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Index to Financial Statements
PHILLIPS 66
INDEX TO EXHIBITS
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| Exhibit Number | | | | | | Exhibit Description | | | Form | | | Exhibit Number | | | Filing Date | | | SEC File No. | | | | | |
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| 2.1 | | | | | | Separation and Distribution Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 2.1 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 3.1 | | | | | | Amended and Restated Certificate of Incorporation of Phillips 66. | | | 8-K | | | 3.1 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 3.2 | | | | | | Amended and Restated By-Laws of Phillips 66. | | | 8-K | | | 3.1 | | | 02/09/2017 | | | 001-35349 | | | | | |
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| 4.1 | | | | | | Description of Phillips 66’s Securities. | | | 10-K | | | 4.1 | | | 02/21/2020 | | | 001-35349 | | | | | |
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| 4.2 | | | | | | Indenture, dated as of March 12, 2012, among Phillips 66, as issuer, Phillips 66 Company, as guarantor, and The Bank of New York Mellon Trust Company, N.A., as trustee, in respect of senior debt securities of Phillips 66. | | | 10-12B/A | | | 4.3 | | | 04/05/2012 | | | 001-35349 | | | | | |
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| 4.3 | | | | | | Form of the terms of 4.300% Senior Notes due 2022. | | | 10-12B/A | | | 4.4 | | | 04/05/2012 | | | 001-35349 | | | | | |
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| 4.4 | | | | | | Form of the terms of 5.875% Senior Notes due 2042. | | | 10-12B/A | | | 4.4 | | | 04/05/2012 | | | 001-35349 | | | | | |
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| 4.5 | | | | | | Form of the terms of 4.650% Senior Notes due November 2034. | | | 8-K | | | 4.2 | | | 11/17/2014 | | | 001-35349 | | | | | |
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| 4.6 | | | | | | Form of the terms of 4.875% Senior Notes due November 2044. | | | 8-K | | | 4.2 | | | 11/17/2014 | | | 001-35349 | | | | | |
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| 4.7 | | | | | | Form of the terms of 3.900% Senior Notes due March 2028. | | | 8-K | | | 4.3 | | | 03/01/2018 | | | 001-35349 | | | | | |
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| 4.8 | | | | | | Form of the terms of Floating Rate Senior Notes due February 2021. | | | 8-K | | | 4.2 | | | 03/01/2018 | | | 001-35349 | | | | | |
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| 4.9 | | | | | | Indenture, dated as of April 9, 2020, among Phillips 66, as issuer, Phillips 66 Company, as guarantor, and U.S. Bank National Association, as trustee, in respect of senior debt securities of Phillips 66. | | | 8-K | | | 4.1 | | | 04/09/2020 | | | 001-35349 | | | | | |
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| 4.10 | | | | | | Form of the terms of 3.700% Senior Notes due 2023. | | | 8-K | | | 4.2 | | | 04/09/2020 | | | 001-35349 | | | | | |
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| 4.11 | | | | | | Form of the terms of 3.850% Senior Notes due 2025. | | | 8-K | | | 4.3 | | | 04/09/2020 | | | 001-35349 | | | | | |
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| 4.12 | | | | | | Form of the terms of 2.150% Senior Notes due 2030. | | | 8-K | | | 4.3 | | | 06/10/2020 | | | 001-35349 | | | | | |
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| 4.13 | | | | | | Form of the terms of Floating Rate Senior Notes due 2024. | | | 8-K | | | 4.2 | | | 11/18/2020 | | | 001-35349 | | | | | |
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| 4.14 | | | | | | Form of the terms of 0.900% Senior Notes due 2024. | | | 8-K | | | 4.3 | | | 11/18/2020 | | | 001-35349 | | | | | |
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| 4.15 | | | | | | Form of the terms of 1.300% Senior Notes due 2026. | | | 8-K | | | 4.4 | | | 11/18/2020 | | | 001-35349 | | | | | |
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| 10.1 | | | | | | Credit Agreement dated as of March 19, 2020, among Phillips 66, Phillips 66 Company, the lenders party thereto, Mizuho Bank, Ltd., as administrative agent. | | | 8-K | | | 10.1 | | | 03/24/2020 | | | 001-35349 | | | | | |
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Index to Financial Statements
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| Exhibit Number | | | | | | Exhibit Description | | | Form | | | Exhibit Number | | | Filing Date | | | SEC File No. | | | | | |
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| 10.2 | | | | | | Master New Lender Agreement dated as of April 6, 2020, among Phillips 66, Phillips 66 Company, the lenders party thereto, Mizuho Bank, Ltd., as administrative agent. | | | 8-K | | | 10.1 | | | 04/07/2020 | | | 001-35349 | | | | | |
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| 10.3 | | | | | | First Amendment to Credit Agreement dated as of June 10, 2020, by and among Phillips 66, Phillips 66 Company, the lenders party thereto, and Mizuho Bank, Ltd., as administrative agent. | | | 10-Q | | | 10.2 | | | 07/31/2020 | | | 001-35349 | | | | | |
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| 10.4 | | | | | | Second Amendment to Credit Agreement dated as of November 20, 2020, by and among Phillips 66, Phillips 66 Company, the lenders party thereto, and Mizuho Bank, Ltd., as administrative agent. | | | 8-K | | | 10.1 | | | 11/23/2020 | | | 001-35349 | | | | | |
