filings.toolsItem 16. Form 10-K Summary
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Item 16. Form 10-K Summary
None.
Table of Contents
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ORACLE CORPORATION | ||||||
| Date: June 27, 2017 | By: | /s/ SAFRA A. CATZ | ||||
| Safra A. Catz | ||||||
| Chief Executive Officer and Director | ||||||
| (Principal Executive and Financial Officer) | ||||||
| Date: June 27, 2017 | By: | /s/ MARK V. HURD | ||||
| Mark V. Hurd | ||||||
| Chief Executive Officer and Director | ||||||
| (Principal Executive Officer) |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the capacities and on the date indicated.
| Name | Title | Date | ||
| /S/ SAFRA A. CATZ Safra A. Catz | Chief Executive Officer and Director (Principal Executive and Financial Officer) | June 27, 2017 | ||
| /S/ MARK V. HURD Mark V. Hurd | Chief Executive Officer and Director (Principal Executive Officer) | June 27, 2017 | ||
| /S/ WILLIAM COREY WEST William Corey West | Executive Vice President, Corporate Controller and Chief Accounting Officer (Principal Accounting Officer) | June 27, 2017 | ||
| /S/ LAWRENCE J. ELLISON Lawrence J. Ellison | Chairman of the Board of Directors and Chief Technology Officer | June 27, 2017 | ||
| /S/ JEFFREY O. HENLEY Jeffrey O. Henley | Vice Chairman of the Board of Directors | June 27, 2017 | ||
| /S/ JEFFREY S. BERG Jeffrey S. Berg | Director | June 27, 2017 | ||
| /S/ MICHAEL J. BOSKIN Michael J. Boskin | Director | June 27, 2017 | ||
| /S/ BRUCE R. CHIZEN Bruce R. Chizen | Director | June 27, 2017 | ||
| /S/ GEORGE H. CONRADES George H. Conrades | Director | June 27, 2017 | ||
| /S/ HECTOR GARCIA-MOLINA Hector Garcia-Molina | Director | June 27, 2017 | ||
| /S/ RENÉE J. JAMES Renée J. James | Director | June 27, 2017 | ||
| /S/ LEON E. PANETTA Leon E. Panetta | Director | June 27, 2017 | ||
| /S/ NAOMI O. SELIGMAN Naomi O. Seligman | Director | June 27, 2017 |
Table of Contents
ORACLE CORPORATION
INDEX OF EXHIBITS
The following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the U.S. Securities and Exchange Commission.
| Exhibit No. | Exhibit Description | Incorporated by Reference | ||||||||||
| Form | File No. | Exhibit | Filing Date | Filed By | ||||||||
| 2.01 | Agreement and Plan of Merger, dated July 28, 2016, among NetSuite Inc., OC Acquisition LLC, Napa Acquisition Corporation and Oracle Corporation | 8-K | 001-35992 | 99.1 | 8/1/16 | Oracle Corporation | ||||||
| 3.01 | Amended and Restated Certificate of Incorporation of Oracle Corporation and Certificate of Amendment of Amended and Restated Certificate of Incorporation of Oracle Corporation | 8-K 12G3 | 000-51788 | 3.01 | 2/6/06 | Oracle Corporation | ||||||
| 3.02 | Amended and Restated Bylaws of Oracle Corporation | 8-K | 001-35992 | 3.02 | 6/16/16 | Oracle Corporation | ||||||
| 4.01 | Specimen Certificate of Registrant’s Common Stock | S-3 ASR | 333-166643 | 4.04 | 5/7/10 | Oracle Corporation | ||||||
| 4.02 | Indenture dated January 13, 2006, among Ozark Holding Inc., Oracle Corporation and Citibank, N.A. | 8-K | 000-14376 | 10.34 | 1/20/06 | Oracle Systems Corporation | ||||||
| 4.03 | First Supplemental Indenture dated May 9, 2007 among Oracle Corporation, Citibank, N.A. and The Bank of New York Trust Company, N.A. | S-3 ASR | 333-142796 | 4.3 | 5/10/07 | Oracle Corporation | ||||||
