See the Index to Exhibits on page 36.
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PPG INDUSTRIES, INC. AND SUBSIDIARIES
Index to Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Form 10-Q.
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| 10.1 | | | | | | Five Year Credit Agreement dated as of July 27, 2023 among PPG Industries, Inc.; the several banks and financial institutions party thereto; JPMorgan Chase Bank, N.A., as administrative agent; JPMorgan Chase Bank, N.A., PNC Capital Markets LLC, BNP Paribas Securities Corp, and Citibank, N.A. as joint lead arrangers and joint bookrunners; PNC Bank, National Association, BNP Paribas, and Citibank, N.A., as co-syndication agents; and Banco Bilbao Vizcaya Argentaria, S.A. New York Branch, Banco Santander, S.A., New York Branch, Bank of America, N.A., Goldman Sachs Bank USA, HSBC Bank USA, National Association, Intesa Sanpaolo S.P.A., New York Branch, Societe Generale, Sumitomo Mitsui Banking Corporation, The Toronto-Dominion Bank, New York Branch, Unicredit Bank AG, New York Branch, U.S. Bank National Association, and Wells Fargo Bank, National Association, as co-documentation agents, was filed as Exhibit 10.1 to the Registrant's Current Report on Form 8-K filed on July 31, 2023.*** | | |
| †31.1 | | | | | | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | |
| †31.2 | | | | | | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | |
| ††32.1 | | | | | | Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | |
| ††32.2 | | | | | | Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | |
| 101.INS* | | | | | | Inline XBRL Instance Document | | |
| 101.SCH** | | | | | | Inline XBRL Taxonomy Extension Schema Document | | |
| 101.CAL** | | | | | | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | |
| 101.DEF** | | | | | | Inline XBRL Taxonomy Extension Definition Linkbase Document | | |
| 101.LAB** | | | | | | Inline XBRL Taxonomy Extension Label Linkbase Document | | |
| 101.PRE** | | | | | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | |
| 104 | | | | | | Inline XBRL for the cover page of this Quarterly Report on Form 10-Q, included in the Exhibit 101 Inline XBRL Document Set. | | |
† Filed herewith.
†† Furnished herewith.
*The instance document does not appear in the Interactive Data File because its XBRL (Extensible Business Reporting Language) tags are embedded within the Inline XBRL document.
**Attached as Exhibit 101 to this report are the following documents formatted in Inline XBRL: (i) the Condensed Consolidated Statement of Income for the three and nine months ended September 30, 2023 and 2022, (ii) the Condensed Consolidated Balance Sheet at September 30, 2023 and December 31, 2022, (iii) the Condensed Consolidated Statement of Cash Flows for the nine months ended September 30, 2023 and 2022, and (iv) Notes to Condensed Consolidated Financial Statements for the nine months ended September 30, 2023.
*** Certain schedules and similar attachments have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company undertakes to furnish supplemental copies of any of the omitted schedules upon request by the U.S. Securities and Exchange Commission.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| | | | | | | | | | | | PPG INDUSTRIES, INC. | | |
| | | | | | | | | | | | (Registrant) | | |
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| Date: | | | October 19, 2023 | | | By: | | | | | | /s/ Vincent J. Morales | | |
| | | | | | | | | | | | Vincent J. Morales | | |
| | | | | | | | | | | | Senior Vice President and Chief Financial Officer (Principal Financial Officer and Duly Authorized Officer) | | |
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| | | | | | By: | | | | | | /s/ Brian R. Williams | | |
| | | | | | | | | | | | Brian R. Williams | | |
| | | | | | | | | | | | Vice President and Controller (Principal Accounting Officer and Duly Authorized Officer) | | |