A Dark Vector Cognition product

Item 5. OTHER INFORMATION

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Item 5. OTHER INFORMATION

During the three months ended September 30, 2024, the following directors or officers of the Company adopted or terminated a 'Rule 10b5-1 trading arrangement' or 'non-Rule 10b5-1 trading arrangement,' as each term is defined in Item 408(a) of Regulation S-K, as described in the table below:

NameTitleDate AdoptedCharacter of Trading ArrangementAggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement**(a)**DurationDate Terminated
Robert GaudetteExecutive Vice President, NRG Business9/6/2024Rule 10b5-1 Trading ArrangementUp to 60,000 shares to be Sold1/2/2025-2/28/2025N/A
Woo-Sung ChungExecutive Vice President and Chief Financial Officer9/13/2024Rule 10b5-1 Trading ArrangementUp to 20,000(b) shares to be Sold1/13/2025-3/1/2025N/A

(a)Potential sales may be subject to certain price limitations set forth in the 10b5-1 plans and therefore actual number of shares sold could vary if certain minimum stock prices are not met

(b)Represents approximate number of shares to be sold based on outstanding awards expected to vest during the period, where certain underlying performance share awards are being calculated at target. Actual number of shares to be sold will depend on actual vesting, the number of shares withheld by NRG to satisfy tax withholding obligations and vesting of dividend equivalent rights

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