Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
2K characters. Original on sec.gov · Markdown
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
The information relating to security ownership of certain beneficial owners and management is set forth under the captions “Security ownership of management” and “Security ownership of certain beneficial owners” in the 3M Proxy Statement and such information is incorporated by reference herein.
Equity compensation plans information as of December 31, 2023 follows:
| Equity Compensation Plans Information (1) | A | B | C | |||||||||||||||||
| Plan Category (options and shares in thousands) | Number of securities to be issued upon exercise of outstanding options, warrants and rights | Weighted- average exercise price of outstanding options, warrants and rights | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (A)) | |||||||||||||||||
| Equity compensation plans approved by security holders | ||||||||||||||||||||
| Stock options | 34,683 | $ | 167.38 | — | ||||||||||||||||
| Restricted stock units | 3,798 | — | ||||||||||||||||||
| Performance shares | 360 | — | ||||||||||||||||||
| Non-employee director deferred stock units | 242 | — | ||||||||||||||||||
| Total | 39,083 | 26,648 | ||||||||||||||||||
| Employee stock purchase plan | — | 18,945 | ||||||||||||||||||
| Subtotal | 39,083 | 45,593 | ||||||||||||||||||
| Total | 39,083 | 45,593 |
(1)In column B, the weighted-average exercise price is only applicable to stock options. In column C, the number of securities remaining available for future issuance for stock options, restricted stock units, and stock awards for non-employee directors is approved in total and not individually with respect to these items.
Previous: Item 11. Executive Compensation · Next: Item 13. Certain Relationships and Related Transactions, and Director Independence