 001-32601 | 4.3 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.1 | Second Amended and Restated Certificate of Incorporation of Live Nation Holdco #2, Inc. | 8-K | 001-32601 | 10.2 | 7/23/2008 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.2 | Indenture, dated July 16, 2007, between Live Nation, Inc. and Wells Fargo Bank, N.A., as Trustee. | 8-K | 001-32601 | 4.1 | 7/16/2007 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.3 | Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | S-1 | 333-152702 | 10.21 | 8/1/2008 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.4 | First Supplemental Indenture, dated August 20, 2008, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | 8-K | 001-34064 | 4.1 | 8/25/2008 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.5 | Second Supplemental Indenture, dated April 30, 2009, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-34064 | 10.2 | 8/13/2009 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.6 | Third Supplemental Indenture, dated July 23, 2009, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-34064 | 10.3 | 8/13/2009 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.7 | Fourth Supplemental Indenture, dated January 25, 2010, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors named therein and The Bank of New York Mellon, as Trustee. | 8-K | 001-32601 | 4.1 | 1/29/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.8 | Fifth Supplemental Indenture, dated as of April 30, 2010, to the Indenture dated July 28, 2008, among Ticketmaster, the Guarantors named therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-32601 | 10.1 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.9 | Sixth Supplemental Indenture, entered into as of May 6, 2010, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors named therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-32601 | 10.2 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.10 | Seventh Supplemental Indenture, entered into as of February 14, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Career Artist Management LLC, and The Bank of New York Mellon Trust Company, N.A., as Trustee. | 10-Q | 001-32601 | 10.4 | 5/5/2011 | Live Nation Entertainment, Inc. |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||||
| No . | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||||
| 10.11 | Eighth Supplemental Indenture, entered into as of August 4, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Vector Management LLC, Vector West, LLC and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.2 | 11/3/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.12 | Ninth Supplemental Indenture, entered into as of January 4, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Live Nation LGTours (USA), LLC and The Bank of New York Mellon Trust Company, N.A. as trustee. | 10-K | 001-32601 | 10.12 | 2/24/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.13 | Tenth Supplemental Indenture, entered into as of February 28, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HOB Punch Line S.F. Corp., and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.1 | 5/10/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.14 | Eleventh Supplemental Indenture, entered into as of August 16, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HARD Events LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | X | ||||||||||||||||||||||
| 10.15 | Lockup and Registration Rights Agreement, dated May 26, 2006, among Live Nation, Inc., SAMCO Investments Ltd., Concert Productions International Inc., CPI Entertainment Rights, Inc. and the other parties set forth therein. | 8-K | 001-32601 | 4.1 | 6/2/2006 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.16 | Voting Agreement, dated February 10, 2009, between Liberty USA Holdings, LLC and Live Nation, Inc. | 8-K | 001-32601 | 10.1 | 2/13/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.17 | Stockholder Agreement, dated February 10, 2009, among Live Nation, Inc., Liberty Media Corporation, Liberty USA Holdings, LLC and Ticketmaster Entertainment, Inc. | 8-K | 001-32601 | 10.2 | 2/13/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.18 | Note, dated January 24, 2010, among Ticketmaster Entertainment, Inc., Azoff Family Trust of 1997 and Irving Azoff. | 10-K | 001-32601 | 10.17 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.19 | Registration Rights Agreement, dated January 25, 2010, among Live Nation, Inc., Liberty Media Corporation and Liberty Media Holdings USA, LLC. | 8-K | 001-32601 | 10.1 | 1/29/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.20 | Tax Matters Agreement, dated December 21, 2005, among CCE Spinco, Inc., CCE Holdco #2, Inc. and Clear Channel Communications, Inc. | 8-K | 001-32601 | 10.2 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.21 | Tax Sharing Agreement, dated August 20, 2008, among IAC/InterActiveCorp, HSN, Inc., Interval Leisure Group, Inc., Ticketmaster and Tree.com, Inc. | 8-K | 001-34064 | 10.2 | 8/25/2008 | Ticketmaster Entertainment LLC | ||||||||||||||||||
