None.
Index to Financial Statements
PHILLIPS 66
INDEX TO EXHIBITS
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| 2.1 | | | | | | Separation and Distribution Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 2.1 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 2.2 | | | | | | Agreement and Plan of Merger, dated as of October 26, 2021, by and among Phillips 66, Phillips 66 Company, Phillips 66 Project Development Inc., Phoenix Sub LLC, Phillips 66 Partners LP, and Phillips 66 Partners GP LLC. | | | 8-K | | | 2.1 | | | 10/27/2021 | | | 001-35349 | | | | | |
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| 3.1 | | | | | | Amended and Restated Certificate of Incorporation of Phillips 66. | | | 8-K | | | 3.1 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 3.2 | | | | | | Amended and Restated By-Laws of Phillips 66. | | | 8-K | | | 3.1 | | | 02/09/2017 | | | 001-35349 | | | | | |
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| 4.1 | | | | | | Description of Phillips 66’s Securities. | | | 10-K | | | 4.1 | | | 02/21/2020 | | | 001-35349 | | | | | |
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| 4.2 | | | | | | Indenture, dated as of March 12, 2012, among Phillips 66, as issuer, Phillips 66 Company, as guarantor, and The Bank of New York Mellon Trust Company, N.A., as trustee, in respect of senior debt securities of Phillips 66. | | | 10-12B/A | | | 4.3 | | | 04/05/2012 | | | 001-35349 | | | | | |
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| 4.3 | | | | | | Form of the terms of 4.300% Senior Notes due 2022. | | | 10-12B/A | | | 4.4 | | | 04/05/2012 | | | 001-35349 | | | | | |
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| 4.4 | | | | | | Form of the terms of 5.875% Senior Notes due 2042. | | | 10-12B/A | | | 4.4 | | | 04/05/2012 | | | 001-35349 | | | | | |
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| 4.5 | | | | | | Form of the terms of 4.650% Senior Notes due November 2034. | | | 8-K | | | 4.2 | | | 11/17/2014 | | | 001-35349 | | | | | |
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| 4.6 | | | | | | Form of the terms of 4.875% Senior Notes due November 2044. | | | 8-K | | | 4.2 | | | 11/17/2014 | | | 001-35349 | | | | | |
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| 4.7 | | | | | | Form of the terms of 3.900% Senior Notes due March 2028. | | | 8-K | | | 4.3 | | | 03/01/2018 | | | 001-35349 | | | | | |
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| 4.8 | | | | | | Indenture, dated as of April 9, 2020, among Phillips 66, as issuer, Phillips 66 Company, as guarantor, and U.S. Bank National Association, as trustee, in respect of senior debt securities of Phillips 66. | | | 8-K | | | 4.1 | | | 04/09/2020 | | | 001-35349 | | | | | |
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| 4.9 | | | | | | Form of the terms of 3.700% Senior Notes due 2023. | | | 8-K | | | 4.2 | | | 04/09/2020 | | | 001-35349 | | | | | |
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| 4.10 | | | | | | Form of the terms of 3.850% Senior Notes due 2025. | | | 8-K | | | 4.3 | | | 04/09/2020 | | | 001-35349 | | | | | |
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| 4.11 | | | | | | Form of the terms of 2.150% Senior Notes due 2030. | | | 8-K | | | 4.3 | | | 06/10/2020 | | | 001-35349 | | | | | |
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| 4.12 | | | | | | Form of the terms of 0.900% Senior Notes due 2024. | | | 8-K | | | 4.3 | | | 11/18/2020 | | | 001-35349 | | | | | |
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| 4.13 | | | | | | Form of the terms of 1.300% Senior Notes due 2026. | | | 8-K | | | 4.4 | | | 11/18/2020 | | | 001-35349 | | | | | |
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| 4.14 | | | | | | Form of the terms of 3.300% Senior Notes due 2052. | | | 8-K | | | 4.2 | | | 11/15/2021 | | | 001-35349 | | | | | |
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Index to Financial Statements
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| 10.1 | | | | | | Amended and Restated Credit Agreement dated as of July 30, 2019, among Phillips 66, Phillips 66 Company, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent. | | | 8-K | | | 10.1 | | | 08/01/2019 | | | 001-35349 | | | | | |
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| 10.2 | | | | | | Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC, effective as of May 1, 2012. | | | 10-Q | | | 10.14 | | | 08/03/2012 | | | 001-35349 | | | | | |
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| 10.3 | | | | | | First Amendment to Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC, effective as of December 31, 2017. | | | 10-K | | | 10.6 | | | 02/23/2018 | | | 001-35349 | | | | | |
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| 10.4 | | | | | | Second Amendment to Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC, effective as of June 1, 2018. | | | 10-Q | | | 10.1 | | | 07/27/2018 | | | 001-35349 | | | | | |
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| 10.5 | | | | | | Third Amendment to the Third Amended and Restated Limited Liability Company Agreement of Chevron Phillips Chemical Company LLC. | | | 10-Q | | | 10.1 | | | 04/30/2021 | | | 001-35349 | | | | | |
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| 10.6 | | | | | | Indemnification and Release Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.1 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.7 | | | | | | Intellectual Property Assignment and License Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.2 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.8 | | | | | | Employee Matters Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.4 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.9 | | | | | | Amendment to the Employee Matters Agreement by and between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 10-Q | | | 10.1 | | | 05/02/2013 | | | 001-35349 | | | | | |
