Item 9B. Other Information
2K characters. Original on sec.gov ·
Item 9B. Other Information
Rule 10b5-1 Trading Plans
Certain of the Company’s executive officers and directors have entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) during the three months ended June 30, 2024:
| Name and Title | Adoption Date | End Date | Aggregate Number of Shares of the Company’s Common Stock to be Sold | ||||||||||||||||||||||||||||||||
| Charles Liang, executive officer and director | May 22, 2024 | September 30, 2024 | 300,000 | ||||||||||||||||||||||||||||||||
| Daniel Fairfax, non-employee director | May 21, 2024 | December 31, 2024 | 15,000 |
During the three months ended June 30, 2024, no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were terminated or modified by the Company’s executive officers and directors, and no other written trading arrangements not intended to qualify for the Rule 10b5-1(c) affirmative defense were adopted, modified, or terminated by the Company’s executive officers and directors.
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