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| 10.5 | | | | | | Amended and Restated Credit Agreement dated as of July 30, 2019, among Phillips 66, Phillips 66 Company, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. | | | 8-K | | | 10.1 | | | 08/01/2019 | | | 001-35349 | | | | | |
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| 10.6 | | | | | | Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC, effective as of May 1, 2012. | | | 10-Q | | | 10.14 | | | 08/03/2012 | | | 001-35349 | | | | | |
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| 10.7 | | | | | | First Amendment to Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC, effective as of December 31, 2017. | | | 10-K | | | 10.6 | | | 02/23/2018 | | | 001-35349 | | | | | |
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| 10.8 | | | | | | Second Amendment to Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC, effective as of June 1, 2018. | | | 10-Q | | | 10.1 | | | 07/27/2018 | | | 001-35349 | | | | | |
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| 10.9 | | | | | | Indemnification and Release Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.1 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.10 | | | | | | Intellectual Property Assignment and License Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.2 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.11 | | | | | | Tax Sharing Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.3 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.12 | | | | | | Employee Matters Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.4 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.13 | | | | | | Amendment to the Employee Matters Agreement by and between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 10-Q | | | 10.1 | | | 05/02/2013 | | | 001-35349 | | | | | |
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| 10.14 | | | | | | Transition Services Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.5 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.15 | | | | | | 2013 Omnibus Stock and Performance Incentive Plan of Phillips 66.** | | | DEF14A | | | App. A | | | 03/27/2013 | | | 001-35349 | | | | | |
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| 10.16 | | | | | | Phillips 66 Key Employee Supplemental Retirement Plan.** | | | 10-Q | | | 10.15 | | | 08/03/2012 | | | 001-35349 | | | | | |
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Index to Financial Statements
Index to Financial Statements
** Filed herewith.*
*** Management contracts and compensatory plans or arrangements.*
Index to Financial Statements
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| | | | | | PHILLIPS 66 | | |
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| Date: | | | February 24, 2021 | | | /s/ Greg C. Garland | | |
| | | | | | Greg C. Garland Chairman of the Board of Directors and Chief Executive Officer | | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below, as of February 24, 2021, by the following persons on behalf of the registrant and in the capacities indicated.
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| /s/ Greg C. Garland | | | | | | Chairman of the Board of Directors | | |
| Greg C. Garland | | | | | | and Chief Executive Officer | | |
| | | | | | (Principal executive officer) | | |
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| /s/ Kevin J. Mitchell | | | | | | Executive Vice President, Finance | | |
| Kevin J. Mitchell | | | | | | and Chief Financial Officer | | |
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| /s/ Chukwuemeka A. Oyolu | | | | | | Vice President and Controller | | |
| Chukwuemeka A. Oyolu | | | | | | (Principal accounting officer) | | |
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Index to Financial Statements
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| /s/ Gary K. Adams | | | | | | Director | | |
| Gary K. Adams | | | | | | | | |
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| /s/ Julie L. Bushman | | | | | | Director | | |
| Julie L. Bushman | | | | | | | | |
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| /s/ Lisa A. Davis | | | | | | Director | | |
| Lisa A. Davis | | | | | | | | |
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| /s/ Charles M. Holley | | | | | | Director | | |
| Charles M. Holley | | | | | | | | |
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| /s/ John E. Lowe | | | | | | Director | | |
| John E. Lowe | | | | | | | | |
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| /s/ Harold W. McGraw III | | | | | | Director | | |
| Harold W. McGraw III | | | | | | | | |
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| /s/ Denise L. Ramos | | | | | | Director | | |
| Denise L. Ramos | | | | | | | | |
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| /s/ Glenn F. Tilton | | | | | | Director | | |
| Glenn F. Tilton | | | | | | | | |
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| /s/ Victoria J. Tschinkel | | | | | | Director | | |
| Victoria J. Tschinkel | | | | | | | | |
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| /s/ Marna C. Whittington | | | | | | Director | | |
| Marna C. Whittington | | | | | | | | |