| 10.22 | Form of Indemnification Agreement. | 10-K | 001-32601 | 10.23 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.23 § | Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of April 15, 2011. | 8-K | 001-32601 | 10.3 | 6/20/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.24 § | Amended and Restated Ticketmaster Entertainment, Inc. 2008 Stock and Annual Incentive Plan. | S-8 | 333-164507 | 10.1 | 1/26/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.25 § | Amendment No. 1 to the Amended and Restated Ticketmaster Entertainment, Inc. 2008 Stock and Annual Incentive Plan. | 10-Q | 001-32601 | 10.1 | 11/4/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.26 § | Live Nation Entertainment, Inc. 2006 Annual Incentive Plan, as amended and restated as of April 15, 2011. | 8-K | 001-32601 | 10.2 | 6/20/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.27 § | Amended and Restated Live Nation, Inc. Stock Bonus Plan. | 8-K | 001-32601 | 10.1 | 1/25/2010 | Live Nation Entertainment, Inc. |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||||
| No . | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||||
| 10.28 § | Employment Agreement, dated October 21, 2009, among Live Nation, Inc., Live Nation Worldwide, Inc. and Michael Rapino. | 8-K | 001-32601 | 10.1 | 10/22/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.29 § | First Amendment to Employment Agreement, dated December 27, 2012 by and between Live Nation Entertainment, Inc. and Michael Rapino. | X | ||||||||||||||||||||||
| 10.30 § | Amended and Restated Employment Agreement, effective September 1, 2009, between Live Nation Worldwide, Inc. and Michael G. Rowles . | 8-K | 001-32601 | 10.2 | 10/22/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.31 § | Amended and Restated Employment Agreement, effective September 1, 2009, between Live Nation Worldwide, Inc. and Kathy Willard. | 8-K | 001-32601 | 10.3 | 10/22/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.32 § | Employment Agreement, effective December 17, 2007, between Live Nation Worldwide, Inc. and Brian Capo. | 10-Q | 001-32601 | 10.4 | 8/7/2008 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.33 § | First Amendment to Employment Agreement, effective December 31, 2008, between Live Nation Worldwide, Inc. and Brian Capo. | 10-K | 001-32601 | 10.30 | 3/5/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.34 § | Second Amendment to Employment Agreement, effective October 22, 2009, between Live Nation Worldwide, Inc. and Brian Capo. | 10-K | 001-32601 | 10.55 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.35 § | Employment Agreement, effective February 1, 2007, between Live Nation Worldwide, Inc. and Nathan Hubbard. | 10-Q | 001-32601 | 10.1 | 5/10/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.36 § | First Amendment to Employment Agreement, effective March 1, 2009, between Live Nation Worldwide, Inc. and Nathan Hubbard. | 10-Q | 001-32601 | 10.2 | 5/10/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.37 § | Second Amendment to Employment Agreement, effective January 1, 2011, by and between Live Nation Worldwide, Inc. and Nathan Hubbard. | 8-K | 001-32601 | 10.1 | 10/14/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.38 § | Employment Agreement, effective March 18, 2011, between Live Nation Entertainment, Inc. and Joe Berchtold. | 10-Q | 001-32601 | 10.1 | 8/7/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.39 | Indenture dated as of May 6, 2010 by and among Live Nation Entertainment, Inc., the Guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.3 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.40 | First Supplemental Indenture, entered into as of February 14, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Career Artist Management LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.3 | 5/5/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.41 | Second Supplemental Indenture, entered into as of August 4, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Vector Management LLC, Vector West, LLC and The Bank of New York Mellon Trust Company, N.A., as trustee. | 8-K | 001-32601 | 10.1 | 11/3/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.42 | Third Supplemental Indenture, entered into as of January 4, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Live Nation LGTours (USA), LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-K | 001-32601 | 10.43 | 2/24/2012 | Live Nation Entertainment, Inc. |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||||
| No . | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||||
