A Dark Vector Cognition product

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

2K characters. Original on sec.gov ·

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

The information relating to security ownership of certain beneficial owners and management is set forth under the designation “Security Ownership of Management” and “Security Ownership of Certain Beneficial Owners” in the 3M Proxy Statement and such information is incorporated by reference herein.

Equity compensation plans information as of December 31, 2018 follows:

Equity Compensation Plans Information (1)

ABC
Number ofWeighted-Number of securities
securities to beaverage exerciseremaining available for
issued uponprice offuture issuance under
exercise ofoutstandingequity compensation
outstandingoptions,plans (excluding
options, warrantswarrants andsecurities reflected in
Plan Category (options and shares in thousands)and rightsrightscolumn (A))
Equity compensation plans approved by security holders
Stock options34,569$138.98—
Restricted stock units1,789—
Performance shares562—
Non-employee director deferred stock units235—
Total37,15526,340
Employee stock purchase plan—25,306
Subtotal37,15551,646
Total37,15551,646
(1)In column B, the weighted-average exercise price is only applicable to stock options. In column C, the number of securities remaining available for future issuance for stock options, restricted stock units, and stock awards for non-employee directors is approved in total and not individually with respect to these items.

Previous: Item 11. Executive Compensation. · Next: Item 13. Certain Relationships and Related Transactions, and Director Independence.