A Dark Vector Cognition product

Item 5. Other information

3K characters. Original on sec.gov ·

Item 5. Other information

Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements

During the three months ended June 30, 2023, certain of our officers and directors adopted or terminated trading arrangements for the sale of shares of our common stock as follows:

ActionDatePlansNumber of Securities to be SoldExpiration
Rule 10b5-1 1Non-Rule 10b5-1 2
Sachin Mehra, Chief Financial OfficerAdoptionMay 1, 2023X-16,838 shares of Class A Common Stock underlying employee stock optionsThe earlier of (i) date when all securities under plan are exercised and sold and (ii) December 31, 2023
Timothy Murphy, Chief Administrative OfficerAdoptionMay 3, 2023X-14,761 shares of Class A Common Stock underlying employee stock options and 256 shares of Class A Common StockThe earlier of (i) date when all securities under plan are exercised and sold and (ii) December 31, 2023
Julius Genachowski, DirectorAdoptionMay 15, 2023X-622 shares of Class A Common StockThe earlier of (i) date when all shares under plan are sold and (ii) February 29, 2024
Ajay Bhalla, President, Cyber and Intelligence SolutionsAdoptionJune 15, 2023X-13,996 shares of Class A Common Stock underlying employee stock optionsThe earlier of (i) date when all securities under plan are exercised and sold and (ii) March 1, 2024
12,292 shares of Class A Common Stock underlying employee stock optionsThe earlier of (i) date when all securities under plan are exercised and sold and (ii) May 15, 2024

1 Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)

2 Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)

Other Information

Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012, we hereby incorporate by reference herein the disclosure contained in Exhibit 99.1.

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