Item 5. Other Information
2K characters. Original on sec.gov · Markdown
Item 5. Other Information
Insider Adoption or Termination of Trading Arrangements
None of our directors or officers informed us of the adoption, modification or termination of a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" (as those terms are defined in Item 408(c) of Regulation S-K) during the quarterly period covered by this report, except as described in the table below:
| Name and Title | Action | Date Adopted | Character of Trading Arrangement**(1)** | Aggregate Number of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement | Expiration Date**(2)** | ||||||||||||
| Shelagh Glaser | Adoption | 1/13/2026 | Rule 10b5-1 Trading Arrangement | Up to 11,085 shares to be sold | 12/31/2026 | ||||||||||||
| Chief Financial Officer | |||||||||||||||||
| Rick Mahoney | Termination(3) | 9/13/2024 | Rule 10b5-1 Trading Arrangement | (4) | 1/16/2026 | ||||||||||||
| Former Chief Revenue Officer |
*(1)*Except as indicated by footnote, each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the Rule).
*(2)*Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all purchases or sales or (b) the date listed in the table. Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permitted or only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
*(3)*Terminated as of November 11, 2025.
*(4)*For additional details about the material terms of this arrangement, refer to the description under the heading "Insider Adoption or Termination of Trading Arrangements" contained in Part II, Item 9B, Other Information of our Annual Report on Form 10-K for the year ended October 31, 2024, which is incorporated herein by reference.
Previous: Item 1A. Risk Factors · Next: Item 6. Exhibits