A Dark Vector Cognition product

Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

53K characters. Original on sec.gov · Markdown

Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

A. Documents Filed as Part of the Report

  1. Financial Statements (see Part II, Item 8. of this Annual Report on Form 10-K regarding financial statements)

  2. Financial Statement Schedules

Financial statement schedules required under SEC rules but not included in this Annual Report on Form 10-K are omitted because they are not applicable or the required information is contained in the consolidated financial statements or notes thereto.

  1. Exhibits:
Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession
2.1 †Separation and Distribution Agreement, dated as of May 25, 2011, among Marathon Oil Corporation, Marathon Oil Company and Marathon Petroleum Corporation102.15/26/2011001-35054
2.2 †Agreement and Plan of Merger, dated as of April 29, 2018, by and among Marathon Petroleum Corporation, Andeavor, Mahi Inc. and Mahi LLC8-K2.14/30/2018001-35054
2.3Amendment to Agreement and Plan of Merger, dated as of July 3, 2018, by and among Andeavor, Marathon Petroleum Corporation, Mahi Inc. and Mahi LLCS-4/A2.27/5/2018333-225244
2.4Second Amendment to Agreement and Plan of Merger, dated as of September 18, 2018, by and among Andeavor, Marathon Petroleum Corporation, Mahi Inc. and Mahi LLC8-K2.19/18/2018001-35054
2.5 †Agreement and Plan of Merger, dated as of May 7, 2019, by and among Andeavor Logistics LP, Tesoro Logistics GP, LLC, MPLX LP, MPLX GP LLC and MPLX MAX LLC8-K2.15/8/2019001-35054
2.6 †Purchase and Sale Agreement, dated as of August 2, 2020, by and between MPC, the MPC subsidiaries party thereto and 7-Eleven, Inc.8-K2.18/3/2020001-35054
2.7Amendment to Purchase and Sale Agreement, dated as of October 16, 2020, by and among MPC, the MPC subsidiaries party thereto and 7-Eleven, Inc.X
3Articles of Incorporation and Bylaws
3.1Restated Certificate of Incorporation of Marathon Petroleum Corporation, dated October 1, 20188-K3.210/1/2018001-35054
3.2Amended and Restated Bylaws of Marathon Petroleum Corporation, dated as of February 27, 201910-K3.22/28/2019001-35054
4Instruments Defining the Rights of Security Holders, Including Indentures, and Description of Registrant’s Securities
Pursuant to Item 601(b)(4) of Regulation S-K, certain instruments with respect to long-term debt issues have been omitted where the amount of securities authorized under such instruments does not exceed 10 percent of the total consolidated assets of the Registrant. The Registrant hereby agrees to furnish a copy of any such instrument to the Securities and Exchange Commission upon its request.
4.1Indenture, dated as of February 1, 2011, between Marathon Petroleum Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee104.13/29/2011001-35054

