Item 6. Exhibits
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Item 6. Exhibits
| Exhibit Number | Exhibit Description | ||||||||||
| 4.1 | Supplemental Indenture No. 3, dated as of August 16, 2023, between Otis Worldwide Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee, incorporated by reference to Exhibit 4.1 to Otis’ Current Report on Form 8-K (Commission file number 001-39221) filed with the SEC on August 16, 2023. | ||||||||||
| 15 | Letter re: unaudited interim financial information.* | ||||||||||
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification.* | ||||||||||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification.* | ||||||||||
| 31.3 | Rule 13a-14(a)/15d-14(a) Certification.* | ||||||||||
| 32 | Section 1350 Certifications.* | ||||||||||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.* | ||||||||||
| 101.SCH | XBRL Taxonomy Extension Schema Document.* | ||||||||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document.* | ||||||||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document.* | ||||||||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document.* | ||||||||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document.* | ||||||||||
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. | ||||||||||
Notes to Exhibits List:
- Submitted electronically herewith.
Attached as Exhibit 101 to this report are the following formatted in XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Statements of Operations for the quarters and nine months ended September 30, 2023 and 2022, (ii) Condensed Consolidated Statements of Comprehensive Income for the quarters and nine months ended September 30, 2023 and 2022, (iii) Condensed Consolidated Balance Sheets as of September 30, 2023 and December 31, 2022, (iv) Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2023 and 2022, (v) Condensed Consolidated Statements of Changes in Equity for the quarters and nine months ended September 30, 2023 and 2022 and (vi) Notes to Condensed Consolidated Financial Statements.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| OTIS WORLDWIDE CORPORATION (Registrant) | |||||||||||
| Dated: | October 26, 2023 | by: | /s/ ANURAG MAHESHWARI | ||||||||
| Anurag Maheshwari | |||||||||||
| Executive Vice President and Chief Financial Officer | |||||||||||
| (on behalf of the Registrant and as the Registrant's Principal Financial Officer) | |||||||||||
| Dated: | October 26, 2023 | by: | /s/ MICHAEL P. RYAN | ||||||||
| Michael P. Ryan | |||||||||||
| Vice President and Chief Accounting Officer | |||||||||||
| (on behalf of the Registrant and as the Registrant's Principal Accounting Officer) |
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