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| 10.10 | | | | | | Transition Services Agreement between ConocoPhillips and Phillips 66, dated April 26, 2012. | | | 8-K | | | 10.5 | | | 05/01/2012 | | | 001-35349 | | | | | |
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| 10.11 | | | | | | 2013 Omnibus Stock and Performance Incentive Plan of Phillips 66.** | | | DEF14A | | | App. A | | | 03/27/2013 | | | 001-35349 | | | | | |
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| 10.12 | | | | | | Phillips 66 Key Employee Supplemental Retirement Plan.** | | | 10-Q | | | 10.15 | | | 08/03/2012 | | | 001-35349 | | | | | |
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| 10.13 | | | | | | First Amendment to the Phillips 66 Key Employee Supplemental Retirement Plan.** | | | 10-K | | | 10.18 | | | 02/22/2013 | | | 001-35349 | | | | | |
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| 10.14 | | | | | | Phillips 66 Amended and Restated Executive Severance Plan.** | | | 10-Q | | | 10.1 | | | 07/29/2016 | | | 001-35349 | | | | | |
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| 10.15 | | | | | | Phillips 66 Deferred Compensation Plan for Non-Employee Directors.** | | | 10-Q | | | 10.17 | | | 08/03/2012 | | | 001-35349 | | | | | |
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Index to Financial Statements
Index to Financial Statements
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| Exhibit Number | | | | | | Exhibit Description | | | Form | | | Exhibit Number | | | Filing Date | | | SEC File No. | | | | | |
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| 101.INS* | | | | | | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | | | | | | | | | | | | | | | | | |
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| 101.SCH* | | | | | | Inline XBRL Schema Document. | | | | | | | | | | | | | | | | | |
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| 101.CAL* | | | | | | Inline XBRL Calculation Linkbase Document. | | | | | | | | | | | | | | | | | |
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| 101.LAB* | | | | | | Inline XBRL Labels Linkbase Document. | | | | | | | | | | | | | | | | | |
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| 101.PRE* | | | | | | Inline XBRL Presentation Linkbase Document. | | | | | | | | | | | | | | | | | |
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| 101.DEF* | | | | | | Inline XBRL Definition Linkbase Document. | | | | | | | | | | | | | | | | | |
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| 104* | | | | | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | | | | | | | | | | | | | | | | | |
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** Filed herewith.*
*** Management contracts and compensatory plans or arrangements.*
Index to Financial Statements
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| | | | | | PHILLIPS 66 | | |
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| Date: | | | February 18, 2022 | | | /s/ Greg C. Garland | | |
| | | | | | Greg C. Garland Chairman of the Board of Directors and Chief Executive Officer | | |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below, as of February 18, 2022, by the following persons on behalf of the registrant and in the capacities indicated.
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| /s/ Greg C. Garland | | | | | | Chairman of the Board of Directors | | |
| Greg C. Garland | | | | | | and Chief Executive Officer | | |
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| /s/ Kevin J. Mitchell | | | | | | Executive Vice President, Finance | | |
| Kevin J. Mitchell | | | | | | and Chief Financial Officer | | |
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| /s/ J. Scott Pruitt | | | | | | Vice President and Controller | | |
| J. Scott Pruitt | | | | | | (Principal accounting officer) | | |
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Index to Financial Statements
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| /s/ Gary K. Adams | | | | | | Director | | |
| Gary K. Adams | | | | | | | | |
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| /s/ Julie L. Bushman | | | | | | Director | | |
| Julie L. Bushman | | | | | | | | |
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| /s/ Denise R. Cade | | | | | | Director | | |
| Denise R. Cade | | | | | | | | |
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| /s/ Lisa A. Davis | | | | | | Director | | |
| Lisa A. Davis | | | | | | | | |
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| /s/ Charles M. Holley | | | | | | Director | | |
| Charles M. Holley | | | | | | | | |
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| /s/ John E. Lowe | | | | | | Director | | |
| John E. Lowe | | | | | | | | |
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| /s/ Denise L. Ramos | | | | | | Director | | |
| Denise L. Ramos | | | | | | | | |
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| /s/ Douglas T. Terreson | | | | | | Director | | |
| Douglas T. Terreson | | | | | | | | |
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| /s/ Glenn F. Tilton | | | | | | Director | | |
| Glenn F. Tilton | | | | | | | | |
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| /s/ Marna C. Whittington | | | | | | Director | | |
| Marna C. Whittington | | | | | | | | |