Table of Contents

Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
4.2Indenture, dated February 12, 2015, between MPLX LP and The Bank of New York Mellon Trust Company, N.A., as Trustee8-K4.12/12/2015001-35714
4.3Description of SecuritiesX
10Material Contracts
10.1Receivables Purchase Agreement, dated as of December 18, 2013, by and among MPC Trade Receivables Company LLC, Marathon Petroleum Company LP, The Bank of Tokyo-Mitsubishi UFJ, Ltd., New York Branch, as administrative agent and sole lead arranger, certain committed purchasers and conduit purchasers that are parties thereto from time to time and certain other parties thereto from time to time as managing agents and letter of credit issuers8-K10.112/23/2013001-35054
10.2Second Amended and Restated Receivables Sale Agreement, dated as of December 18, 2013, by and between Marathon Petroleum Company LP and MPC Trade Receivables Company LLC8-K10.212/23/2013001-35054
10.3Omnibus Agreement, dated as of October 31, 2012, among Marathon Petroleum Corporation, Marathon Petroleum Company LP, MPL Investment LLC, MPLX Operations LLC, MPLX Terminal and Storage LLC, MPLX Pipe Line Holdings LP, Marathon Pipe Line LLC, Ohio River Pipe Line LLC, MPLX LP and MPLX GP LLC8-K10.211/6/2012001-35054
10.4 *Marathon Petroleum Corporation Second Amended and Restated 2011 Incentive Compensation PlanS-34.312/7/2011333-175286
10.5 *Marathon Petroleum Corporation Policy for Recoupment of Annual Cash Bonus Amounts10-K10.102/29/2012001-35054
10.6 *Marathon Petroleum Corporation Deferred Compensation Plan for Non-Employee Directors10-K10.132/28/2013001-35054
10.7 *Marathon Petroleum Amended and Restated Excess Benefit Plan10-K10.142/24/2017001-35054
10.8 *Marathon Petroleum Amended and Restated Deferred Compensation Plan10-K10.132/29/2012001-35054
10.9 *Marathon Petroleum Corporation Executive Tax, Estate, and Financial Planning Program10-K10.142/29/2012001-35054
10.10 *Speedway Excess Benefit Plan10-K10.152/29/2012001-35054
10.11 *Speedway Deferred Compensation Plan10-K10.162/29/2012001-35054
10.12 *Form of Marathon Petroleum Corporation Amended and Restated 2011 Incentive Compensation Plan Nonqualified Stock Option Award Agreement – Section 16 Officer8-K10.67/7/2011001-35054
10.13 *Form of Marathon Petroleum Corporation 2011 Incentive Compensation Plan Supplemental Nonqualified Stock Option Award Agreement – Section 16 Officer8-K10.212/7/2011001-35054
10.14 *Form of Marathon Petroleum Corporation 2011 Incentive Compensation Plan Supplemental Restricted Stock Unit Award Agreement – Non-Employee Director10-K10.222/29/2012001-35054
10.15 *Marathon Petroleum Corporation Amended and Restated Executive Change in Control Severance Benefits Plan10-K10.212/28/2018001-35054
10.16 *Form of Marathon Petroleum Corporation Restricted Stock Award Agreement – Officer10-Q10.45/9/2012001-35054
10.17 *Form of Marathon Petroleum Corporation Nonqualified Stock Option Award Agreement – Officer10-Q10.55/9/2012001-35054

Table of Contents

Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
10.18 *MPC Non-Employee Director Phantom Unit Award Policy10-K10.322/28/2013001-35054
10.19 *Form of Marathon Petroleum Corporation Restricted Stock Award Agreement – Officer10-Q10.25/9/2013001-35054
10.20 *Form of Marathon Petroleum Corporation Nonqualified Stock Option Award Agreement – Officer10-Q10.35/9/2013001-35054
10.21 *MPLX LP – Form of MPC Officer Phantom Unit Award Agreement10-Q10.45/9/2013001-35054
10.22 *First Amendment to the Marathon Petroleum Corporation Amended and Restated 2011 Incentive Compensation Plan10-Q10.18/3/2015001-35054
10.23First Amendment to Receivables Purchase Agreement, dated July 20, 2016, by and among MPC Trade Receivables Company LLC, Marathon Petroleum Company LP, The Bank of Tokyo-Mitsubishi UFJ, Ltd., New York Branch, as administrative agent and sole lead arranger, certain committed purchasers and conduit purchasers that are parties thereto from time to time and certain other parties thereto from time to time as managing agents and letter of credit issuers8-K10.37/26/2016001-35054
10.24 *Form of Marathon Petroleum Corporation Restricted Stock Award Agreement - Officer10-Q10.25/2/2016001-35054
10.25 *Form of Marathon Petroleum Corporation Nonqualified Stock Option Award Agreement - Officer10-Q10.35/2/2016001-35054
10.26 *Form of MPLX LP Phantom Unit Award Agreement - Marathon Petroleum Corporation Officer10-Q10.55/2/2016001-35054
10.27 *MPLX LP Executive Change in Control Severance Benefits Plan10-Q10.410/30/2017001-35054
10.28 *MPLX LP 2018 Incentive Compensation Plan8-K10.13/5/2018001-35714
10.29 *Form of Marathon Petroleum Corporation Restricted Stock Award Agreement - Officer10-Q10.44/30/2018001-35054
10.30 *Form of MPLX LP Performance Unit Award Agreement - Marathon Petroleum Corporation Officer10-Q10.54/30/2018001-35054
10.31 *Form of MPLX LP Phantom Unit Award Agreement - Marathon Petroleum Corporation Officer10-Q10.64/30/2018001-35054
10.32 *Form of MPLX LP Performance Unit Award Agreement10-Q10.74/30/2018001-35054
10.33 *Form of MPLX LP Phantom Unit Award Agreement - Officer10-Q10.84/30/2018001-35054
10.34 *Form of MPLX LP Phantom Unit Award Agreement - Officer - Three Year Cliff Vesting10-Q10.94/30/2018001-35054
10.35Five Year Revolving Credit Agreement, dated as of August 28, 2018, among MPC, as borrower, JPMorgan Chase Bank, N.A., as administrative agent, each of JPMorgan Chase Bank, N.A., Wells Fargo Securities, LLC, Barclays Bank PLC, Citibank, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Bank, Ltd., MUFG Bank, Ltd. and RBC Capital Markets, as joint lead arrangers and joint bookrunners, Wells Fargo Bank, National Association, as syndication agent, each of Bank of America, N.A., Barclays Bank PLC, Citibank N.A., Mizuho Bank, Ltd., MUFG Bank, Ltd., and Royal Bank of Canada, as documentation agents, and the other lenders and issuing banks that are parties thereto8-K10.18/31/2018001-35054

