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Item 15. Exhibits and Financial Statement Schedules

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Item 15. Exhibits and Financial Statement Schedules

The following documents are filed as part of this report:

(a) Financial Statements:

Page
Number
(1) Report of Independent Registered Public Accounting FirmF-1
Consolidated Balance Sheets at September 30, 2018 and September 24, 2017F-3
Consolidated Statements of Operations for Fiscal 2018, 2017 and 2016F-4
Consolidated Statements of Comprehensive (Loss) Income for Fiscal 2018, 2017 and 2016F-5
Consolidated Statements of Cash Flows for Fiscal 2018, 2017 and 2016F-6
Consolidated Statements of Stockholders’ Equity for Fiscal 2018, 2017 and 2016F-7
Notes to Consolidated Financial StatementsF-8
(2) Schedule II - Valuation and Qualifying Accounts for Fiscal 2018, 2017 and 2016S-1

Financial statement schedules other than those listed above have been omitted because they are either not required, not applicable or the information is otherwise included in the notes to the consolidated financial statements.

(b) Exhibits

Exhibit NumberExhibit DescriptionFormFile No./ Film No.Date of First FilingExhibit NumberFiled Herewith
2.1Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1)8-K000-19528/ 1613398671/13/20162.1
2.2Amendment #1, dated December 20, 2016, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1)10-Q000-19528/ 175465391/25/20172.3
2.3Amendment #2, dated January 19, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1)10-Q000-19528/ 175465391/25/20172.4
2.4Amendment #3, dated February 3, 2017, to Master Transaction Agreement, dated January 13, 2016, by and among Qualcomm Global Trading Pte. Ltd., each other Purchaser Group member, TDK Japan, each other Seller Group member, and, solely for purposes of Section 10.9 thereof, QUALCOMM Incorporated. (1)10-Q000-19528/ 177703054/19/20172.6
2.5Purchase Agreement dated as of October 27, 2016 by and between Qualcomm River Holdings, B.V. and NXP Semiconductors N.V. (1)8-K000-19528/ 16195622810/27/20162.1
2.6Amendment No. 1, dated February 20, 2018, to Purchase Agreement, dated as of October 27, 2016, by and between Qualcomm River Holdings B.V. and NXP Semiconductors N.V. (1)8-K000-19528/ 186231092/20/20182.1
2.7Amendment No. 2, dated April 19, 2018, to Purchase Agreement, dated as of October 27, 2016, by and between Qualcomm River Holdings B.V. and NXP Semiconductors N.V., as amended by Amendment No. 1 to the Purchase Agreement, dated as of February 20, 2018, by and between Qualcomm River Holdings B.V. and NXP Semiconductors N.V. (1)8-K000-19528/ 187625024/19/20182.1
3.1Amended and Restated Certificate of Incorporation8-K000-19528/ 187666784/20/20183.1
3.2Amended and Restated Bylaws8-K000-19528/ 189570737/17/20183.1
4.1Indenture, dated May 20, 2015, between the Company and U.S. Bank National Association, as trustee.8-K000-19528/ 158809675/21/20154.1
4.2Officers’ Certificate, dated May 20, 2015, for the Floating Rate Notes due 2018, the Floating Rate Notes due 2020, the 1.400% Notes due 2018, the 2.250% Notes due 2020, the 3.000% Notes due 2022, the 3.450% Notes due 2025, the 4.650% Notes due 2035 and the 4.800% Notes due 2045.8-K000-19528/ 158809675/21/20154.2
4.3Form of Floating Rate Notes due 2020.8-K000-19528/ 158809675/21/20154.4
4.4Form of 2.250% Notes due 2020.8-K000-19528/ 158809675/21/20154.6
4.5Form of 3.000% Notes due 2022.8-K000-19528/ 158809675/21/20154.7
4.6Form of 3.450% Notes due 2025.8-K000-19528/ 158809675/21/20154.8
4.7Form of 4.650% Notes due 2035.8-K000-19528/ 158809675/21/20154.9
Exhibit NumberExhibit DescriptionFormFile No./ Film No.Date of First FilingExhibit NumberFiled Herewith
4.8Form of 4.800% Notes due 2045.8-K000-19528/ 158809675/21/20154.10
4.9Officers’ Certificate, dated May 26, 2017, for the Floating Rate Notes due 2019, the Floating Rate Notes due 2020, the Floating Rate Notes due 2023, the 1.850% Notes due 2019, the 2.100% Notes due 2020, the 2.600% Notes due 2023, the 2.900% Notes due 2024, the 3.250% Notes due 2027 and the 4.300% Notes due 2047.8-K000-19528/ 178823365/31/20174.2
