Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

Information concerning security ownership of certain beneficial owners and management will appear in our 2026 Proxy Statement under the caption “Security Ownership of Certain Beneficial Owners and Management.” Such information is incorporated herein by reference.

RELATED STOCKHOLDER MATTERS

The following table presents the number of outstanding common stock awards, options, warrants and rights granted by State Street to participants in our equity compensation plans, as well as the number of securities available for future issuance under these plans, as of December 31, 2025. Shares presented in the table and in the footnotes following the table are stated in thousands of shares.


(Shares in thousands)	(a) Number of securities to be issued upon exercise of outstanding options, warrants and rights		(b) Weighted-average exercise price of outstanding options, warrants and rights(1)		(c) Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))
Plan category:
Equity compensation plans approved by shareholders	6,654	(2)	$	—	17,196
Equity compensation plans not approved by shareholders	—		—		—
Total	6,654		—		17,196

(1) Excludes deferred stock awards and performance awards for which there is no exercise price.

(2) Consists of 4,467 thousand shares subject to deferred stock awards, zero shares subject to stock options, zero stock appreciation rights and 2,187 thousand shares subject to performance awards (assuming payout at 100% for all awards, including awards for which performance is uncertain).

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