| 4.04 | Forms of 5.75% Note due 2018 and 6.50% Note due 2038, together with Officers’ Certificate issued April 9, 2008 setting forth the terms of the Notes | 8-K | 000-51788 | 4.09 | 4/8/08 | Oracle Corporation | ||||||
| 4.05 | Forms of 5.00% Note due 2019 and 6.125% Note due 2039, together with Officers’ Certificate issued July 8, 2009 setting forth the terms of the Notes | 8-K | 000-51788 | 4.08 | 7/8/09 | Oracle Corporation | ||||||
| 4.06 | Forms of Original 2020 Note and Original 2040 Note, together with Officers’ Certificate issued July 19, 2010 setting forth the terms of the Notes | 10-Q | 000-51788 | 4.08 | 9/20/10 | Oracle Corporation | ||||||
| 4.07 | Forms of New 2020 Note and New 2040 Note | S-4 | 333-176405 | 4.5 | 8/19/11 | Oracle Corporation | ||||||
| 4.08 | Forms of 1.20% Note due 2017 and 2.50% Note due 2022, together with Officers’ Certificate issued October 25, 2012 setting forth the terms of the Notes | 8-K | 000-51788 | 4.10 | 10/25/12 | Oracle Corporation | ||||||
| 4.09 | Forms of 2.25% Note due 2021 and 3.125% Note due 2025, together with Officers’ Certificate issued July 10, 2013 setting forth the terms of the Notes | 8-K | 001-35992 | 4.11 | 7/10/13 | Oracle Corporation | ||||||
| 4.10 | Forms of Floating-Rate Note due 2019, 2.375% Note due 2019 and 3.625% Note due 2023, together with Officers’ Certificate issued July 16, 2013 setting forth the terms of the Notes | 8-K | 001-35992 | 4.12 | 7/16/13 | Oracle Corporation | ||||||
| 4.11 | Forms of Floating-Rate Note due 2017, Floating-Rate Note due 2019, 2.25% Note due 2019, 2.80% Note due 2021, 3.40% Note due 2024, 4.30% Note due 2034 and 4.50% Note due 2044, together with Officers’ Certificate issued July 8, 2014 setting forth the terms of the Notes | 8-K | 001-35992 | 4.13 | 7/8/14 | Oracle Corporation |
Table of Contents
| Exhibit No. | Exhibit Description | Incorporated by Reference | ||||||||||
| Form | File No. | Exhibit | Filing Date | Filed By | ||||||||
| 4.12 | Forms of 2.50% Notes due 2022, 2.95% Notes due 2025, 3.25% Notes due 2030, 3.90% Notes due 2035, 4.125% Notes due 2045 and 4.375% Notes due 2055, together with Officers’ Certificate issued May 5, 2015 setting forth the terms of the Notes | 8-K | 001-35992 | 4.13 | 5/5/15 | Oracle Corporation | ||||||
| 4.13 | Forms of 1.90% Notes due 2021, 2.40% Notes due 2023, 2.65% Notes due 2026, 3.85% Notes due 2036 and 4.00% Notes due 2046, together with Officers’ Certificate issued July 7, 2016 setting forth the terms of the Notes | 8-K | 001-35992 | 4.1 | 7/7/16 | Oracle Corporation | ||||||
| 10.01* | Oracle Corporation Deferred Compensation Plan, as amended and restated as of July 1, 2015 | 10-Q | 001-35992 | 10.01 | 9/18/15 | Oracle Corporation | ||||||
| 10.02* | Oracle Corporation Employee Stock Purchase Plan (1992), as amended and restated as of October 1, 2009 | 10-K | 000-51788 | 10.02 | 7/1/10 | Oracle Corporation | ||||||
| 10.03* | Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan, as amended and restated on April 29, 2016 | 10-K | 001-35992 | 10.03 | 6/22/16 | Oracle Corporation | ||||||
| 10.04* | Amended and Restated 2000 Long-Term Equity Incentive Plan, as approved on June 30, 2016 | 10-Q | 001-35992 | 10.04 | 9/19/16 | Oracle Corporation | ||||||
| 10.05* | Form of Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Executive Vice Presidents and Section 16 Officers | 10-Q | 000-51788 | 10.05 | 12/23/11 | Oracle Corporation | ||||||