| 10.43 | Fourth Supplemental Indenture, entered into as of February 28, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HOB Punch Line S.F. Corp., and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.2 | 5/10/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.44 | Fifth Supplemental Indenture, entered into as of August 16, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HARD Events LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | X | ||||||||||||||||||||||
| 10.45 | Sixth Supplemental Indenture, entered into as of October 4, 2012, among Live Nation Entertainment, Inc., the Guarantors listed in Appendix I attached hereto, Live Nation Ushtours (USA), LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.4 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.46 | Credit Agreement entered into as of May 6, 2010, among Live Nation Entertainment, Inc., the Foreign Borrowers party thereto, the Guarantors identified therein, the Lenders party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent and Collateral Agent, JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian Agent and J.P. Morgan Europe Limited, as London Agent. | 10-Q | 001-32601 | 10.4 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.47 | Amendment No. 1, dated as of June 29, 2012, entered into by and among Live Nation Entertainment, Inc., the relevant Credit Parties identified therein, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the Lenders . | 10-Q | 001-32601 | 10.2 | 8/7/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.48 | Incremental Term Loan Joinder Agreement No. 1, dated August 20, 2012, by and among Live Nation Entertainment, Inc., JPMorganChase Bank, N.A., as administrative agent, each Incremental Term Loan Lender defined therein and the relevant Credit Parties identified therein. | 10-Q | 001-32601 | 10.2 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.49 | Indenture, dated August 20, 2012, by and among Live Nation Entertainment, Inc., the Guarantors defined therein, and the Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.1 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.50 | First Supplemental Indenture, entered into as of October 4, 2012, among Live Nation Entertainment, Inc., the Guarantors listed in Appendix I attached hereto, Live Nation Ushtours (USA), LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.3 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.51 | Stock Purchase Agreement, dated as of February 4, 2011, by and among Live Nation Entertainment, Inc., FLMG Holdings Corp., Irving Azoff, the Azoff Family Trust of 1997, dated May 27, 1997, as amended, Madison Square Garden, L.P., LNE Holdings, LLC, and Front Line Management Group, Inc. | 8-K | 001-32601 | 10.1 | 2/7/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.52 | Subscription Agreement, dated as of February 4, 2011, by and between Liberty Media Corporation and Live Nation Entertainment, Inc. | 8-K | 001-32601 | 10.2 | 2/7/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 12.1 | Computation of Ratio of Earnings to Fixed Charges. | X | ||||||||||||||||||||||
| 14.1 | Code of Business Conduct and Ethics. | X | ||||||||||||||||||||||
| 21.1 | Subsidiaries of the Company. | X | ||||||||||||||||||||||
| 23.1 | Consent of Ernst & Young LLP. | X |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||
| Exhibit | Here | |||||||||||||
| No . | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||
| 24.1 | Power of Attorney (see signature page). | X | ||||||||||||
| 31.1 | Certification of Chief Executive Officer. | X | ||||||||||||
| 31.2 | Certification of Chief Financial Officer. | X | ||||||||||||
| 32.1 | Section 1350 Certification of Chief Executive Officer. | X | ||||||||||||
| 32.2 | Section 1350 Certification of Chief Financial Officer. | X | ||||||||||||
| 101.INS * | XBRL Instance Document | X | ||||||||||||
| 101.SCH * | XBRL Taxonomy Schema Document | X | ||||||||||||
| 101.CAL * | XBRL Taxonomy Calculation Linkbase Document | X | ||||||||||||
| 101.DEF * | XBRL Taxonomy Definition Linkbase Document | X | ||||||||||||
| 101.LAB * | XBRL Taxonomy Label Linkbase Document | X | ||||||||||||
| 101.PRE * | XBRL Taxonomy Presentation Linkbase Document | X |
| § | Management contract or compensatory plan or arrangement. |
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| * | In accordance with Rule 406T of Regulation S-T, the XBRL related information in Exhibit 101 to this Annual Report on Form 10-K shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be part of any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. |
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The Company has not filed long-term debt instruments of its subsidiaries where the total amount under such instruments is less than ten percent of the total assets of the Company and its subsidiaries on a consolidated basis. However, the Company will furnish a copy of such instruments to the Commission upon request.