Table of Contents

Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
10.36 *Andeavor 2011 Long-Term Incentive Plan (as amended and restated)10-K10.682/21/2018001-03473 (Andeavor)
10.37 *Form of Executive Officer Synergy Incentive Award Agreement8-K10.11/30/2019001-35054
10.38 *Form of Chief Executive Officer Synergy Incentive Award Agreement8-K10.21/30/2019001-35054
10.39 *Andeavor 2018 Performance Share Award Grant Letter8-K10.12/20/2018001-03473 (Andeavor)
10.40 *Andeavor Performance Share Awards Granted in 2018 Summary of Key Provisions8-K10.22/20/2018001-03473 (Andeavor)
10.41 *Andeavor 2018 Market Stock Unit Award Grant Letter8-K10.32/20/2018001-03473 (Andeavor)
10.42 *Andeavor Market Stock Unit Awards Granted in 2018 Summary of Key Provisions8-K10.42/20/2018001-03473 (Andeavor)
10.43 *Marathon Petroleum Corporation Deferred Compensation Plan for Non-Employee Directors, as amended and restated January 1, 201910-K10.752/28/2019001-35054
10.44 *Conversion Notice for Andeavor Awards10-K10.762/28/2019001-35054
10.45First Amendment to Fourth Amended and Restated Omnibus Agreement, dated as of January 30, 2019, among Andeavor LLC, Marathon Petroleum Company LP, Tesoro Refining & Marketing Company LLC, Tesoro Companies, Inc., Tesoro Alaska Company LLC, Andeavor Logistics LP and Tesoro Logistics GP, LLC10-K10.772/28/2019001-35054
10.46Fourth Amended and Restated Omnibus Agreement, dated as of October 30, 2017, among Andeavor, Tesoro Refining & Marketing Company LLC, Tesoro Companies, Inc., Tesoro Alaska Company LLC, Tesoro Logistics LP and Tesoro Logistics GP, LLC8-K10.210/31/2017001-35143 (ANDX)
10.47Third Amended and Restated Schedules to Fourth Amended and Restated Omnibus Agreement, effective August 6, 2018, by and among Andeavor, Tesoro Refining & Marketing Company LLC, Tesoro Companies, Inc., Tesoro Alaska Company LLC, Andeavor Logistics LP and Tesoro Logistics GP, LLC10-Q10.211/7/2018001-35143 (ANDX)
10.48 *MPLX LP 2018 Incentive Compensation Plan MPC Non-Employee Director Phantom Unit Award Policy10-K10.862/28/2019001-35054
10.49 *Amended and Restated Marathon Petroleum Corporation 2012 Incentive Compensation Plan10-K10.872/28/2019001-35054
10.50 *First Amendment to the Amended and Restated Marathon Petroleum Corporation 2012 Incentive Compensation Plan10-K10.842/28/2020001-35054
10.51Cooperation Agreement, dated as of December 15, 2019, by and among Marathon Petroleum Corporation, MPLX LP, Elliott Associates, L.P., Elliott International, L.P. and Elliott International Capital Advisors Inc.8-K10.112/16/2019001-35054
10.52 *Restricted Stock Award Agreement - Officer10-Q10.15/9/2019001-35054
10.53 *Nonqualified Stock Option Award Agreement - Officer10-Q10.25/9/2019001-35054
10.54 *Performance Unit Award Agreement 2019 - 2021 Performance Cycle10-Q10.35/9/2019001-35054