| 10.06* | Form of Stock Option Agreement under the Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan | 10-K | 001-35992 | 10.06 | 06/25/15 | Oracle Corporation | ||||||
| 10.07* | Form of Indemnity Agreement for Directors and Executive Officers | 10-Q | 000-51788 | 10.07 | 12/23/11 | Oracle Corporation | ||||||
| 10.08* | Offer letter dated February 2, 2010 to John Fowler and employment agreement dated February 2, 2010 | 10-Q | 000-51788 | 10.26 | 3/29/10 | Oracle Corporation | ||||||
| 10.09* | Offer letter dated September 2, 2010 to Mark V. Hurd and employment agreement dated September 3, 2010 | 8-K | 000-51788 | 10.28 | 9/8/10 | Oracle Corporation | ||||||
| 10.10* | Oracle Corporation Executive Bonus Plan | 8-K | 000-51788 | 10.29 | 10/13/10 | Oracle Corporation | ||||||
| 10.11* | Sun Microsystems, Inc. 2007 Omnibus Incentive Plan | 10-Q | 000-15086 | 10.1 | 2/6/08 | Sun Microsystems, Inc. | ||||||
| 10.12 | $3,000,000,000 5-Year Revolving Credit Agreement dated as of April 22, 2013 among Oracle Corporation and the lenders and agents named therein | 8-K | 000-51788 | 10.14 | 4/26/13 | Oracle Corporation | ||||||
| 10.13* | Oracle Corporation Stock Unit Award Deferred Compensation Plan, as amended and restated as of July 1, 2015 | 10-Q | 001-35992 | 10.15 | 9/18/15 | Oracle Corporation | ||||||
| 10.14* | Form of Performance-Based Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Section 16 Officers | 10-Q | 001-35992 | 10.16 | 9/23/14 | Oracle Corporation |
Table of Contents
| Exhibit No. | Exhibit Description | Incorporated by Reference | ||||||||||
| Form | File No. | Exhibit | Filing Date | Filed By | ||||||||
| 10.15* | Form of Restricted Stock Unit Award Agreement under the Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan | 10-K | 001-35992 | 10.17 | 06/25/15 | Oracle Corporation | ||||||
| 12.01‡ | Consolidated Ratio of Earnings to Fixed Charges | |||||||||||
| 21.01‡ | Subsidiaries of the Registrant | |||||||||||
| 23.01‡ | Consent of Independent Registered Public Accounting Firm | |||||||||||
| 31.01‡ | Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer | |||||||||||
| 31.02‡ | Rule 13a-14(a)/15d-14(a) Certification of Principal Executive and Financial Officer | |||||||||||
| 32.01† | Section 1350 Certification of Principal Executive Officers and Principal Financial Officer | |||||||||||
| 101‡ | Interactive Data Files Pursuant to Rule 405 of Regulation S-T: (1) Consolidated Balance Sheets as of May 31, 2017 and 2016, (2) Consolidated Statements of Operations for the years ended May 31, 2017, 2016 and 2015, (3) Consolidated Statements of Comprehensive Income for the years ended May 31, 2017, 2016 and 2015, (4) Consolidated Statements of Equity for the years ended May 31, 2017, 2016 and 2015, (5) Consolidated Statements of Cash Flows for the years ended May 31, 2017, 2016 and 2015, (6) Notes to Consolidated Financial Statements and (7) Financial Statement Schedule II |
| * | Indicates management contract or compensatory plan or arrangement. |
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| ‡ | Filed herewith. |
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| † | Furnished herewith. |
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Previous: Item 15. Exhibits and Financial Statement Schedules
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