filings.toolsItem 5. Other Information
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During the three months ended March 31, 2024, Joel S. Goldberg, Daniel R. Tereau and Prahlad Singh, each an officer for purposes of Section 16 of the Securities Exchange Act of 1934, adopted a “Rule 10b5-1 trading arrangement” as the term is defined in Item 408(a) of Regulation S-K.
| Rule 10b5-1 Trading Arrangements | |||||||||||||||||||||||
| Name | Position | Trading Arrangement Adoption Date | Duration of Trading Arrangement | Aggregate Number of Securities to be Sold under the Trading Arrangement | |||||||||||||||||||
| Joel S. Goldberg | Senior Vice President, Administration, General Counsel and Secretary | February 7, 2024 | June 7, 2024 - January 31, 2025 | Up to 22,670 | |||||||||||||||||||
| Daniel R. Tereau | Senior Vice President, Strategy and Business Development | February 20, 2024 | June 20, 2024 - June 28, 2024 | Up to 2,000 | |||||||||||||||||||
| Prahlad Singh | President and Chief Executive Officer | February 29, 2024 | July 1, 2024 - February 28, 2025 | Up to 18,365 |
During the three months ended March 31, 2024, none of our directors or officers adopted a “non-Rule 10b5-1 trading arrangement”, or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” as the terms are defined in Item 408(a) of Regulation S-K.
Subsequent to March 31, 2024, Mr. Singh terminated his above referenced “Rule 10b5-1 trading arrangement” effective April 9, 2024.
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