filings.toolsItem 9B. Other information
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Item 9B. Other information
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
During the three months ended December 31, 2023, certain of our officers and directors adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
| Action | Date | Plans | Number of Securities to be Sold | Expiration | ||||||||||||||||||||||||||||||||||
| Rule 10b5-1 1 | Non-Rule 10b5-1 2 | |||||||||||||||||||||||||||||||||||||
| Michael Miebach, President and Chief Executive Officer | Adoption | November 2, 2023 | X | - | 23,552 shares of Class A Common Stock underlying employee stock options | The earlier of (i) the date when all securities under plan are exercised and sold and (ii) November 15, 2024 | ||||||||||||||||||||||||||||||||
| Raja Rajamannar, Chief Marketing and Communications Officer | Adoption | November 28, 2023 | X | - | (i) 48,112 shares of Class A Common Stock underlying employee stock options and (ii) 12,000 shares of Class A Common Stock | The earlier of (i) the date when all securities under plan are exercised and sold and (ii) November 28, 2024 | ||||||||||||||||||||||||||||||||
1Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
2Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Other Information
Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012, we hereby incorporate by reference herein the disclosure contained in Exhibit 99.1 of this Report.
MASTERCARD 2023 FORM 10-K 116
PART III
ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
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