Item 6. Exhibits
9K characters. Original on sec.gov ·
Item 6. Exhibits
The following Exhibits indicated by an asterisk preceding the Exhibit number are filed herewith. The balance of the Exhibits has heretofore been filed with the Commission and pursuant to Rule 12(b)-23 are incorporated herein by reference. Exhibits indicated by a [_] are filed or listed pursuant to Item 601(b)(10)(iii) of Regulation S-K.
| *4(a)-1 | - | Indenture, dated as of March 22, 2010, by The Narragansett Electric Company and The Bank of New York Mellon as Trustee. | ||||||
| *4(a)-2 | - | First Supplemental Indenture, dated as of March 22, 2010, to said Indenture. | ||||||
| *4(a)-3 | - | Second Supplemental Indenture, dated as of March 22, 2010, to said Indenture. | ||||||
| *4(a)-4 | - | Third Supplemental Indenture, dated as of December 10, 2012, to said Indenture. | ||||||
| *4(a)-5 | - | Fourth Supplemental Indenture, dated as of July 27, 2018, to said Indenture. | ||||||
| *4(a)-6 | - | Fifth Supplemental Indenture, dated as of April 9, 2020, to said Indenture. | ||||||
| 10(a) | - | Transition Services Agreement, dated as of May 25, 2022, by and among National Grid USA Service Company, Inc., National Grid USA (solely with respect to Section 4.6) and The Narragansett Electric Company (Exhibit 10.1 to PPL Corporation Form 8-K Report (File No. 1-11459) dated May 25, 2022). | ||||||
| *[_]10(b) | - | Rhode Island Energy Retirement Plan, effective January 14, 2022. | ||||||
| *[_]10(c) | - | Rhode Island Energy Executive Supplemental Retirement Plan, effective February 24, 2022. | ||||||
| Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, for the quarterly period ended June 30, 2022, filed by the following officers for the following companies: | ||||||||
| *31(a) | - | PPL Corporation's principal executive officer | ||||||
| *31(b) | - | PPL Corporation's principal financial officer | ||||||
| *31(c) | - | PPL Electric Utilities Corporation's principal executive officer | ||||||
| *31(d) | - | PPL Electric Utilities Corporation's principal financial officer | ||||||
| *31(e) | - | Louisville Gas and Electric Company's principal executive officer | ||||||
| *31(f) | - | Louisville Gas and Electric Company's principal financial officer | ||||||
| *31(g) | - | Kentucky Utilities Company's principal executive officer | ||||||
| *31(h) | - | Kentucky Utilities Company's principal financial officer | ||||||
| Certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, for the quarterly period ended June 30, 2022, furnished by the following officers for the following companies: | ||||||||
| *32(a) | - | PPL Corporation's principal executive officer and principal financial officer | ||||||
| *32(b) | - | PPL Electric Utilities Corporation's principal executive officer and principal financial officer | ||||||
| *32(c) | - | Louisville Gas and Electric Company's principal executive officer and principal financial officer | ||||||
| *32(d) | - | Kentucky Utilities Company's principal executive officer and principal financial officer | ||||||
| 101.INS | - | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | ||||||
| 101.SCH | - | XBRL Taxonomy Extension Schema | ||||||
| 101.CAL | - | XBRL Taxonomy Extension Calculation Linkbase | ||||||
| 101.DEF | - | XBRL Taxonomy Extension Definition Linkbase | ||||||
| 101.LAB | - | XBRL Taxonomy Extension Label Linkbase | ||||||
| 101.PRE | - | XBRL Taxonomy Extension Presentation Linkbase | ||||||
| 104 | - | The Cover Page Interactive Data File is formatted as Inline XBRL and contained in Exhibits 101. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned thereunto duly authorized. The signature for each undersigned company shall be deemed to relate only to matters having reference to such company or its subsidiaries.
| PPL Corporation | |||||||||||
| (Registrant) | |||||||||||
| Date: | August 3, 2022 | /s/ Marlene C. Beers | |||||||||
| Marlene C. Beers Vice President and Controller | |||||||||||
| (Principal Accounting Officer) | |||||||||||
| PPL Electric Utilities Corporation | |||||||||||
| (Registrant) | |||||||||||
| Date: | August 3, 2022 | /s/ Marlene C. Beers | |||||||||
| Marlene C. Beers Vice President and Controller | |||||||||||
| (Principal Accounting and Financial Officer) | |||||||||||
| Louisville Gas and Electric Company | |||||||||||
| (Registrant) | |||||||||||
| Kentucky Utilities Company | |||||||||||
| (Registrant) | |||||||||||
| Date: | August 3, 2022 | /s/ Christopher M. Garrett | |||||||||
| Christopher M. Garrett Vice President-Finance and Accounting | |||||||||||
| (Principal Accounting and Financial Officer) |
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