Table of Contents

Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
10.55Second Amendment to Receivables Purchase Agreement, dated July 19, 2019, by and among MPC Trade Receivables Company LLC, as seller, Marathon Petroleum Company LP, as servicer, MUFG Bank, Ltd., as administrative agent, certain committed purchasers and conduit purchasers that are parties thereto from time to time and certain other parties thereto from time to time as managing agents and letter of credit issuers8-K10.17/25/2019001-35054
10.56Omnibus Amendment No. 1 to Second Amended and Restated Receivables Sale Agreement, Receivables Purchase Agreement and Performance Undertaking, dated as of October 1, 2020, by and among Marathon Petroleum Corporation, Marathon Petroleum Company LP, MPC Trade Receivables Company LLC, Marathon Petroleum Trading Canada LLC, MUFG Bank, Ltd., as the administrative agent, certain committed purchasers and conduit purchasers that are parties thereto from time to time and certain other parties thereto from time to time as managing agents and letter of credit issuers10-Q10.311/6/2020001-35054
10.57Amended and Restated Credit Agreement, dated as of July 26, 2019, by and among MPLX LP, as borrower, Wells Fargo Bank, National Association, as administrative agent, each of Wells Fargo Securities, LLC, JPMorgan Chase Bank, N.A., Barclays Bank PLC, BofA Securities, Inc., Citigroup Global Markets Inc., Mizuho Bank, Ltd., MUFG Bank, Ltd. and Royal Bank of Canada, as joint lead arrangers and joint bookrunners, JPMorgan Chase Bank, N.A., as syndication agent, each of Bank of America, N.A., Barclays Bank PLC, Citigroup Global Markets Inc., Mizuho Bank, Ltd., MUFG Bank, Ltd. and Royal Bank of Canada, as documentation agents, and the other lenders and issuing banks that are parties thereto8-K10.28/1/2019001-35054
10.58Waiver and Second Amendment to Fourth Amended and Restated Omnibus Agreement, dated as of July 29, 2019, by and among MPC, Andeavor Logistics LP, Tesoro Logistics GP, LLC, Tesoro Refining & Marketing Company LLC, Tesoro Companies, Inc., Tesoro Alaska Company LLC, Andeavor Logistics GP LLC and Marathon Petroleum Company LP8-K10.38/1/2019001-35054
10.59 *Form of 2020 Officer RSU Award Agreement10-Q10.25/7/2020001-35054
10.60 *Form of 2020 Officer Stock Option Award Agreement10-Q10.35/7/2020001-35054
10.61 *Form of 2020 Officer Performance Unit Award Agreement 2020 - 2022 Performance Cycle10-Q10.45/7/2020001-35054
10.62 *Form of 2020 MPLX LP Phantom Unit Award Agreement - MPC Officer10-Q10.55/7/2020001-35054
10.63 *Form of MPLX LP Performance Unit Award Agreement 2020-2022 Performance Cycle - MPC Officer10-Q10.65/7/2020001-35054

