A Dark Vector Cognition product

Item 9B. Other Information

2K characters. Original on sec.gov ·

Item 9B. Other Information

Executive Officer and Director Rule 10b5-1 Trading Arrangements

Historically, the company’s executive officers and directors have entered into Rule 10b5-1 trading arrangements periodically. Now, in accordance with the new disclosure requirement set forth in Item 408(a) of Regulation S-K, the following table discloses any officer (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended) or director who adopted a contract, instruction or written plan for the sale of securities of the company intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) during the quarterly period ended December 30, 2023:

Name and TitleType of PlanAdoption Date*Duration or End DateAggregate Number of Securities to be SoldDescription of Trading Arrangement
Nicholas T. Pinchuk Chairman, President and Chief Executive OfficerRule 10b5-1 trading arrangementOctober 26, 2023December 11, 2024130,000Exercises of vested stock options expiring in February 2025, and sales of shares to cover exercise price and estimated tax withholding
Aldo J. Pagliari Senior Vice President - Finance and Chief Financial OfficerRule 10b5-1 trading arrangementOctober 24, 2023February 12, 202534,000Exercises of vested stock options expiring in February 2025, and sales of shares to cover exercise price and estimated tax withholding

*Trading under the Rule 10b5-1 trading arrangement will not commence until after the applicable waiting period and the conclusion of each officer’s prior Rule 10b5-1 trading arrangement.

Other than as disclosed above, no other officer or director adopted, modified or terminated a contract, instruction or written plan for the purchase or sale of securities of the company intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement.

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