See the Index to Exhibits on page 33.
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PPG INDUSTRIES, INC. AND SUBSIDIARIES
Index to Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Form 10-Q.
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| 10.1 | | | | | | Amendment No. 1, dated as of March 23, 2023, to Five Year Credit Agreement, dated as of August 30, 2019, among PPG Industries, Inc.; the several banks and financial institutions party thereto; JPMorgan Chase Bank, N.A., as administrative agent; BNP Paribas, Citibank, N.A., MUFG Bank, Ltd. and PNC Bank, National Association, as co-syndication agents; and J.P. Morgan Chase Bank, N.A., BNP Paribas Securities Corp., Citibank, N.A., MUFG Bank, Ltd. and PNC Capital Markets LLC, as co-lead arrangers and co-bookrunners was filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on March 27, 2023. | | |
| 10.2 | | | | | | Amendment No. 1, dated as of March 23, 2023, to Term Loan Credit Agreement, dated as of February 19, 2021, among PPG Industries, Inc., the lenders parties thereto, BNP Paribas, as administrative agent, PNC Bank, National Association, as syndication agent and BNP Paribas Securities Corp. and PNC Capital Markets LLC, as co-lead arrangers and co-bookrunners was filed as Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on March 27, 2023. | | |
| †31.1 | | | | | | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | |
| †31.2 | | | | | | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | |
| ††32.1 | | | | | | Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | |
| ††32.2 | | | | | | Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | |
| 101.INS* | | | | | | Inline XBRL Instance Document | | |
| 101.SCH** | | | | | | Inline XBRL Taxonomy Extension Schema Document | | |
| 101.CAL** | | | | | | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | |
| 101.DEF** | | | | | | Inline XBRL Taxonomy Extension Definition Linkbase Document | | |
| 101.LAB** | | | | | | Inline XBRL Taxonomy Extension Label Linkbase Document | | |
| 101.PRE** | | | | | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | |
| 104 | | | | | | Inline XBRL for the cover page of this Quarterly Report on Form 10-Q, included in the Exhibit 101 Inline XBRL Document Set. | | |
† Filed herewith.
†† Furnished herewith.
*The instance document does not appear in the Interactive Data File because its XBRL (Extensible Business Reporting Language) tags are embedded within the Inline XBRL document.
**Attached as Exhibit 101 to this report are the following documents formatted in Inline XBRL: (i) the Condensed Consolidated Statement of Income for the three months ended March 31, 2023 and 2022, (ii) the Condensed Consolidated Balance Sheet at March 31, 2023 and December 31, 2022, (iii) the Condensed Consolidated Statement of Cash Flows for the three months ended March 31, 2023 and 2022, and (iv) Notes to Condensed Consolidated Financial Statements for the three months ended March 31, 2023.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| | | | | | | | | | | | PPG INDUSTRIES, INC. | | |
| | | | | | | | | | | | (Registrant) | | |
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| Date: | | | April 21, 2023 | | | By: | | | | | | /s/ Vincent J. Morales | | |
| | | | | | | | | | | | Vincent J. Morales | | |
| | | | | | | | | | | | Senior Vice President and Chief Financial Officer (Principal Financial Officer and Duly Authorized Officer) | | |
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| | | | | | By: | | | | | | /s/ Brian R. Williams | | |
| | | | | | | | | | | | Brian R. Williams | | |
| | | | | | | | | | | | Vice President and Controller (Principal Accounting Officer and Duly Authorized Officer) | | |