filings.toolsItem 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
1K characters. Original on sec.gov ·
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
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Information required by this item may be found under the headings “Information about PTC Common Stock Ownership” in our 2021 Proxy Statement. Such information is incorporated herein by reference.
EQUITY COMPENSATION PLAN INFORMATION
as of September 30, 2020
| Plan Category | Number of securities to be issued upon exercise of outstanding options, warrants and rights | Weighted-average exercise price of outstanding options, warrants and rights | Number of securities remaining available for future issuance under equity compensation plans | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Equity compensation plans approved by security holders: | |||||||||||||
| 2000 Equity Incentive Plan(1) | 3,507,317 | — | (1) | 5,282,903 | |||||||||
| 2016 Employee Stock Purchase Plan(2) | — | — | 875,488 | (2) | |||||||||
| Total | 3,507,317 | — | 6,158,391 |
| (1) | All of the shares issuable upon vesting are restricted stock units, which have no exercise price. |
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| (2) | This amount represents the total number of shares remaining available under the 2016 Employee Stock Purchase Plan, of which 146,691 shares are subject to purchase during the current offering period. |
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