A Dark Vector Cognition product

Item 6. EXHIBITS

12K characters. Original on sec.gov ·

Item 6. EXHIBITS

The 6 tables in Item 6. EXHIBITS as one CSV, figures in aligned columns. For subscribers: paste your API key. One API call. Plans from $19 a month, see pricing.

EXHIBIT INDEX

3.1Amended and Restated Certificate of Incorporation of Prudential Financial, Inc. Incorporated by reference to Exhibit 3.1 to the Registrant’s January 22, 2015 Current Report on Form 8-K.
3.2Amended and Restated By-Laws of Prudential Financial, Inc., effective September 12, 2023. Incorporated by reference to Exhibit 3.1 to the Registrant’s September 13, 2023 Current Report on Form 8-K.
10.1Fourth Amended and Restated Credit Agreement dated as July 15, 2024, among Prudential Financial, Inc., Prudential Funding, LLC, as Borrowers, The Prudential Insurance Company of America, JPMorgan Chase Bank, N.A., as Administrative Agent and Several L/C Agent, and the lenders party thereto. Incorporated by reference to Exhibit 10.1 to the Registrant’s July 15, 2024 Current Report on Form 8-K.
31.1Section 302 Certification of the Chief Executive Officer.
31.2Section 302 Certification of the Chief Financial Officer.
32.1Section 906 Certification of the Chief Executive Officer.
32.2Section 906 Certification of the Chief Financial Officer.
101.INS - XBRLInstance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH - XBRLTaxonomy Extension Schema Document.
101.CAL - XBRLTaxonomy Extension Calculation Linkbase Document.
101.LAB - XBRLTaxonomy Extension Label Linkbase Document.
101.PRE - XBRLTaxonomy Extension Presentation Linkbase Document.
101.DEF - XBRLTaxonomy Extension Definition Linkbase Document.
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

GLOSSARY

Throughout this Quarterly Report on Form 10-Q, the Company may use certain abbreviations, acronyms and terms which are defined below.

Prudential Entities
AIQAssurance IQ / Assurance IQ LLCPLNJPruco Life Insurance Company of New Jersey
CompanyPrudential Financial, Inc. and its subsidiariesPruco LifePruco Life Insurance Company
PFIPrudential Financial, Inc. and its subsidiariesPrudentialPrudential Financial, Inc. and its subsidiaries
PGFLPrudential Gibraltar Financial Life Insurance Co., Ltd.Prudential FinancialPrudential Financial, Inc.
PGIMThe global investment management business of Prudential Financial, Inc.Prudential FundingPrudential Funding, LLC
PGIMWPGIM Wadhwani LLPPrudential Insurance/PICAThe Prudential Insurance Company of America
PIIHPrudential International Insurance Holdings, Ltd.Prudential of JapanThe Prudential Life Insurance Company, Ltd.
PLICPrudential Legacy Insurance Company of New JerseyRegistrantPrudential Financial, Inc.
Defined Terms
AllstateThe Allstate CorporationInflation Reduction ActThe Inflation Reduction Act of 2022
AuguStarAuguStar Life Insurance Company, formerly known as The Ohio National Life Insurance CompanyMoody'sMoody's Investors Service, Inc.
BoardPrudential Financial's Board of DirectorsMorningstarMorningstar, Inc.
Closed BlockCertain in-force participating insurance policies and annuity products, along with corresponding assets used for the payment of benefits and policyholders' dividends on these productsOther Postretirement BenefitsCertain health care and life insurance benefits provided by the Company for its retired employees, their beneficiaries and covered dependents
Credit-Linked Note StructuresAgreements with external counterparties providing for the issuance of surplus notes by our captive reinsurers in return for the receipt of credit-linked notesPension BenefitsFunded and non-funded non-contributory defined benefit pension plans which cover substantially all of the Company’s employees
DeerpathDeerpath Capital Management, LPPrismicPrismic Life Holding Company LP
Exchange ActThe Securities Exchange Act of 1934Prismic RePrismic Life Reinsurance, Ltd.
Farmer MacFederal Agricultural Mortgage CorporationRegulation XXXValuation of Life Insurance Policies Model Regulation
FitchFitch Ratings Inc.S&PStandard & Poor's Rating Services
FortitudeFortitude Group Holdings, LLCSomerset ReSomerset Reinsurance Ltd.
Funds WithheldAssets the Company retains the legal ownership of under certain reinsurance arrangementsTalcott ResolutionTalcott Resolution Life Insurance Company
Great-WestGreat-West Life & Annuity Insurance CompanyU.S. GAAPGenerally accepted accounting principles in the United States of America
Guideline AXXXThe Application of the Valuation of Life Insurance Policies Model RegulationUnion HamiltonUnion Hamilton Reinsurance, Ltd.
Hartford FinancialHartford Financial Services Group, Inc.
Acronyms
ACLAllowance for Credit LossesMD&AManagement's Discussion and Analysis of Financial Condition and Results of Operations
AIRAdditional Insurance ReservesMRBsMarket Risk Benefits
ALMAsset Liability ManagementNAICNational Association of Insurance Commissioners
AOCIAccumulated Other Comprehensive Income (Loss)NAVNet Asset Value
ASCAccounting Standards CodificationNJDOBINew Jersey Department of Banking and Insurance
ASUAccounting Standards UpdateNPRNon-Performance Risk
AUDAustralian DollarOCIOther Comprehensive Income (Loss)
bpsBasis PointsOTCOver-The-Counter
CAMTCorporate Alternative Minimum TaxOTTIOther-Than-Temporary Impairments
CECLCurrent Expected Credit LossPALACPrudential Annuities Life Assurance Corporation
CLOCollateralized Loan ObligationsPDIPrudential Defined Income
DACDeferred Policy Acquisition CostsPHJPrudential Holdings of Japan, Inc.
DOLU.S. Department of LaborPOAPrudential of Argentina
DPLDeferred Profit LiabilityPOTThe Prudential Life Insurance Company of Taiwan Inc.
DSIDeferred Sales InducementsPRIACPrudential Retirement Insurance and Annuity Company
EBITDAEarnings Before Interest, Taxes, Depreciation and AmortizationPTEProhibited Transaction Class Exemptions
FANIPFunding Agreement Notes Issuance ProgramRAFRisk Appetite Framework
FASBFinancial Accounting Standards BoardRBCRisk-Based Capital
FHLBNYFederal Home Loan Bank of New YorkSECSecurities and Exchange Commission
FLIACFortitude Life Insurance and Annuity CompanySOFRSecured Overnight Financing Rate
FSAFinancial Services Agency (an agency of the Japanese government)SVOSecurities Valuation Office
GICsGuaranteed Investment ContractsTBATo-Be-Announced
GILTIGlobal Intangible Low-Taxed IncomeTDRTroubled Debt Restructuring
GMDBGuaranteed Minimum Death BenefitsU.S.The United States of America
GMIBGuaranteed Minimum Income BenefitsURRUnearned Revenue Reserve
HDIHighest Daily Lifetime IncomeUSDU.S. Dollar
IRAIndividual Retirement AccountVIEsVariable Interest Entities
LPs/LLCsLimited Partnerships and Limited Liability CompaniesVOBAValue of Business Acquired

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Prudential Financial, Inc.
By:/S/ YANELA C. FRIAS
Yanela C. Frias Executive Vice President and Chief Financial Officer (Authorized signatory and principal financial officer)

Date: October 31, 2024

Previous: Item 5. OTHER INFORMATION