Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

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Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

The information relating to security ownership of certain beneficial owners and management is set forth under the designation “Security Ownership of Management” and “Security Ownership of Certain Beneficial Owners” in the 3M Proxy Statement and such information is incorporated by reference herein.

Equity compensation plans information as of December 31, 2019 follows:

Equity Compensation Plans Information (1)


	A	B		C
	Number of	Weighted-		Number of securities
	securities to be	average exercise		remaining available for
	issued upon	price of		future issuance under
	exercise of	outstanding		equity compensation
	outstanding	options,		plans (excluding
	options, warrants	warrants and		securities reflected in
Plan Category (options and shares in thousands)	and rights	rights		column (A))

Equity compensation plans approved by security holders
Stock options	33,675	$	151.15	—
Restricted stock units	1,573			—
Performance shares	444			—
Non-employee director deferred stock units	232			—
Total	35,924			22,165
Employee stock purchase plan	—			24,190
Subtotal	35,924			46,355
Total	35,924			46,355

(1)	In column B, the weighted-average exercise price is only applicable to stock options. In column C, the number of securities remaining available for future issuance for stock options, restricted stock units, and stock awards for non-employee directors is approved in total and not individually with respect to these items.

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