Table of Contents
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on February 26, 2013.
| LIVE NATION ENTERTAINMENT, INC. | ||
| By: | /s/ Michael Rapino | |
| Michael Rapino | ||
| President and Chief Executive Officer |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints, jointly and severally, Michael Rapino and Kathy Willard, and each of them, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Name | Title | Date | ||||||
| /s/ Michael Rapino Michael Rapino | President and Chief Executive Officer and Director | February 26, 2013 | ||||||
| /s/ Kathy Willard Kathy Willard | Chief Financial Officer | February 26, 2013 | ||||||
| /s/ Brian Capo Brian Capo | Chief Accounting Officer | February 26, 2013 | ||||||
| /s/ Mark Carleton Mark Carleton | Director | February 26, 2013 | ||||||
| /s/ Jonathan Dolgen Jonathan Dolgen | Director | February 26, 2013 | ||||||
| /s/ Ariel Emanuel Ariel Emanuel | Director | February 26], 2013 | ||||||
| /s/ Robert Ted Enloe, III Robert Ted Enloe, III | Director | February 26, 2013 | ||||||
| /s/ Jeffrey T. Hinson Jeffrey T. Hinson | Director | February 26, 2013 | ||||||
| /s/ James S. Kahan James S. Kahan | Director | February 26, 2013 |
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| /s/ Gregory B. Maffei Gregory B. Maffei | Director | February 26, 2013 | ||||||
| /s/ Randall T. Mays Randall T. Mays | Director | February 26, 2013 | ||||||
| /s/ Mark S. Shapiro Mark S. Shapiro | Director | February 26, 2013 |
Table of Contents
EXHIBIT INDEX
| Incorporated by Reference | Filed | |||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||
| No. | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||
| 2.1 | Agreement and Plan of Merger, dated February 10, 2009, between Ticketmaster Entertainment, Inc. and Live Nation, Inc. | 8-K | 001-32601 | 2.1 | 2/13/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 3.1 | Amended and Restated Certificate of Incorporation of Live Nation Entertainment, Inc., as amended. | 10-K | 001-32601 | 3.1 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 3.2 | Fourth Amended and Restated Bylaws of Live Nation Entertainment, Inc. | 8-K | 001-32601 | 3.1 | 6/13/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.1 | Rights Agreement, dated December 21, 2005, between CCE Spinco, Inc. and The Bank of New York, as Rights Agent. | 8-K | 001-32601 | 4.1 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.2 | First Amendment to Rights Agreement, dated February 25, 2009, between Live Nation, Inc. and The Bank of New York Mellon, as Rights Agent. | 8-K | 001-32601 | 4.1 | 3/3/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.3 | Second Amendment to Rights Agreement, effective as of September 23, 2011, entered into by and between Live Nation Entertainment, Inc. and The Bank of New York Mellon, as rights agent. | 8-K | 001-32601 | 4.1 | 9/28/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.4 | Form of Certificate of Designations of Series A Junior Participating Preferred Stock. | 8-K | 001-32601 | 4.2 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 4.5 | Form of Right Certificate. | 8-K | 001-32601 | 4.3 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.1 | Second Amended and Restated Certificate of Incorporation of Live Nation Holdco #2, Inc. | 8-K | 001-32601 | 10.2 | 7/23/2008 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.2 | Indenture, dated July 16, 2007, between Live Nation, Inc. and Wells Fargo Bank, N.A., as Trustee. | 8-K | 001-32601 | 4.1 | 7/16/2007 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.3 | Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | S-1 | 333-152702 | 10.21 | 8/1/2008 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.4 | First Supplemental Indenture, dated August 20, 2008, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | 8-K | 001-34064 | 4.1 | 8/25/2008 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.5 | Second Supplemental Indenture, dated April 30, 2009, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-34064 | 10.2 | 8/13/2009 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.6 | Third Supplemental Indenture, dated July 23, 2009, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors identified therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-34064 | 10.3 | 8/13/2009 | Ticketmaster Entertainment LLC | ||||||||||||||||
