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Item 16. Form 10-K Summary

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Item 16. Form 10-K Summary

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None.

Index to Financial Statements

ORACLE CORPORATION

INDEX OF EXHIBITS

The following exhibits are filed or furnished herewith or are incorporated by reference to exhibits previously filed with the U.S. Securities and Exchange Commission.

Incorporated by Reference
Exhibit No.Exhibit DescriptionFormFile No.ExhibitFiling DateFiled By
3.01Amended and Restated Certificate of Incorporation of Oracle Corporation and Certificate of Amendment of Amended and Restated Certificate of Incorporation of Oracle Corporation8-K 12G3000-517883.012/6/06Oracle Corporation
3.02Amended and Restated Bylaws of Oracle Corporation8-K001-359923.026/16/16Oracle Corporation
4.01Specimen Certificate of Oracle Corporation’s Common StockS-3 ASR333-1666434.045/7/10Oracle Corporation
4.02Indenture dated January 13, 2006, among Ozark Holding Inc., Oracle Corporation and Citibank, N.A.8-K000-1437610.341/20/06Oracle Systems Corporation
4.03First Supplemental Indenture dated May 9, 2007 among Oracle Corporation, Citibank, N.A. and The Bank of New York Trust Company, N.A.S-3 ASR333-1427964.35/10/07Oracle Corporation
4.04Form of 6.50% Note due 2038, together with Officers’ Certificate issued April 9, 2008 setting forth the terms of the Note8-K000-517884.094/8/08Oracle Corporation
4.05Forms of 5.00% Note due 2019 and 6.125% Note due 2039, together with Officers’ Certificate issued July 8, 2009 setting forth the terms of the Notes8-K000-517884.087/8/09Oracle Corporation
4.06Forms of Original 2020 Note and Original 2040 Note, together with Officers’ Certificate issued July 19, 2010 setting forth the terms of the Notes10-Q000-517884.089/20/10Oracle Corporation
4.07Forms of New 2020 Note and New 2040 NoteS-4333-1764054.58/19/11Oracle Corporation

Index to Financial Statements

Incorporated by Reference
Exhibit No.Exhibit DescriptionFormFile No.ExhibitFiling DateFiled By
4.08Forms of 2.50% Note due 2022, together with Officers’ Certificate issued October 25, 2012 setting forth the terms of the Note8-K000-517884.1010/25/12Oracle Corporation
4.09Forms of 2.25% Note due 2021 and 3.125% Note due 2025, together with Officers’ Certificate issued July 10, 2013 setting forth the terms of the Notes8-K001-359924.117/10/13Oracle Corporation
4.10Forms of Floating-Rate Note due 2019, 2.375% Note due 2019 and 3.625% Note due 2023, together with Officers’ Certificate issued July 16, 2013 setting forth the terms of the Notes8-K001-359924.127/16/13Oracle Corporation
4.11Forms of Floating-Rate Note due 2019, 2.25% Note due 2019, 2.80% Note due 2021, 3.40% Note due 2024, 4.30% Note due 2034 and 4.50% Note due 2044, together with Officers’ Certificate issued July 8, 2014 setting forth the terms of the Notes8-K001-359924.137/8/14Oracle Corporation
4.12Forms of 2.50% Notes due 2022, 2.95% Notes due 2025, 3.25% Notes due 2030, 3.90% Notes due 2035, 4.125% Notes due 2045 and 4.375% Notes due 2055, together with Officers’ Certificate issued May 5, 2015 setting forth the terms of the Notes8-K001-359924.135/5/15Oracle Corporation
4.13Forms of 1.90% Notes due 2021, 2.40% Notes due 2023, 2.65% Notes due 2026, 3.85% Notes due 2036 and 4.00% Notes due 2046, together with Officers’ Certificate issued July 7, 2016 setting forth the terms of the Notes8-K001-359924.17/7/16Oracle Corporation
4.14Form of 2.625% Notes due 2023, 2.950% Notes due 2024, 3.250% Notes due 2027, 3.800% Notes due 2037 and 4.000% Notes due 2047, together with Officers’ Certificate issued November 9, 2017 setting forth the terms of the Notes8-K001-359924.111/9/17Oracle Corporation

