Item 5. Other Information

Rule 10b5-1 Trading Plans

Certain of the Company’s directors have entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) during the three months ended September 30, 2023:


Name and Title			Adoption Date			End Date			Aggregate Number of Shares of the Company’s Common Stock to be Sold
Daniel Fairfax, non-employee director			August 30, 2023			June 28, 2024			2,100

SMCI | Q1 2024 Form 10-Q | 37

During the three months ended September 30, 2023, no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) were terminated or modified by the Company’s executive officers and directors, and no other written trading arrangements not intended to qualify for the Rule 10b5-1(c) affirmative defense were adopted, modified, or terminated by the Company’s executive officers and directors.

SMCI | Q1 2024 Form 10-Q | 38

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