| 10.7 | Fourth Supplemental Indenture, dated January 25, 2010, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors named therein and The Bank of New York Mellon, as Trustee. | 8-K | 001-32601 | 4.1 | 1/29/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.8 | Fifth Supplemental Indenture, dated as of April 30, 2010, to the Indenture dated July 28, 2008, among Ticketmaster, the Guarantors named therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-32601 | 10.1 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.9 | Sixth Supplemental Indenture, entered into as of May 6, 2010, to the Indenture, dated July 28, 2008, among Ticketmaster, the Guarantors named therein and The Bank of New York Mellon, as Trustee. | 10-Q | 001-32601 | 10.2 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||
| 10.10 | Seventh Supplemental Indenture, entered into as of February 14, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Career Artist Management LLC, and The Bank of New York Mellon Trust Company, N.A., as Trustee. | 10-Q | 001-32601 | 10.4 | 5/5/2011 | Live Nation Entertainment, Inc. |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||||
| No. | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||||
| 10.11 | Eighth Supplemental Indenture, entered into as of August 4, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Vector Management LLC, Vector West, LLC and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.2 | 11/3/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.12 | Ninth Supplemental Indenture, entered into as of January 4, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Live Nation LGTours (USA), LLC and The Bank of New York Mellon Trust Company, N.A. as trustee. | 10-K | 001-32601 | 10.12 | 2/24/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.13 | Tenth Supplemental Indenture, entered into as of February 28, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HOB Punch Line S.F. Corp., and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.1 | 5/10/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.14 | Eleventh Supplemental Indenture, entered into as of August 16, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HARD Events LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | X | ||||||||||||||||||||||
| 10.15 | Lockup and Registration Rights Agreement, dated May 26, 2006, among Live Nation, Inc., SAMCO Investments Ltd., Concert Productions International Inc., CPI Entertainment Rights, Inc. and the other parties set forth therein. | 8-K | 001-32601 | 4.1 | 6/2/2006 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.16 | Voting Agreement, dated February 10, 2009, between Liberty USA Holdings, LLC and Live Nation, Inc. | 8-K | 001-32601 | 10.1 | 2/13/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.17 | Stockholder Agreement, dated February 10, 2009, among Live Nation, Inc., Liberty Media Corporation, Liberty USA Holdings, LLC and Ticketmaster Entertainment, Inc. | 8-K | 001-32601 | 10.2 | 2/13/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.18 | Note, dated January 24, 2010, among Ticketmaster Entertainment, Inc., Azoff Family Trust of 1997 and Irving Azoff. | 10-K | 001-32601 | 10.17 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.19 | Registration Rights Agreement, dated January 25, 2010, among Live Nation, Inc., Liberty Media Corporation and Liberty Media Holdings USA, LLC. | 8-K | 001-32601 | 10.1 | 1/29/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.20 | Tax Matters Agreement, dated December 21, 2005, among CCE Spinco, Inc., CCE Holdco #2, Inc. and Clear Channel Communications, Inc. | 8-K | 001-32601 | 10.2 | 12/23/2005 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.21 | Tax Sharing Agreement, dated August 20, 2008, among IAC/InterActiveCorp, HSN, Inc., Interval Leisure Group, Inc., Ticketmaster and Tree.com, Inc. | 8-K | 001-34064 | 10.2 | 8/25/2008 | Ticketmaster Entertainment LLC | ||||||||||||||||||
| 10.22 | Form of Indemnification Agreement. | 10-K | 001-32601 | 10.23 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.23 § | Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of April 15, 2011. | 8-K | 001-32601 | 10.3 | 6/20/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.24 § | Amended and Restated Ticketmaster Entertainment, Inc. 2008 Stock and Annual Incentive Plan. | S-8 | 333-164507 | 10.1 | 1/26/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.25 § | Amendment No. 1 to the Amended and Restated Ticketmaster Entertainment, Inc. 2008 Stock and Annual Incentive Plan. | 10-Q | 001-32601 | 10.1 | 11/4/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.26 § | Live Nation Entertainment, Inc. 2006 Annual Incentive Plan, as amended and restated as of April 15, 2011. | 8-K | 001-32601 | 10.2 | 6/20/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.27 § | Amended and Restated Live Nation, Inc. Stock Bonus Plan. | 8-K | 001-32601 | 10.1 | 1/25/2010 | Live Nation Entertainment, Inc. |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||||
