Item 5. Other Information
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Item 5. Other Information
During the three months ended September 30, 2023, certain of our officers and directors adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
| Plans | |||||||||||||||||||||||
| Action | Date | Rule 10b5-1 (1) | Non-Rule 10b5-1 (2) | Number of Securities to be Sold (3) | Latest Expiration | ||||||||||||||||||
| John K. Adams, Jr. , Director | Adoption | August 28, 2023 | X | — | 15,701 | Close of trading on May 15, 2025 |
(1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(3) Securities to be sold under the plan represent shares acquired upon the exercise of stock options.
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THE CHARLES SCHWAB CORPORATION
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