A Dark Vector Cognition product

Item 6. EXHIBITS

14K characters. Original on sec.gov ·

Item 6. EXHIBITS

Exhibit No.Exhibit DescriptionIncorporated By ReferenceFiled Herewith
FormDateNumber
2.1Stock Purchase Agreement by and among Rollins, Inc., Clark Pest Control of Stockton, Inc., the Stockholders of Clark Pest Control of Stockton, Inc. the Principals and the Stockholders Representative10-QApril 26, 201910.1
2.2Asset Purchase Agreement among King Distribution, Inc., a Delaware corporation, Geotech Supply Co., LLC, a California limited liability company, and Clarksons California Properties, California limited partnership10-QApril 26, 201910.2
2.3Real Estate Purchase Agreement by and between RCI – King, Inc., and Clarksons California Properties, a California limited partnership10-QApril 26, 201910.3
3.1Restated Certificate of Incorporation of Rollins, Inc., dated July 28, 198110-QAugust 1, 2005(3)(i)(A)
3.2Certificate of Amendment of Certificate of Incorporation of Rollins, Inc., dated August 20, 198710-KMarch 11, 2005(3)(i)(B)
3.3Certificate of Change of Location of Registered Office and of Registered Agent, dated March 22, 199410-QAugust 1, 2005(3)(i)(C)
3.4Certificate of Amendment of Certificate of Incorporation of Rollins, Inc., dated April 26, 201110-KFebruary 25, 2015(3)(i)(E)
3.5Certificate of Amendment of Certificate of Incorporation of Rollins, Inc., dated April 28, 201510-QJuly 29, 2015(3)(i)(F)
3.6Certificate of Amendment of Certificate of Incorporation of Rollins, Inc., dated April 23, 201910-QApril 26, 2019(3)(i)(G)
3.7Certificate of Amendment of Certificate of Incorporation of Rollins, Inc., dated April 27, 202110-QJuly 30, 2021(3)(i)(H)
3.8Amended and Restated By-laws of Rollins, Inc., dated May 20, 20218-KMay 24, 20213.1
4.1Form of Common Stock Certificate of Rollins, Inc.10-KMarch 26, 1999(4)
4.2Description of Registrant’s Securities10-KFebruary 28, 20204(b)
10.1+Membership Interest Purchase Agreement by and among Rollins, Inc., Northwest Exterminating Co., Inc. NW Holdings, LLC and the stockholders of Northwest Exterminating Co., Inc. dated as of July 24, 201710-QOctober 27, 201710.1
10.2*Rollins, Inc. Amended and Restated Deferred Compensation PlanS-8November 18, 20054.1
10.3*Form of Plan Agreement pursuant to the Rollins, Inc. Amended and Restated Deferred Compensation PlanS-8November 18, 20054.2
10.4*2018 Stock Incentive PlanDEF 14AMarch 21, 2018Appendix A
10.5*Form of Restricted Stock Grant Agreement8-KApril 28, 200810(d)
10.6*Form of Time-Lapse Restricted Stock Agreement10-QApril 27, 201210.1
10.70Revolving Credit Agreement dated as of April 30, 2019 between Rollins, Inc. and SunTrust Bank and Bank of America, N.A.10-KFebruary 28, 202010.1
10.80Amended Credit Agreement dated as of January 27, 2022 between Rollins, Inc. and Truist Bank in its capacity as Administrative Agent and as a Lender and Bank of America, N.A. as a Lender10-KFebruary 25, 202210.12
10.9Annex A to the Credit Agreement dated as of January 27, 2022 between Rollins, Inc. and Truist Bank in its capacity as Administrative Agent and as a Lender and Bank of America, N.A. as a Lender10-KFebruary 25, 202210.13
10.10Annex B to the Credit Agreement dated as of January 27, 2022 between Rollins, Inc. and Truist Bank in its capacity as Administrative Agent and as a Lender and Bank of America, N.A. as a Lender10-KFebruary 25, 202210.14
10.11Credit Agreement, dated as of February 24, 2023, among Rollins, as borrower, certain other subsidiaries of Rollins from time to time party thereto as borrowers, each lender from time to time party thereto and JPMorgan Chase, N.A., as administrative agent.8-KFebruary 27, 202310.1
10.12*Form of Rollins, Inc. Performance Share Unit Award Agreement10-KFebruary 16, 202310.10
10.13*Rollins, Inc. 2023 Executive Bonus Agreement–Gary W. Rollins10-KFebruary 16, 202310.11
10.14*Rollins, Inc. 2023 Executive Bonus Agreement–Jerry E. Gahlhoff, Jr.10-KFebruary 16, 202310.12
10.15*Rollins, Inc. 2023 Executive Bonus Agreement–Kenneth D. Krause10-KFebruary 16, 202310.13
10.16*Rollins, Inc. 2023 Executive Bonus Agreement–John F. Wilson10-KFebruary 16, 202310.14
10.17*Rollins, Inc. 2023 Executive Bonus Agreement–Elizabeth B. Chandler10-KFebruary 16, 202310.15
10.18*Confidential Settlement and General Release Agreement dated as of April 5, 2022 between the Company and Paul E. Northen10-QApril 28, 202210.17

ROLLINS, INC. AND SUBSIDIARIES

Exhibit No.Exhibit DescriptionIncorporated By ReferenceFiled Herewith
10.19*Form of Time-Lapse Restricted Stock Agreement for Non-Section 16 Reporting Person10-QOctober 27, 202210.17
10.20*Form of Time-Lapse Restricted Stock Agreement For Section 16 Reporting Persons10-QOctober 27, 202210.18
10.21*Offer Letter dated July 25, 2022, between Kenneth D. Krause and the Company10-QOctober 27, 202210.19
31.1Certification of Chief Executive Officer Pursuant to Item 601(b)(31) of Regulation S-K, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
31.2Certification of Chief Financial Officer Pursuant to Item 601(b)(31) of Regulation S-K, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
32.1**Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002X
101.INSInline XBRL Instance DocumentX
101.SCHInline XBRL Schema DocumentX
101.CALInline XBRL Calculation Linkbase DocumentX
101.LABInline XBRL Labels Linkbase DocumentX
101.PREInline XBRL Presentation Linkbase DocumentX
101.DEFInline XBRL Definition Linkbase DocumentX
104Cover Page Interactive Data File (embedded with the Inline XBRL document)X

+ Certain portions of this document that constitute confidential information have been redacted in accordance with Regulation S-K, Item 601(b)(10)

  • Indicates management contract or compensatory plans or arrangements.

** Furnished with this report

ROLLINS, INC. AND SUBSIDIARIES

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

ROLLINS, INC.
(Registrant)
Date: April 27, 2023By:/s/ Kenneth D. Krause
Kenneth D. Krause
Executive Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer)
Date: April 27, 2023By:/s/ Traci Hornfeck
Traci Hornfeck
Chief Accounting Officer (Principal Accounting Officer)

Previous: Item 1A. RISK FACTORS