A Dark Vector Cognition product

Item 6. Exhibits

6K characters. Original on sec.gov ·

Item 6. Exhibits

Exhibit Number
3.1Certificate of Amendment to Nasdaq’s Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on July 20, 2022).
10.1Form of Nasdaq Restricted Stock Unit Award Certificate (employees)*
10.2Form of Nasdaq Restricted Stock Unit Award Certificate (directors)*.
10.3Form of Nasdaq Three-Year Performance Share Unit Agreement*.
10.4Nasdaq, Inc. Deferred Compensation Plan (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on June 16, 2022).
10.5Employment Agreement by and between Nasdaq, Inc. and Bradley J. Peterson, dated June 22, 2022*.
31.1Certification of President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (“Sarbanes-Oxley”).
31.2Certification of Executive Vice President and Chief Financial Officer pursuant to Section 302 of Sarbanes-Oxley.
32.1Certifications Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of Sarbanes-Oxley.
101The following materials from the Nasdaq, Inc. Quarterly Report on Form 10-Q for the quarter ended June 30, 2022, formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets as of June 30, 2022 and December 31, 2021; (ii) Condensed Consolidated Statements of Income for the three and six months end June 30, 2022 and 2021; (iii) Condensed Consolidated Statements of Comprehensive Income for the three and six months end June 30, 2022 and 2021; (iv) Condensed Consolidated Statements of Changes in Stockholders' Equity for the three and six months end June 30, 2022 and 2021; (v) Condensed Consolidated Statements of Cash Flows for the six months end June 30, 2022 and 2021; and (vi) notes to condensed consolidated financial statements.
104Cover Page Interactive Data File, formatted in iXBRL and contained in Exhibit 101.
  • Management contract or compensatory plan or arrangement.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Nasdaq, Inc.
(Registrant)
By:/s/ Adena T. Friedman
Name:Adena T. Friedman
Title:President and Chief Executive Officer
Date:August 3, 2022
By:/s/ Ann M. Dennison
Name:Ann M. Dennison
Title:Executive Vice President and Chief Financial Officer
Date:August 3, 2022

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