A Dark Vector Cognition product

Item 15. Exhibits, Financial Statement Schedules

28K characters. Original on sec.gov · Markdown

Item 15. Exhibits, Financial Statement Schedules

(a) The following documents are filed as a part of this 10-K:

  1. Financial Statements

The following financial statements are included in Part II, Item 8 of this 10-K:

•Consolidated Statements of Earnings for the fiscal years ended October 1, 2017, October 2, 2016, and September 27, 2015;
•Consolidated Statements of Comprehensive Income for the fiscal years ended October 1, 2017, October 2, 2016, and September 27, 2015;
•Consolidated Balance Sheets as of October 1, 2017 and October 2, 2016;
•Consolidated Statements of Cash Flows for the fiscal years ended October 1, 2017, October 2, 2016, and September 27, 2015;
•Consolidated Statements of Equity for the fiscal years ended October 1, 2017, October 2, 2016, and September 27, 2015;
•Notes to Consolidated Financial Statements; and
•Reports of Independent Registered Public Accounting Firm
  1. Financial Statement Schedules

Financial statement schedules are omitted because they are not required or are not applicable, or the required information is provided in the consolidated financial statements or notes described in Item 15(a)(1) above.

  1. Exhibits
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled Herewith
3.1Restated Articles of Incorporation of Starbucks Corporation10-Q0-203224/28/20153.1
3.2Amended and Restated Bylaws of Starbucks Corporation (As amended and restated through September 13, 2016)8-K0-203229/16/20163.1
4.1Indenture, dated as of September 15, 2016, by and between Starbucks Corporation and U.S. Bank National Association, as trusteeS-3ASR333-2136459/15/20164.1
4.2First Supplemental Indenture, dated March 17, 2017, by and between Starbucks Corporate and U.S. Bank National Association, as trustee, transfer agent and registrar, and Elavon Financial Services, DAC, UK Branch, as paying agent (0.372% Senior Notes due 2024)8-K0-203223/20/20174.2
4.3Form of 0.372% Senior Note due March 15, 20248-K0-203223/20/20174.3
4.4Indenture, dated as of August 23, 2007, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trusteeS-3ASR333-1909559/3/20134.1
4.5Second Supplemental Indenture, dated as of September 6, 2013, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (3.850% Senior Notes due October 1, 2023)8-K0-203229/6/20134.2
4.6Form of 3.850% Senior Notes due October 1, 20238-K0-203229/6/20134.3
4.7Third Supplemental Indenture, dated as of December 5, 2013, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (0.875% Senior Notes due 2016 and 2.000% Senior Notes due 2018)8-K0-2032212/5/20134.2
4.8Form of 2.000% Senior Notes due December 5, 20188-K0-2032212/5/20134.4
4.9Fourth Supplemental Indenture, dated as of June 10, 2015, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.700% Senior Notes due June 15, 2022 and 4.300% Senior Notes due June 15, 2045)8-K0-203226/10/20154.2
4.10Form of 2.700% Senior Notes due June 15, 20228-K0-203226/10/20154.3
4.11Form of 4.300% Senior Notes due June 15, 20458-K0-203226/10/20154.4
4.12Fifth Supplemental Indenture, dated as of February 4, 2016, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.100% Senior Notes due February 4, 2021)8-K0-203222/4/20164.2
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled Herewith
4.13Form of 2.100% Senior Notes due February 4, 20218-K0-203222/4/20164.3
4.14Sixth Supplemental Indenture, dated as of May 16, 2016, by and between Starbucks Corporation and Deutsche Bank Trust Company Americas, as trustee (2.450% Senior Notes due June 15, 2026)8-K0-203225/16/20164.4
4.15Form of 2.450% Senior Notes due June 15, 20268-K0-203225/16/20164.5
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled Herewith
10.1*Starbucks Corporation Amended and Restated 1989 Stock Option Plan for Non-Employee Directors10-K0-2032212/23/200310.2
10.2*Starbucks Corporation Employee Stock Purchase Plan — 1995 as amended and restated on April 9, 2015 to reflect adjustments for the 2-for-1 forward stock split effective on such date10-Q0-203228/1/201710.1
10.3Amended and Restated Lease, dated as of January 1, 2001, between First and Utah Street Associates, L.P. and Starbucks Corporation10-K0-2032212/20/200110.5
10.4*Starbucks Corporation Executive Management Bonus Plan, as amended and restated November 10, 2015, effective September 28, 201510-K0-2032211/18/201610.4
10.5*Starbucks Corporation Management Deferred Compensation Plan, as amended and restated effective January 1, 201110-Q0-203222/4/201110.2
10.6*Starbucks Corporation UK Share Save Plan10-K0-2032212/23/200310.9
10.7*Starbucks Corporation Directors Deferred Compensation Plan, as amended and restated effective September 29, 200310-K0-2032212/23/200310.10
10.8*Starbucks Corporation Deferred Compensation Plan for Non-Employee Directors, effective October 3, 201110-K0-2032211/18/201110.11
10.9*Starbucks Corporation UK Share Incentive Plan, as amended and restated effective November 14, 200610-K0-2032212/14/200610.12
10.10*Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective March 20, 2013, and as restated on April 9, 2015 to reflect adjustments for the 2-for-1 forward stock split effective on such date10-Q0-203224/28/201510.4
10.11*2005 Key Employee Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective November 15, 200510-Q0-203222/10/200610.2
10.12*2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan, as amended and restated effective March 22, 201610-Q0-2032204/26/201610.1
10.13*Form of Stock Option Grant Agreement for Purchase of Stock under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan10-Q0-203225/2/201210.1
10.14*Form of Global Stock Option Grant Agreement for Purchase of Stock under the Key Employee Sub-Plan to the 2005 Long Term Equity Incentive Plan10-K0-2032211/18/201610.14
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled Herewith
10.15*Form of Stock Option Grant Agreement for Purchase of Stock under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan10-Q0-2032204/26/201610.2
10.16*Form of Restricted Stock Unit Grant Agreement under the 2005 Non-Employee Director Sub-Plan to the Starbucks Corporation 2005 Long-Term Equity Incentive Plan10-Q0-2032204/26/201610.3
10.17Credit Agreement, dated October 25, 2017, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent, Swing Line Lender and L/C Issuer, Wells Fargo Bank, N.A., Citibank, N.A. and U.S. Bank National Association, as L/C Issuers, and the other Lenders from time to time a party thereto.8-K0-2032210/30/201710.1
10.18364-Day Credit Agreement, dated October 25, 2017, among Starbucks Corporation, Bank of America, N.A., in its capacity as Administrative Agent and Swing Line Lender, and the other Lenders from time to time a party thereto.8-K0-2032210/30/201710.2
10.19Form of Commercial Paper Dealer Agreement between Starbucks Corporation, as Issuer, and the Dealer8-K0-203227/29/201610.1
10.20*Letter Agreement dated February 21, 2008 between Starbucks Corporation and Clifford Burrows10-Q0-203225/8/200810.3
10.21*Form of Time Vested Restricted Stock Unit Grant Agreement (U.S.) under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan10-K0-2032211/18/201110.30
10.22*Form of Time Vested Global Restricted Stock Unit Grant Agreement under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan10-K0-2032211/18/201610.21
10.23*Form of Performance Based Global Restricted Stock Unit Grant Agreement under the Key Employee Sub-Plan to the 2005 Long-Term Equity Incentive Plan10-K0-2032211/18/201610.22
10.24*Form of Global Key Employee Restricted Stock Unit Grant AgreementX
10.25*Form of Global Key Employee Stock Option Grant Agreement for Purchase of Stock under the 2005 Long-Term Equity Incentive PlanX
10.26*Form of Global Key Employee Restricted Stock Unit Grant Agreement (Performance-Based)X
10.27*Exclusive Aircraft Sublease (S/N 6003) dated as of September 27, 2013 by and between Cloverdale Services, LLC and Starbucks Corporation10-Q0-203224/29/201410.3
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled Herewith
10.28*Letter Agreement dated November 30, 2009 between Starbucks Corporation and John Culver10-Q0-203222/2/201010.3
10.29*Letter Agreement dated May 16, 2012 between Starbucks Corporation and Lucy Lee Helm10-K0-2032211/14/201410.33
10.30*Letter Agreement dated January 29, 2014 between Starbucks Corporation and Scott Maw8-K0-203221/29/201410.2
10.31*Offer Letter dated March 23, 2017 between Starbucks Corporation and Kevin Johnson10-Q0-203225/2/201710.1
10.32*Offer Letter dated August 23, 2017 between Starbucks Corporation and Rosalind Brewer8-K0-203229/6/201710.1
Incorporated by Reference
Exhibit NumberExhibit DescriptionFormFile No.Date of FilingExhibit NumberFiled Herewith
12Computation of Ratio of Earnings to Fixed Charges————X
21Subsidiaries of Starbucks Corporation————X
23Consent of Independent Registered Public Accounting Firm————X
24Power of Attorney (included on the Signatures page of this Annual Report on Form 10-K)________X
31.1Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002————X
31.2Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, As Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002————X
32**Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002————
101The following financial statements from the Company’s 10-K for the fiscal year ended October 1, 2017, formatted in XBRL: (i) Consolidated Statements of Earnings, (ii) Consolidated Statements of Comprehensive Income, (iii) Consolidated Balance Sheets, (iv) Consolidated Statements of Cash Flows, (v) Consolidated Statements of Equity, and (vi) Notes to Consolidated Financial Statements————X
  • Denotes a management contract or compensatory plan or arrangement.