4.10Form of Floating Rate Notes due 2023.8-K000-19528/ 178823365/31/20174.5
4.11Form of 2.600% Notes due 2023.8-K000-19528/ 178823365/31/20174.8
4.12Form of 2.900% Notes due 2024.8-K000-19528/ 178823365/31/20174.9
4.13Form of 3.250% Notes due 2027.8-K000-19528/ 178823365/31/20174.10
4.14Form of 4.300% Notes due 2047.8-K000-19528/ 178823365/31/20174.11
10.1Form of Indemnity Agreement between the Company and its directors and officers. (2)10-K000-19528/ 15119725711/4/201510.1
10.2Form of Grant Notice and Stock Option Agreement under the 2006 Long-Term Incentive Plan. (2)10-K000-19528/ 09115921311/5/200910.84
10.3Form of Grant Notices and Global Employee Restricted Stock Unit Agreement under the 2006 Long-Term Incentive Plan. (2)10-K000-19528/ 12118693711/7/201210.105
10.42006 Long-Term Incentive Plan, as amended and restated. (2)10-Q000-19528/ 137794684/24/201310.112
10.5Form of Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2006 Long-Term Incentive Plan for non-employee directors residing in the United States and Spain. (2)10-K000-19528/ 13119674711/6/201310.119
10.6Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreements under the 2006 Long-Term Incentive Plan, which includes a September 29, 2014 to March 29, 2015 performance period. (2)10-Q000-19528/ 149889397/23/201410.123
10.7Non-Qualified Deferred Compensation Plan, as amended, effective January 1, 2016. (2)8-K000-19528/ 1511341099/30/201510.1
10.8Amendment to 2006 Long-Term Incentive Plan, as amended and restated. (2)10-Q000-19528/ 155550921/28/201510.126
10.9Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended. (2)10-Q000-19528/ 1510001417/22/201510.128
10.10Revolving Credit Agreement among Qualcomm Incorporated, the lenders party thereto and Bank of America, N.A., as Administrative Agent, Swing Line Lender and Letter of Credit Issuer, dated as of February 18, 2015.8-K000-19528/ 156288132/18/201510.1
10.11Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Grant Agreement under the 2006 Long-Term Incentive Plan, which includes a September 28, 2015 to September 28, 2018 performance period. (2)10-K000-19528/ 15119725711/4/201510.28
10.122016 Long-Term Incentive Plan. (2)DEF 14A000-19528/ 1613536771/21/2016Appendix 5
10.13Form of Executive Performance Stock Unit Award Grant Notice under the 2006 Long-Term Incentive Plan, which includes a March 28, 2016 to March 28, 2019 performance period. (2)10-Q000-19528/ 1615815584/20/201610.31
Exhibit NumberExhibit DescriptionFormFile No./ Film No.Date of First FilingExhibit NumberFiled Herewith
10.14Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in the United States. (2)10-Q000-19528/ 1615815584/20/201610.32
10.15Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in Spain. (2)10-Q000-19528/ 1615815584/20/201610.33
10.16Form of Non-Employee Director Deferred Stock Unit Grant Notices and Non-Employee Director Deferred Stock Unit Agreements under the 2016 Long-Term Incentive Plan for non-employee directors residing in Singapore. (2)10-Q000-19528/ 1615815584/20/201610.34
10.17Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement under the 2016 Long-Term Incentive Plan. (2)10-K000-19528/ 16196793311/2/201610.36
10.18Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement under the 2016 Long-Term Incentive Plan. (2)10-K000-19528/ 16196793311/2/201610.37
10.19Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as Administrative Agent, dated as of November 8, 2016.8-K000-19528/ 16198520911/9/201610.1
10.20Amended and Restated Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Bank of America, N.A., as Administrative Agent, dated as of November 8, 2016.8-K000-19528/ 16198520911/9/201610.2
10.21Letter of Credit and Reimbursement Agreement between Qualcomm River Holdings B.V. and Mizuho Bank, Ltd., dated as of November 22, 2016.8-K000-19528/ 16202357311/29/201610.1
10.22First Amendment to Letter of Credit and Reimbursement Agreement between Qualcomm River Holdings B.V. and Mizuho Bank, Ltd., dated as of November 23, 2016.8-K000-19528/ 16202357311/29/201610.2