Table of Contents

Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
10.64Revolving Credit Agreement, dated as of September 23, 2020, by and among Marathon Petroleum Corporation, as borrower, JPMorgan Chase Bank, N.A., as administrative agent, each of JPMorgan Chase Bank, N.A., Wells Fargo Securities, LLC, Barclays Bank PLC, BofA Securities, Inc., Citibank, N.A., Mizuho Bank, Ltd., MUFG Bank, Ltd., Royal Bank of Canada and TD Securities (USA) LLC, as joint lead arrangers and joint bookrunners, Wells Fargo Bank, National Association, as syndication agent, each of Bank of America, N.A., Barclays Bank PLC, Citibank, N.A., Mizuho Bank, Ltd., MUFG Bank, Ltd., Royal Bank of Canada and TD Securities (USA) LLC, as documentation agents, and the other lenders and issuing banks that are parties thereto8-K10.19/28/2020001-35054
10.65 *Chief Executive Officer RSU Award Agreement10-Q10.211/6/2020001-35054
10.66 *Letter Agreement with Timothy T. Griffith, dated November 13, 20208-K10.111/18/2020001-35054
10.67Aircraft Time Sharing Agreement, dated as of December 29, 2020, by and between Marathon Petroleum Company LP and Michael J. HenniganX
10.68364-Day Revolving Credit Agreement, dated as of April 27, 2020, by and among Marathon Petroleum Corporation, as borrower, JPMorgan Chase Bank, N.A., as administrative agent, each of JPMorgan Chase Bank, N.A., Citibank, N.A.(“Citi”), Mizuho Bank, Ltd. (“Mizuho”), Barclays Bank PLC, MUFG Union Bank, N.A., Royal Bank of Canada and TD Securities (USA) LLC, as joint lead arrangers and bookrunners, Citi and Mizuho, as syndication agents, and the other agents and lenders that are parties thereto8-K10.14/27/2020001-35054
10.69 *Form of 2021 MPC Officer RSU Award AgreementX
10.70 *Form of 2021 MPC Performance Share Unit Award Agreement 2021 - 2023 Performance CycleX
10.71 *Form of 2021 MPLX LP Phantom Unit Award Agreement - MPC OfficerX
10.72 *2021 Marathon Petroleum Annual Cash Bonus ProgramX
10.73 *Marathon Petroleum Executive Deferred Compensation Plan, effective January 1, 2021X
10.74 *Marathon Petroleum Executive Deferred Compensation Plan Adoption Agreement, effective January 1, 2021X
10.75 *Form of 2021 MPC Restricted Stock Unit Award – Broad-Based EmployeesX
10.76 *Form of 2021 MPC Performance Share Unit Award Agreement – 2021-2023 Performance Cycle – Broad-Based EmployeesX
21.1List of SubsidiariesX
23.1Consent of Independent Registered Public Accounting FirmX
24.1Power of Attorney of Directors and Officers of Marathon Petroleum CorporationX
31.1Certification of Chief Executive Officer pursuant to Rule 13(a)-14 and 15(d)-14 under the Securities Exchange Act of 1934.X

Table of Contents

Exhibit NumberExhibit DescriptionIncorporated by ReferenceFiled HerewithFurnished Herewith
FormExhibitFiling DateSEC File No.
31.2Certification of Chief Financial Officer pursuant to Rule 13(a)-14 and 15(d)-14 under the Securities Exchange Act of 1934.X
32.1Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350.X
32.2Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350.X
101.INSInline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded with the Inline XBRL document.X
101.SCHInline XBRL Taxonomy Extension Schema Document.X
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.X
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.X
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.X
101.LABInline XBRL Taxonomy Extension Label Linkbase Document.X
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

† The exhibits and schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K and will be provided to the Securities and Exchange Commission upon request.

  • Indicates management contract or compensatory plan, contract or arrangement in which one or more directors or executive officers of the Registrant may be participants.

Table of Contents

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

February 26, 2021MARATHON PETROLEUM CORPORATION
By: /s/ John J. Quaid
John J. Quaid Senior Vice President and Controller

Table of Contents

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on February 26, 2021 on behalf of the registrant and in the capacities indicated.

SignatureTitle
/s/ Michael J. HenniganDirector, President and Chief Executive Officer (principal executive officer)
Michael J. Hennigan
/s/ Maryann T. MannenExecutive Vice President and Chief Financial Officer (principal financial officer)
Maryann T. Mannen
/s/ John J. QuaidSenior Vice President and Controller (principal accounting officer)
John J. Quaid
*Director
Abdulaziz F. Alkhayyal
*Director
Evan Bayh
*Director
Charles E. Bunch
*Director
Jonathan Z. Cohen
*Director
Steven A. Davis
*Director
Edward G. Galante
*Director
James E. Rohr
*Director
Kim K.W. Rucker
*Director
J. Michael Stice
*Chairman of the Board
John P. Surma
*Director
Susan Tomasky

Table of Contents

  • The undersigned, by signing his name hereto, does sign and execute this report pursuant to the Power of Attorney executed by the above-named directors and officers of the registrant, which is being filed herewith on behalf of such directors and officers.
By: /s/ Michael J. HenniganFebruary 26, 2021
Michael J. Hennigan Attorney-in-Fact

Previous: Item 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES