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Item 5. Other Information

2K characters. Original on sec.gov ·

Item 5. Other Information

Amended and Restated Articles of Incorporation

On July 31, 2024, PPL changed its registered office to its new headquarters location and filed a Change of Registered Office (PPL's Certificate of Change) with the Department of State of the Commonwealth of Pennsylvania to effectuate the change. A copy of PPL’s Certificate of Change, which serves as an amendment, effective as of July 31, 2024, to its existing Amended and Restated Articles of Incorporation is filed as Exhibit 3(a).1 to this Quarterly Report on Form 10-Q.

On July 31, 2024, PPL Electric changed its registered office to its new headquarters location and filed a Change of Registered Office (PPL Electric's Certificate of Change) with the Department of State of the Commonwealth of Pennsylvania to effectuate the change. A copy of PPL Electric’s Certificate of Change, which serves as an amendment, effective as of July 31, 2024, to its existing Amended and Restated Articles of Incorporation is filed as Exhibit 3(b).1 to this Quarterly Report on Form 10-Q.

Securities Trading Plans of Directors and Executive Officers

On May 30, 2024, Mr. Tadd J. Henninger, Senior Vice President-Finance and Treasurer of PPL, adopted a trading arrangement for the sale of shares of PPL’s common stock (a Rule 10b5-1 Trading Plan) that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934. Mr. Henninger’s Rule 10b5-1 Trading Plan, which terminates on the earlier of (i) May 30, 2025 and (ii) the date all trades specified under the plan have been executed or all orders under the plan have expired, provides for the sale of up to 25,949 shares of common stock of PPL, plus dividends on such shares prior to sale, pursuant to the terms of the plan.

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