10.23Continuing Agreement for Standby Letters of Credit between Qualcomm River Holdings B.V. and The Bank of Tokyo-Mitsubishi UFJ, Ltd., dated as of November 22, 2016.8-K000-19528/ 16202357311/29/201610.3
10.24Reimbursement and Security Agreement between Qualcomm River Holdings B.V. and Sumitomo Mitsui Banking Corporation, dated as of November 22, 2016.8-K000-19528/ 16202357311/29/201610.4
10.25Letter of Credit Application by QUALCOMM Incorporated to Bank of America, N.A., dated as of November 23, 2016.8-K000-19528/ 16202357311/29/201610.5
10.26Form of 2017 Annual Cash Incentive Plan Performance Unit Agreement (2)10-Q000-19528/ 175465391/25/201710.47
10.27Qualcomm Incorporated 2018 Director Compensation Plan. (2)10-K000-19528/ 17116904611/1/201710.38
10.28Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement under the 2016 Long-Term Incentive Plan, which includes a September 25, 2017 to March 25, 2018 performance period. (2)10-K000-19528/ 17116904611/1/201710.39
10.29Form of Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award Agreement under the 2016 Long-Term Incentive Plan, which includes a September 25, 2017 to September 27, 2020 performance period. (2)10-K000-19528/ 17116904611/1/201710.40
Exhibit NumberExhibit DescriptionFormFile No./ Film No.Date of First FilingExhibit NumberFiled Herewith
10.30Amendment to the Qualcomm Incorporated 2006 and 2016 Long-Term Incentive Plans, as amended and restated. (2)8-K000-19528/ 017127124112/22/201710.2
10.31Qualcomm Incorporated Non-Executive Officer Change in Control Severance Plan.10-Q000-19528/ 185627991/31/201810.42
10.32Form of 2018 Annual Cash Incentive Plan Performance Unit Agreement. (2)10-Q000-19528/ 185627991/31/201810.43
10.33Form of Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit Agreement under the 2016 Long-Term Incentive Plan (FY2017/FY2018). (2)10-Q000-19528/ 185627991/31/201810.44
10.34Waiver and Consent No. 2, dated as of February 26, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent.8-K000-19528/ 186627023/2/20181.1
10.35Credit Agreement among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, dated as of March 6, 2018.8-K000-19528/ 186784833/9/201810.1
10.36Amendment No. 1, dated as of April 20, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, to the Credit Agreement dated as of November 8, 2016, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent.8-K000-19528/ 187716944/24/201810.1
10.37Amendment No. 1, dated as April 20, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, to the Credit Agreement dated as of March 6, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent.8-K000-19528/ 187716944/24/201810.2
10.38Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., Arrowgrass Master Fund Ltd. and Arrowgrass Customised Solutions I Limited.8-K000-19528/ 186231092/20/201810.1
10.39Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., D. E. Shaw Valence Portfolios, L.L.C., D. E. Shaw Kalon Portfolios, L.L.C., D. E. Shaw Orienteer Portfolios, L.L.C., D. E. Shaw Oculus Portfolios, L.L.C., D. E. Shaw Orienteer X Portfolios, L.L.C. and D. E. Shaw Asymptote Portfolios, L.L.C.8-K000-19528/ 186231092/20/201810.2
10.40Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., Davidson Kempner International Ltd., Davidson Kempner Institutional Partners, L.P., Davidson Kempner Partners and M.H. Davidson & Co.8-K000-19528/ 186231092/20/201810.3
10.41Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., Elliott Associates, L.P., Elliott Associates International, L.P. and Elliott International Capital Advisors Inc.8-K000-19528/ 186231092/20/201810.4
10.42Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., Farallon Capital Partners, L.P., Farallon Capital Institutional Partners, L.P., Farallon Capital Institutional Partners V, L.P., Farallon Capital Institutional Partners II, L.P., Farallon Capital Offshore Investors II, L.P., Farallon Capital F5 Master I, L.P., Farallon Capital (AM) Investors, L.P. and Farallon Capital Institutional Partners III, L.P.8-K000-19528/ 186231092/20/201810.5
Exhibit NumberExhibit DescriptionFormFile No./ Film No.Date of First FilingExhibit NumberFiled Herewith
