Item 6. EXHIBITS
12K characters. Original on sec.gov ·
Item 6. EXHIBITS
EXHIBIT INDEX
| 101.INS - XBRL | Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH - XBRL | Taxonomy Extension Schema Document. | ||||
| 101.CAL - XBRL | Taxonomy Extension Calculation Linkbase Document. | ||||
| 101.LAB - XBRL | Taxonomy Extension Label Linkbase Document. | ||||
| 101.PRE - XBRL | Taxonomy Extension Presentation Linkbase Document. | ||||
| 101.DEF - XBRL | Taxonomy Extension Definition Linkbase Document. | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- This exhibit is a management contract or compensatory plan or arrangement.
GLOSSARY
Throughout this Quarterly Report on Form 10-Q, the Company may use certain abbreviations, acronyms and terms which are defined below.
| Prudential Entities | ||||||||||||||
| Assurance IQ | Assurance IQ, LLC | PRIAC | Prudential Retirement Insurance and Annuity Company | |||||||||||
| Company | Prudential Financial, Inc. and its subsidiaries | Pruco Life | Pruco Life Insurance Company | |||||||||||
| PFI | Prudential Financial, Inc. and its subsidiaries | Prudential | Prudential Financial, Inc. and its subsidiaries | |||||||||||
| PGFL | Prudential Gibraltar Financial Life Insurance Co., Ltd. | Prudential Financial | Prudential Financial, Inc. | |||||||||||
| PGIM | The global investment management business of Prudential Financial, Inc. | Prudential Funding | Prudential Funding, LLC | |||||||||||
| PIIH | Prudential International Insurance Holdings, Ltd. | Prudential Insurance/PICA | The Prudential Insurance Company of America | |||||||||||
| PLIC | Prudential Legacy Insurance Company of New Jersey | Prudential of Japan | The Prudential Life Insurance Company, Ltd. | |||||||||||
| PLNJ | Pruco Life Insurance Company of New Jersey | Registrant | Prudential Financial, Inc. | |||||||||||
| POA | Prudential of Argentina |
| Defined Terms | ||||||||||||||
| Board | Prudential Financial's Board of Directors | Morningstar | Morningstar, Inc. | |||||||||||
| Closed Block | Certain in-force participating insurance policies and annuity products, along with corresponding assets used for the payment of benefits and policyholders' dividends on these products | Ohio National | The Ohio National Life Insurance Company | |||||||||||
| Credit-Linked Note Structures | Agreements with external counterparties providing for the issuance of surplus notes by our captive reinsurers in return for the receipt of credit-linked notes | Other Postretirement Benefits | Certain health care and life insurance benefits provided by the Company for its retired employees, their beneficiaries and covered dependents | |||||||||||
| Exchange Act | The Securities Exchange Act of 1934 | Pension Benefits | Funded and non-funded non-contributory defined benefit pension plans which cover substantially all of the Company’s employees | |||||||||||
| Fitch | Fitch Ratings Inc. | POT | The Prudential Life Insurance Company of Taiwan Inc. | |||||||||||
| Fortitude | Fortitude Group Holdings, LLC | Prismic HoldCo | Prismic Life Holding Company, LP | |||||||||||
| Great-West | Great-West Life & Annuity Insurance Company | Prismic Re | Prismic Life Reinsurance, Ltd | |||||||||||
| Guideline AXXX | The Application of the Valuation of Life Insurance Policies Model Regulation | Regulation XXX | Valuation of Life Insurance Policies Model Regulation | |||||||||||
| Hartford Financial | Hartford Financial Services Group, Inc. | S&P | Standard & Poor's Rating Services | |||||||||||
| Inflation Reduction Act | The Inflation Reduction Act of 2022 | Union Hamilton | Union Hamilton Reinsurance, Ltd. | |||||||||||
| Moody's | Moody's Investors Service, Inc. | U.S. GAAP | Generally accepted accounting principles in the United States of America |
| Acronyms | ||||||||||||||
| ACL | Allowance for Credit Losses | LPs/LLCs | Limited Partnerships and Limited Liability Companies | |||||||||||
| AIR | Additional Insurance Reserves | LRR | Loss Recognition Reserves | |||||||||||
| ALM | Asset Liability Management | MD&A | Management's Discussion and Analysis of Financial Condition and Results of Operations | |||||||||||
| AOCI | Accumulated Other Comprehensive Income (Loss) | MRB | Market Risk Benefits | |||||||||||
| ASC | Accounting Standards Codification | NAIC | National Association of Insurance Commissioners | |||||||||||
| ASU | Accounting Standards Update | NAV | Net Asset Value | |||||||||||
| AUD | Australian Dollar | NJDOBI | New Jersey Department of Banking and Insurance | |||||||||||
| bps | Basis Points | NPR | Non-Performance Risk | |||||||||||
| CECL | Current Expected Credit Loss | NTG | Net-To-Gross | |||||||||||
| CLO | Collateralized Loan Obligations | OCI | Other Comprehensive Income (Loss) | |||||||||||
| COVID-19 | 2019 Novel Coronavirus | OTC | Over-The-Counter | |||||||||||
| DAC | Deferred Policy Acquisition Costs | OTTI | Other-Than-Temporary Impairments | |||||||||||
| DPL | Deferred Profit Liability | PALAC | Prudential Annuities Life Assurance Corporation | |||||||||||
| DSI | Deferred Sales Inducements | PDI | Prudential Defined Income | |||||||||||
| EBITDA | Earnings Before Interest, Taxes, Depreciation and Amortization | PFL | Profits Followed by Losses | |||||||||||
| FASB | Financial Accounting Standards Board | RAF | Risk Appetite Framework | |||||||||||
| FLIAC | Fortitude Life Insurance and Annuity Company | RBC | Risk-Based Capital | |||||||||||
| FSA | Financial Services Agency (an agency of the Japanese government) | SEC | Securities and Exchange Commission | |||||||||||
| GICs | Guaranteed Investment Contracts | SOFR | Secured Overnight Financing Rate | |||||||||||
| GILTI | Global Intangible Low-Taxed Income | SVO | Securities Valuation Office | |||||||||||
| GMAB | Guaranteed Minimum Accumulation Benefits | TBA | To-Be-Announced | |||||||||||
| GMDB | Guaranteed Minimum Death Benefits | TDR | Troubled Debt Restructuring | |||||||||||
| GMIB | Guaranteed Minimum Income Benefits | URR | Unearned Revenue Reserve | |||||||||||
| GMIWB | Guaranteed Minimum Income and Withdrawal Benefits | U.S. | The United States of America | |||||||||||
| GMWB | Guaranteed Minimum Withdrawal Benefits | USD | U.S. Dollar | |||||||||||
| HDI | Highest Daily Lifetime Income | VIEs | Variable Interest Entities | |||||||||||
| LIBOR | London Inter-Bank Offered Rate | VOBA | Value of Business Acquired |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Prudential Financial, Inc. | |||||||||||
| By: | /S/ KENNETH Y. TANJI | ||||||||||
| Kenneth Y. Tanji Executive Vice President and Chief Financial Officer (Authorized signatory and principal financial officer) |
Date: November 2, 2023
Previous: Item 5. OTHER INFORMATION
Sponsor Sponsor this sector. One slot per industry, shown on every filing in it. Details