A Dark Vector Cognition product

Item 9B. OTHER INFORMATION

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Item 9B. OTHER INFORMATION

Our directors and executive officers may purchase or sell shares of our common stock in the market from time to time, including pursuant to equity trading plans adopted in accordance with Rule 10b5-1 under the Exchange Act and in compliance with guidelines specified by our insider trading policy. In accordance with Rule 10b5-1 and our insider trading policy, directors, officers and certain employees who, at such time, are not in possession of material non-public information are permitted to enter into written plans that pre-establish amounts, prices and dates (or formula for determining the amounts, prices and dates) of future purchases or sales of our stock, including shares acquired pursuant to our equity incentive plans. Under a Rule 10b5-1 trading plan, a broker executes trades pursuant to parameters established by the director or executive officer when entering into the plan, without further direction from them. The use of these trading plans permits asset diversification as well as personal financial and tax planning. Our directors and executive officers also may buy or sell additional shares outside of a Rule 10b5-1 plan when they are not in possession of material nonpublic information, subject to compliance with SEC rules, the terms of our insider trading policy and certain minimum holding requirements.

The following table describes any contracts, instructions or written plans for the sale or purchase of the Company’s securities and intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act that were adopted by our directors and executive officers during the quarterly periods ended June 30, 2024 and March 31, 2024, for which the plan adoptions were inadvertently omitted and further adjustments were required to the disclosure included in the Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2024 filed with the SEC on April 26, 2024:

Name and TitlePlan ActionPlan Adoption DateScheduled Expiration Date of Rule 10b5-1 Trading Plan**(1)**Aggregate Number of Securities to Be Sold (Up to)
Michael J. Farrell Chief Executive OfficerAdoptionJanuary 31, 2024November 15, 2024102,781
Jan De Witte DirectorAdoptionFebruary 2, 2024November 12, 20241,156
Brett A. Sandercock Chief Financial OfficerAdoptionFebruary 6, 2024April 30, 202524,000
Kaushik Ghoshal Chief Commercial Officer, SaaSAdoptionApril 29, 2024November 14, 202519,260
Michael J. Rider Global General Counsel and SecretaryAdoptionMay 11, 2024April 1, 20251,292
Peter C. Farrell Chair EmeritusAdoptionMay 28, 2024September 2, 202524,000

(1)A trading plan may also expire on such earlier date that all transactions under the trading plan are completed.

During the quarterly period ended June 30, 2024, none of our directors or executive officers terminated a Rule 10b5-1 trading plan or adopted or terminated a non-Rule 10b5-1 trading arrangement (each term as defined in Item 408 of Regulation S-K).

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