10.43Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., HBK Master Fund L.P. and HBK Merger Strategies Master Fund L.P.8-K000-19528/ 186231092/20/201810.6
10.44Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V. and Pentwater Capital Management LP.8-K000-19528/ 186231092/20/201810.7
10.45Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V., Soroban Master Fund LP and Soroban Opportunities Master Fund LP.8-K000-19528/ 186231092/20/201810.8
10.46Tender and Support Agreement, dated as of February 20, 2018, by and among Qualcomm River Holdings B.V. and TIG Advisors, LLC.8-K000-19528/ 186231092/20/201810.9
10.47Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement for Non-Employee Directors in Singapore. (2)10-Q000-19528/ 187744114/25/201810.58
10.48Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement for Non-Employee Directors in Spain. (2)10-Q000-19528/ 187744114/25/201810.59
10.49Form of 2016 Long-Term Incentive Plan Non-Employee Director Deferred Stock Unit Grant Notice and Non-Employee Director Deferred Stock Unit Agreement. (2)10-Q000-19528/ 187744114/25/201810.60
10.50Qualcomm Incorporated Amended and Restated 2018 Director Compensation Plan. (2)10-Q000-19528/ 187744114/25/201810.61
10.51Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended. (2)10-Q000-19528/ 187744114/25/201810.62
10.52Qualcomm Incorporated Executive Officer Change in Control Severance Plan8-K000-19528/ 188598305/25/201810.1
10.53Amendment No. 2, dated as of June 11, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent, to the Credit Agreement dated as of March 6, 2018, among QUALCOMM Incorporated, the lenders party thereto and Goldman Sachs Bank USA, as administrative agent.8-K000-19528/ 188969826/13/201810.1
10.54Master Confirmation — Accelerated Stock Buyback, dated as of September 12, 2018, between QUALCOMM Incorporated and Bank of America, N.A.8-K000-19528/ 1810679199/13/201810.1
10.55Master Confirmation — Accelerated Stock Buyback, dated as of September 12, 2018, between QUALCOMM Incorporated and Citibank, N.A.8-K000-19528/ 1810679199/13/201810.2
10.56Master Confirmation — Accelerated Stock Buyback, dated as of September 12, 2018, between QUALCOMM Incorporated and Morgan Stanley & Co. LLC8-K000-19528/ 1810679199/13/201810.3
10.57Qualcomm Incorporated Executive Officer Severance Plan8-K000-19528/ 1810820969/21/201810.1
10.58Qualcomm Incorporated 2019 Director Compensation PlanX
10.59Qualcomm Incorporated 2016 Long-Term Incentive Plan CEO Performance Stock Option Grant Notice and CEO Performance Stock Option AgreementX
Exhibit NumberExhibit DescriptionFormFile No./ Film No.Date of First FilingExhibit NumberFiled Herewith
10.60Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Performance Stock Unit Award Grant Notice and Executive Performance Stock Unit Award AgreementX
10.61Form of Qualcomm Incorporated 2016 Long-Term Incentive Plan Executive Restricted Stock Unit Grant Notice and Executive Restricted Stock Unit AgreementX
21Subsidiaries of the Registrant.X
23.1Consent of Independent Registered Public Accounting Firm.X
31.1Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for Steve Mollenkopf.X
31.2Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for George S. Davis.X
32.1Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, for Steve Mollenkopf.X
32.2Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, for George S. Davis.X
101.INSXBRL Instance Document.X
101.SCHXBRL Taxonomy Extension Schema.X
101.CALXBRL Taxonomy Extension Calculation Linkbase.X
101.LABXBRL Taxonomy Extension Labels Linkbase.X
101.PREXBRL Taxonomy Extension Presentation Linkbase.X
101.DEFXBRL Taxonomy Extension Definition Linkbase.X
(1)We shall furnish supplementally a copy of any omitted schedule to the Commission upon request.
(2)Indicates management contract or compensatory plan or arrangement required to be identified pursuant to Item 15(a).
(3)Confidential treatment has been requested with respect to certain portions of this exhibit.

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