Item 16. Form 10-K Summary

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Item 16. Form 10-K Summary

None.

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.



	ROCKWELL AUTOMATION, INC.

	By	/s/ PATRICK P. GORIS
		Patrick P. Goris
		Senior Vice President and
		Chief Financial Officer

Dated: November 10, 2020

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below on the 10****th day of November 2020 by the following persons on behalf of the registrant and in the capacities indicated.



By	/s/ PATRICK P. GORIS
	Patrick P. Goris
	Senior Vice President and
	Chief Financial Officer
	(Principal Financial Officer)

By	/s/ TERRY L. RIESTERER
	Terry L. Riesterer
	Vice President and Controller
	(Principal Accounting Officer)

	Blake D. Moret*
	Chairman of the Board, President and
	Chief Executive Officer
	(Principal Executive Officer)
	and Director

	J. Phillip Holloman*
	Director

	Steven R. Kalmanson*
	Director

	James P. Keane*
	Director

	Lawrence D. Kingsley*
	Director

	Pam Murphy*
	Director

	Donald R. Parfet *
	Director

	Lisa A. Payne*
	Director

	Thomas W. Rosamilia*
	Director

	Patricia A. Watson*
	Director

*By	/s/ REBECCA W. HOUSE
	Rebecca W. House, Attorney-in-fact**

**By	authority of powers of attorney filed herewith

SCHEDULE II

ROCKWELL AUTOMATION, INC.

VALUATION AND QUALIFYING ACCOUNTS

For the Years Ended September 30, 2020**,** 2019 and 2018



			Additions
(in millions)	Balance at Beginning of Year		Charged to Costs and Expenses		Charged to Other Accounts		Deductions(b)		Balance at End of Year
Description
Year ended September 30, 2020
Allowance for doubtful accounts(a)	$	17.4	$	7.0	$	1.1	$	10.3	$	15.2
Valuation allowance for deferred tax assets	93.8		3.0		0.2		39.0		58.0
Year ended September 30, 2019
Allowance for doubtful accounts(a)	$	17.1	$	6.1	$	—	$	5.8	$	17.4
Valuation allowance for deferred tax assets	27.0		69.3		—		2.5		93.8
Year ended September 30, 2018
Allowance for doubtful accounts(a)	$	24.9	$	0.1	$	—	$	7.9	$	17.1
Valuation allowance for deferred tax assets	18.6		8.9		—		0.5		27.0



(a)	Includes allowances for current and other long-term receivables.

(b)	Consists of amounts written off for the allowance for doubtful accounts and adjustments resulting from our ability to utilize foreign tax credits, capital losses, or net operating loss carryforwards for which a valuation allowance had previously been recorded.

INDEX TO EXHIBITS*




Exhibit No.		Exhibit

**10-a-7		Summary of Non-Employee Director Compensation and Benefits as of October 1, 2020.

**10-b-13		Form of Restricted Stock Unit Agreement under the Company’s 2020 Long-Term Incentives Plan for certain awards of restricted stock units to executive officers of the Company.

**10-b-14		Form of Global Restricted Stock Unit Agreement under the Company’s 2020 Long-Term Incentives Plan for certain awards of restricted stock units to executive officers of the Company after December 9, 2020.

**10-d-1		Copy of the Company’s Incentive Compensation Plan effective October 1, 2020.

21		List of Subsidiaries of the Company.

23		Consent of Independent Registered Public Accounting Firm.

24		Powers of Attorney authorizing certain persons to sign this Annual Report on Form 10-K on behalf of certain directors and officers of the Company.

31.1		Certification of Periodic Report by the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.

31.2		Certification of Periodic Report by the Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.

32.1		Certification of Periodic Report by the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

32.2		Certification of Periodic Report by the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

101		Interactive Data Files.



	*	See Part IV, Item 15(a)(3) for exhibits incorporated by reference.
	**	Management contract or compensatory plan or arrangement.

Previous: Item 15. Exhibits and Financial Statement Schedule