Item 5. Other Information
1K characters. Original on sec.gov ·
Item 5. Other Information
During the three months ended September 30, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows:
| Plans | |||||||||||||||||||||||
| Action | Date | Rule 10b5-1 (1) | Non-Rule 10b5-1 (2) | Number of Securities to be Sold | Latest Expiration (3) | ||||||||||||||||||
| Carrie Schwab-Pomerantz, Director | Adoption | 8/14/2024 | x | — | 240,000 | (4) | 10/16/2025 |
(1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
(3) Plans expire at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
(4) Includes 96,000 shares to be sold by a trust for which the director’s spouse is a trustee.
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THE CHARLES SCHWAB CORPORATION
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