| No. | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||||
| 10.28 § | Employment Agreement, dated October 21, 2009, among Live Nation, Inc., Live Nation Worldwide, Inc. and Michael Rapino. | 8-K | 001-32601 | 10.1 | 10/22/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.29 § | First Amendment to Employment Agreement, dated December 27, 2012 by and between Live Nation Entertainment, Inc. and Michael Rapino. | X | ||||||||||||||||||||||
| 10.30 § | Amended and Restated Employment Agreement, effective September 1, 2009, between Live Nation Worldwide, Inc. and Michael G. Rowles . | 8-K | 001-32601 | 10.2 | 10/22/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.31 § | Amended and Restated Employment Agreement, effective September 1, 2009, between Live Nation Worldwide, Inc. and Kathy Willard. | 8-K | 001-32601 | 10.3 | 10/22/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.32 § | Employment Agreement, effective December 17, 2007, between Live Nation Worldwide, Inc. and Brian Capo. | 10-Q | 001-32601 | 10.4 | 8/7/2008 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.33 § | First Amendment to Employment Agreement, effective December 31, 2008, between Live Nation Worldwide, Inc. and Brian Capo. | 10-K | 001-32601 | 10.30 | 3/5/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.34 § | Second Amendment to Employment Agreement, effective October 22, 2009, between Live Nation Worldwide, Inc. and Brian Capo. | 10-K | 001-32601 | 10.55 | 2/25/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.35 § | Employment Agreement, effective February 1, 2007, between Live Nation Worldwide, Inc. and Nathan Hubbard. | 10-Q | 001-32601 | 10.1 | 5/10/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.36 § | First Amendment to Employment Agreement, effective March 1, 2009, between Live Nation Worldwide, Inc. and Nathan Hubbard. | 10-Q | 001-32601 | 10.2 | 5/10/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.37 § | Second Amendment to Employment Agreement, effective January 1, 2011, by and between Live Nation Worldwide, Inc. and Nathan Hubbard. | 8-K | 001-32601 | 10.1 | 10/14/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.38 § | Employment Agreement, effective March 18, 2011, between Live Nation Entertainment, Inc. and Joe Berchtold. | 10-Q | 001-32601 | 10.1 | 8/7/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.39 | Indenture dated as of May 6, 2010 by and among Live Nation Entertainment, Inc., the Guarantors party thereto and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.3 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.40 | First Supplemental Indenture, entered into as of February 14, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Career Artist Management LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.3 | 5/5/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.41 | Second Supplemental Indenture, entered into as of August 4, 2011, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Vector Management LLC, Vector West, LLC and The Bank of New York Mellon Trust Company, N.A., as trustee. | 8-K | 001-32601 | 10.1 | 11/3/2009 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.42 | Third Supplemental Indenture, entered into as of January 4, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, Live Nation LGTours (USA), LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-K | 001-32601 | 10.43 | 2/24/2012 | Live Nation Entertainment, Inc. |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||||||||||
| Exhibit | Here | |||||||||||||||||||||||
| No. | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||||||||||
| 10.43 | Fourth Supplemental Indenture, entered into as of February 28, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HOB Punch Line S.F. Corp., and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.2 | 5/10/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.44 | Fifth Supplemental Indenture, entered into as of August 16, 2012, among Live Nation Entertainment, Inc., the guarantors listed in Appendix I attached thereto, HARD Events LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | X | ||||||||||||||||||||||
