Item 9B. Other Information

Director and Officer Trading Arrangements

During the three months ended December 31, 2023, the following directors or officers of the Company adopted or terminated a 'Rule 10b5-1 trading arrangement' or 'non-Rule 10b5-1 trading arrangement,' as each term is defined in Item 408(a) of Regulation S-K, as described in the table below:


Name	Title	Date Adopted	Character of Trading Arrangement	Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement(a)	Duration	Date Terminated
Elizabeth Killinger	Executive Vice President	12/15/2023	Rule 10b5-1 Trading Arrangement	65,583 shares to be Sold(b)	3/15/2024-1/31/2025	N/A
Rasesh Patel	Executive Vice President, Smart Home	12/15/2023	Rule 10b5-1 Trading Arrangement	Up to 73,638 shares to be Sold	3/14/2024-11/01/2024	N/A

(a)Potential sales may be subject to certain price limitations set forth in the 10b5-1 plans and therefore actual number of shares sold could vary if certain minimum stock prices are not met

(b)Represents approximate number of shares to be sold based on outstanding awards expected to vest during the period, where any underlying performance share awards are being calculated at target. Actual number of shares to be sold will depend on actual vesting, the number of shares withheld by NRG to satisfy tax withholding obligations and vesting of dividend equivalent rights

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