**Furnished herewith.

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

STARBUCKS CORPORATION
By:/s/ Kevin R. Johnson
Kevin R. Johnson president and chief executive officer

November 17, 2017

POWER OF ATTORNEY

Know all persons by these presents, that each person whose signature appears below constitutes and appoints Kevin R. Johnson and Scott Maw, and each of them, as such person’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for such person and in such person’s name, place and stead, in any and all capacities, to sign any and all amendments to this report, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them or their or such person’s substitute or substitutes, may lawfully do or cause to be done by virtue thereof.

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated as of November 17, 2017.

SignatureTitle
By:/s/ Kevin R. Johnsonpresident and chief executive officer, director (principal executive officer)
Kevin R. Johnson
By:/s/ Scott Mawexecutive vice president, chief financial officer (principal financial officer and principal accounting officer)
Scott Maw
By:/s/ Howard Schultzexecutive chairman
Howard Schultz
By:/s/ William W. Bradleydirector
William W. Bradley
By:/s/ Rosalind G. Brewerdirector
Rosalind G. Brewer
By:/s/ Mary N. Dillondirector
Mary N. Dillon
By:/s/ Robert M. Gatesdirector
Robert M. Gates
SignatureTitle
By:/s/ Mellody Hobsondirector
Mellody Hobson
By:/s/ Jørgen Vig Knudstorpdirector
Jørgen Vig Knudstorp
By:/s/ Satya Nadelladirector
Satya Nadella
By:/s/ Joshua Cooper Ramodirector
Joshua Cooper Ramo
By:/s/ Clara Shihdirector
Clara Shih
By:/s/ Javier G. Terueldirector
Javier G. Teruel
By:/s/ Myron E. Ullman, IIIdirector
Myron E. Ullman, III
By:/s/ Craig E. Weatherupdirector
Craig E. Weatherup

Previous: Item 14. Principal Accounting Fees and Services