Index to Financial Statements

Incorporated by Reference
Exhibit No.Exhibit DescriptionFormFile No.ExhibitFiling DateFiled By
4.15‡Description of Oracle Corporation’s Securities Registered Under Section 12 of the Exchange Act
10.01*Oracle Corporation Deferred Compensation Plan, as amended and restated as of July 1, 201510-Q001-3599210.019/18/15Oracle Corporation
10.02*Oracle Corporation Employee Stock Purchase Plan (1992), as amended and restated as of October 1, 200910-K000-5178810.027/1/10Oracle Corporation
10.03*Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan, as amended and restated on April 29, 201610-K001-3599210.036/22/16Oracle Corporation
10.04*Amended and Restated 2000 Long-Term Equity Incentive Plan, as approved on November 15, 20178-K001-3599210.0411/17/17Oracle Corporation
10.05*Form of Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Executive Vice Presidents and Section 16 Officers10-Q001-3599210.059/18/17Oracle Corporation
10.06*Form of Stock Option Agreement under the Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan10-K001-3599210.066/25/15Oracle Corporation
10.07*Form of Indemnity Agreement for Directors and Executive Officers10-Q000-5178810.0712/23/11Oracle Corporation
10.08*Offer letter dated September 2, 2010 to Mark V. Hurd and employment agreement dated September 3, 20108-K000-5178810.289/8/10Oracle Corporation
10.09*Oracle Corporation Amended and Restated Executive Bonus Plan, as amended and restated as of February 12, 201910-Q001-3599210.093/18/19Oracle Corporation
10.10*Oracle Corporation Stock Unit Award Deferred Compensation Plan, as amended and restated as of July 1, 201510-Q001-3599210.159/18/15Oracle Corporation

Index to Financial Statements

Incorporated by Reference
Exhibit No.Exhibit DescriptionFormFile No.ExhibitFiling DateFiled By
10.11*Form of Performance-Based Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Section 16 Officers10-Q001-3599210.169/23/14Oracle Corporation
10.12*Form of Restricted Stock Unit Award Agreement under the Oracle Corporation Amended and Restated 1993 Directors’ Stock Plan10-K001-3599210.176/25/15Oracle Corporation
10.13*Form of Performance-Based Stock Option Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for Named Executive Officers10-Q001-3599210.169/18/17Oracle Corporation
10.14*Form of Stock Unit Award Agreement under the Amended and Restated 2000 Long-Term Equity Incentive Plan for U.S. Employees (Including Section 16 Officers)10-Q001-3599210.179/18/17Oracle Corporation
21.01‡Subsidiaries of the Registrant
23.01‡Consent of Independent Registered Public Accounting Firm
31.01‡Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer
31.02‡Rule 13a-14(a)/15d-14(a) Certification of Principal Executive and Financial Officer
32.01†Section 1350 Certification of Principal Executive Officers and Principal Financial Officer

Index to Financial Statements

Incorporated by Reference
Exhibit No.Exhibit DescriptionFormFile No.ExhibitFiling DateFiled By
101‡Interactive Data Files Pursuant to Rule 405 of Regulation S-T: (1) Consolidated Balance Sheets as of May 31, 2019 and 2018, (2) Consolidated Statements of Operations for the years ended May 31, 2019, 2018 and 2017, (3) Consolidated Statements of Comprehensive Income for the years ended May 31, 2019, 2018 and 2017, (4) Consolidated Statements of Equity for the years ended May 31, 2019, 2018 and 2017, (5) Consolidated Statements of Cash Flows for the years ended May 31, 2019, 2018 and 2017, (6) Notes to Consolidated Financial Statements and (7) Financial Statement Schedule II
*Indicates management contract or compensatory plan or arrangement.
‡Filed herewith.
†Furnished herewith.

Index to Financial Statements

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ORACLE CORPORATION
Date: June 21, 2019By:/s/ Safra A. Catz
Safra A. Catz
Chief Executive Officer and Director
(Principal Executive and Financial Officer)
Date: June 21, 2019By:/s/ Mark V. Hurd
Mark V. Hurd
Chief Executive Officer and Director
(Principal Executive Officer)

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons on behalf of the Registrant and in the capacities and on the date indicated.

NameTitleDate
/s/ Safra A. CatzChief Executive Officer and Director (Principal Executive and Financial Officer)June 21, 2019
Safra A. Catz
/s/ Mark V. HurdChief Executive Officer and Director (Principal Executive Officer)June 21, 2019
Mark V. Hurd
/s/ William Corey WestExecutive Vice President, Corporate Controller and Chief Accounting Officer (Principal Accounting Officer)June 21, 2019
William Corey West
/s/ Lawrence J. EllisonChairman of the Board of Directors and Chief Technology OfficerJune 21, 2019
Lawrence J. Ellison
/s/ Jeffrey O. HenleyVice Chairman of the Board of DirectorsJune 21, 2019
Jeffrey O. Henley
/s/ Jeffrey S. BergDirectorJune 21, 2019
Jeffrey S. Berg
/s/ Michael J. BoskinDirectorJune 21, 2019
Michael J. Boskin
/s/ Bruce R. ChizenDirectorJune 21, 2019
Bruce R. Chizen
/s/ George H. ConradesDirectorJune 21, 2019
George H. Conrades
/s/ Hector Garcia-MolinaDirectorJune 21, 2019
Hector Garcia-Molina
/s/ Renée J. JamesDirectorJune 21, 2019
Renée J. James
/s/ Charles W. Moorman IVDirectorJune 21, 2019
Charles W. Moorman IV
/s/ Leon E. PanettaDirectorJune 21, 2019
Leon E. Panetta
/s/ William G. ParrettDirectorJune 21, 2019
William G. Parrett
/s/ Naomi O. SeligmanDirectorJune 21, 2019
Naomi O. Seligman

Previous: Item 15. Exhibits and Financial Statement Schedules