| 10.45 | Sixth Supplemental Indenture, entered into as of October 4, 2012, among Live Nation Entertainment, Inc., the Guarantors listed in Appendix I attached hereto, Live Nation Ushtours (USA), LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.4 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.46 | Credit Agreement entered into as of May 6, 2010, among Live Nation Entertainment, Inc., the Foreign Borrowers party thereto, the Guarantors identified therein, the Lenders party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent and Collateral Agent, JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian Agent and J.P. Morgan Europe Limited, as London Agent. | 10-Q | 001-32601 | 10.4 | 8/5/2010 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.47 | Amendment No. 1, dated as of June 29, 2012, entered into by and among Live Nation Entertainment, Inc., the relevant Credit Parties identified therein, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the Lenders. | 10-Q | 001-32601 | 10.2 | 8/7/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.48 | Incremental Term Loan Joinder Agreement No. 1, dated August 20, 2012, by and among Live Nation Entertainment, Inc., JPMorganChase Bank, N.A., as administrative agent, each Incremental Term Loan Lender defined therein and the relevant Credit Parties identified therein. | 10-Q | 001-32601 | 10.2 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.49 | Indenture, dated August 20, 2012, by and among Live Nation Entertainment, Inc., the Guarantors defined therein, and the Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.1 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.50 | First Supplemental Indenture, entered into as of October 4, 2012, among Live Nation Entertainment, Inc., the Guarantors listed in Appendix I attached hereto, Live Nation Ushtours (USA), LLC, and The Bank of New York Mellon Trust Company, N.A., as trustee. | 10-Q | 001-32601 | 10.3 | 11/5/2012 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.51 | Stock Purchase Agreement, dated as of February 4, 2011, by and among Live Nation Entertainment, Inc., FLMG Holdings Corp., Irving Azoff, the Azoff Family Trust of 1997, dated May 27, 1997, as amended, Madison Square Garden, L.P., LNE Holdings, LLC, and Front Line Management Group, Inc. | 8-K | 001-32601 | 10.1 | 2/7/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 10.52 | Subscription Agreement, dated as of February 4, 2011, by and between Liberty Media Corporation and Live Nation Entertainment, Inc. | 8-K | 001-32601 | 10.2 | 2/7/2011 | Live Nation Entertainment, Inc. | ||||||||||||||||||
| 12.1 | Computation of Ratio of Earnings to Fixed Charges. | X | ||||||||||||||||||||||
| 14.1 | Code of Business Conduct and Ethics. | X | ||||||||||||||||||||||
| 21.1 | Subsidiaries of the Company. | X | ||||||||||||||||||||||
| 23.1 | Consent of Ernst & Young LLP. | X |
Table of Contents
| Incorporated by Reference | Filed | |||||||||||||||
| Exhibit | Here | |||||||||||||||
| No. | Exhibit Description | Form | File No. | Exhibit No. | Filing Date | Filed By | with | |||||||||
| 24.1 | Power of Attorney (see signature page). | X | ||||||||||||||
| 31.1 | Certification of Chief Executive Officer. | X | ||||||||||||||
| 31.2 | Certification of Chief Financial Officer. | X | ||||||||||||||
| 32.1 | Section 1350 Certification of Chief Executive Officer. | X | ||||||||||||||
| 32.2 | Section 1350 Certification of Chief Financial Officer. | X | ||||||||||||||
| 101.INS * | XBRL Instance Document | X | ||||||||||||||
| 101.SCH * | XBRL Taxonomy Schema Document | X | ||||||||||||||
| 101.CAL * | XBRL Taxonomy Calculation Linkbase Document | X | ||||||||||||||
| 101.DEF * | XBRL Taxonomy Definition Linkbase Document | X | ||||||||||||||
| 101.LAB * | XBRL Taxonomy Label Linkbase Document | X | ||||||||||||||
| 101.PRE * | XBRL Taxonomy Presentation Linkbase Document | X |
| § | Management contract or compensatory plan or arrangement. |
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| * | In accordance with Rule 406T of Regulation S-T, the XBRL related information in Exhibit 101 to this Annual Report on Form 10-K shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be part of any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. |
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The Company has not filed long-term debt instruments of its subsidiaries where the total amount under such instruments is less than ten percent of the total assets of the Company and its subsidiaries on a consolidated basis. However, the Company will furnish a copy of such instruments to the Commission upon request.
Previous: Item 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
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