Refer to the Exhibit Index included herein.
42 MASTERCARD MARCH 31, 2022 FORM 10-Q
PART II
EXHIBIT INDEX
Exhibit index
| | | | | | | | |
|---|
| Exhibit Number | | | | | | Exhibit Description | | |
| 4.1 | | | | | | Officer’s Certificate of the Company, dated as of February 22, 2022 (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on February 22, 2022 (File No. 001-32877)). | | |
| 4.2 | | | | | | Form of Global Note representing the Company’s 1.000% Notes due 2029 (included in Officer’s Certificate of the Company, dated as of February 22, 2022) (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K filed on February 22, 2022 (File No. 001-32877)). | | |
| 10.1+* | | | | | | Form of Restricted Stock Unit Agreement for awards under Mastercard Incorporated 2006 Long Term Incentive Plan (effective for awards granted on and subsequent to March 1, 2022). | | |
| 10.2+* | | | | | | Form of Stock Option Agreement for awards under Mastercard Incorporated 2006 Long Term Incentive Plan (effective for awards granted on and subsequent to March 1, 2022). | | |
| 10.3+* | | | | | | Form of Performance Stock Unit Agreement for awards under Mastercard Incorporated 2006 Long Term Incentive Plan (effective for awards granted on and subsequent to March 1, 2022). | | |
| 10.4+* | | | | | | Amended and Restated Mastercard International Incorporated Executive Severance Plan, awarded and restated as of April 11, 2022. | | |
| 10.5+* | | | | | | Amended and Restated Mastercard International Incorporated Change in Control Severance Plan, awarded and restated as of April 11, 2022. | | |
| 31.1* | | | | | | Certification of Michael Miebach, President and Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | |
| 31.2* | | | | | | Certification of Sachin Mehra, Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | |
| 32.1* | | | | | | Certification of Michael Miebach, President and Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | |
| 32.2* | | | | | | Certification of Sachin Mehra, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | |
| 99.1* | | | | | | Disclosure pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012. | | |
| 101.INS | | | | | | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | | |
| 101.SCH* | | | | | | XBRL Taxonomy Extension Schema Document | | |
| 101.CAL* | | | | | | XBRL Taxonomy Extension Calculation Linkbase Document | | |
| 101.DEF* | | | | | | XBRL Taxonomy Extension Definition Linkbase Document | | |
| 101.LAB* | | | | | | XBRL Taxonomy Extension Label Linkbase Document | | |
| 101.PRE* | | | | | | XBRL Taxonomy Extension Presentation Linkbase Document | | |
+ Management contracts or compensatory plans or arrangements.
- Filed or furnished herewith.
The agreements and other documents filed as exhibits to this Report are not intended to provide factual information or other disclosure other than with respect to the terms of the agreements or other documents themselves, and should not be relied upon for that purpose. In particular, any representations and warranties made by the Company in these agreements or other documents were made solely within the specific context of the relevant agreement or document and may not describe the actual state of affairs as of the date they were made or at any other time.
MASTERCARD MARCH 31, 2022 FORM 10-Q 43
SIGNATURES
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | | | | | | | | | | | |
|---|
| | | | | | MASTERCARD INCORPORATED | | | | | | | | |
| | | | | | (Registrant) | | | | | | | | |
| | | | | | | | | | | | | | |
| Date: | | | April 28, 2022 | | | By: | | | | | | /S/ MICHAEL MIEBACH | | |
| | | | | | | | | | | | Michael Miebach | | |
| | | | | | | | | | | | President and Chief Executive Officer | | |
| | | | | | | | | | | | (Principal Executive Officer) | | |
| | | | | | | | | | | | | | |
| Date: | | | April 28, 2022 | | | By: | | | | | | /S/ SACHIN MEHRA | | |
| | | | | | | | | | | | Sachin Mehra | | |
| | | | | | | | | | | | Chief Financial Officer | | |
| | | | | | | | | | | | (Principal Financial Officer) | | |
| | | | | | | | | | | | | | |
| Date: | | | April 28, 2022 | | | By: | | | | | | /S/ SANDRA ARKELL | | |
| | | | | | | | | | | | Sandra Arkell | | |
| | | | | | | | | | | | Corporate Controller | | |
| | | | | | | | | | | | (Principal Accounting Officer) | | |
44 MASTERCARD MARCH 31, 2022 FORM 10-Q