Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

11K characters. Original on sec.gov · Markdown

Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

(a) The following are filed as part of this Annual Report on Form 10-K:

1.Index to Financial StatementsPage number of the Original Filing
Report of Independent Registered Public Accounting FirmPage 36
Consolidated Statements of Operations for the Years Ended September 30, 2016, October 2, 2015, and October 3, 2014Page 37
Consolidated Statements of Comprehensive Income for the Years Ended September 30, 2016, October 2, 2015, and October 3, 2014Page 38
Consolidated Balance Sheets at September 30, 2016 and October 2, 2015Page 39
Consolidated Statements of Cash Flows for the Years Ended September 30, 2016, October 2, 2015, and October 3, 2014Page 40
Consolidated Statements of Stockholders’ Equity for the Years Ended September 30, 2016, October 2, 2015, and October 3, 2014Page 41
Notes to Consolidated Financial StatementsPages 42 through 62
2.The schedule listed below is filed as part of this Annual Report on Form 10-K:
Schedule II-Valuation and Qualifying AccountsPage 68
All other required schedule information is included in the Notes to Consolidated Financial Statements or is omitted because it is either not required or not applicable.
3.The Exhibits listed in the Exhibit Index immediately preceding the Exhibits are filed as a part of this Annual Report on Form 10-K.

(b) Exhibits

The exhibits required by Item 601 of Regulation S-K are filed herewith and incorporated by reference herein. The response to this portion of Item 15 is submitted under Item 15(a)(3).

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SKYWORKS SOLUTIONS, INC.
Date:January 30, 2017By:/s/ Liam K. Griffin
Liam K. Griffin
President and Chief Executive Officer

EXHIBIT INDEX

Exhibit NumberExhibit DescriptionFormIncorporated by ReferenceFiled Herewith
File No.ExhibitFiling Date
2.1Agreement and Plan of Merger dated as of May 17, 2011 by and among the Company, Silver Bullet Acquisition Corp, SiGe Semiconductor, Inc. and Shareholder Representative Services LLC, solely in its capacity as the representative and agent of the Company Stockholders10-Q/A001-0556010.E11/17/2011
2.2Agreement and Plan of Merger dated as of May 26, 2011, by and among the Company, PowerCo Acquisition Corp. and Advanced Analogic Technologies Incorporated8-K001-055602.212/5/2011
2.3Amendment No. 1 dated as of November 30, 2011, to Agreement and Plan of Merger, dated as of May 26, 2011, by and among the Company, PowerCo Acquisition Corp. and Advanced Analogic Technologies Incorporated8-K001-055602.112/5/2011
2.4Memorandum of Understanding dated as of April 28, 2014, by and between the Company and Panasonic Corporation, acting through Automotive & Industrial Systems Company10-Q001-0556010.17/30/2014
2.5Stock Purchase Agreement dated as of July 2, 2014, by and among the Company, Skyworks Luxembourg S.A.R.L., Panasonic Corporation, acting through Automotive & Industrial Systems Company, Panasonic Asia Pacific Pte., Ltd., Skyworks Panasonic Filter Solutions Japan Co., Ltd. and Skyworks Panasonic Filter Solutions Singapore Pte. Ltd.10-K001-055602.511/25/2014
3.1Restated Certificate of Incorporation, As Amended10-Q001-055603.18/3/2016
3.2Second Amended and Restated By-laws, As Amended10-Q001-055603.15/2/2014
4.1Specimen Certificate of Common StockS-3333-9239447/15/2002
10.1*Alpha Industries, Inc. Long-Term Compensation Plan dated September 24, 1990; amended March 28, 1991; and as further amended October 27, 199410-K001-0556010.B12/14/2005
10.2*Alpha Industries Executive Compensation Plan dated January 1, 1995, and Trust for the Alpha Industries Executive Compensation Plan dated January 3, 199510-K001-0556010.D12/14/2005
10.3*Skyworks Solutions, Inc. 1999 Employee Long-Term Incentive Plan10-K001-0556010.L12/23/2002
10.4*Skyworks Solutions, Inc. Directors’ 2001 Stock Option Plan8-K001-0556010.25/4/2005
10.5*Form of Notice of Stock Option Grant under the Company’s Directors’ 2001 Stock Option Plan8-K001-0556010.35/4/2005
10.6*Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan10-Q001-0556010.D1/31/2013
10.7*Skyworks Solutions, Inc. Non-Qualified Employee Stock Purchase Plan10-Q001-0556010.E1/31/2013
10.8*Skyworks Solutions, Inc. Amended and Restated 2005 Long-Term Incentive Plan8-K001-0556010.15/13/2013
10.9*Form of Nonstatutory Stock Option Agreement under the Company’s 2005 Long-Term Incentive Plan10-Q001-0556010.B1/31/2013
Exhibit NumberExhibit DescriptionFormIncorporated by ReferenceFiled Herewith
File No.ExhibitFiling Date
10.10*Form of Performance Share Agreement under the Company’s 2005 Long-Term Incentive Plan10-Q001-0556010.C1/31/2013
10.11*Form of Restricted Stock Unit Agreement under the Company’s 2005 Long-Term Incentive Plan8-K001-0556010.15/9/2014
10.12*Skyworks Solutions, Inc. Amended and Restated 2008 Director Long-Term Incentive Plan, as Amended10-Q001-0556010.15/4/2016
10.13*Form of Restricted Stock Agreement under the Company’s 2008 Director Long-Term Incentive Plan10-Q001-0556010.NN5/7/2008
10.14*Form of Nonstatutory Stock Option Agreement under the Company’s 2008 Director Long-Term Incentive Plan10-Q001-0556010.OO5/7/2008
10.15*Form of Restricted Stock Unit Agreement under the Company’s 2008 Director Long-Term Incentive Plan10-Q001-0556010.25/4/2016
10.16*Skyworks Solutions, Inc. 2015 Long-Term Incentive Plan10-Q001-0556010.18/5/2015
10.17*Form of Nonstatutory Stock Option Agreement under the Company’s 2015 Long-Term Incentive Plan10-Q001-0556010.28/5/2015
10.18*Form of Performance Share Agreement under the Company’s 2015 Long-Term Incentive Plan10-Q001-0556010.38/5/2015
10.19*Form of Restricted Stock Unit Agreement under the Company’s 2015 Long-Term Incentive Plan10-Q001-0556010.48/5/2015
10.20*Advanced Analogic Technologies Incorporated 1998 Amended Stock Plan10-K001-0556010.CC11/21/2012
10.21*Advanced Analogic Technologies Incorporated 2005 Equity Incentive Plan10-K001-0556010.DD11/21/2012
10.22*Fiscal 2016 Executive Incentive Plan10-Q001-0556010.12/3/2016
10.23*Skyworks Solutions, Inc. Cash Compensation Plan for Directors10-Q001-0556010.15/4/2016
10.24*Second Amended and Restated Change of Control / Severance Agreement, dated May 11, 2016, between the Company and David Aldrich10-Q001-0556010.18/3/2016
10.25*Letter to the Company from David Aldrich, dated December 16, 201410-Q001-0556010.22/4/2015
10.26*Amended and Restated Change in Control / Severance Agreement, dated May 11, 2016, between the Company and Liam Griffin10-Q001-0556010.28/3/2016
10.27*Change in Control / Severance Agreement, dated December 16, 2014, between the Company and Donald Palette10-Q001-0556010.42/4/2015
10.28*Change in Control / Severance Agreement, dated December 16, 2014, between the Company and Bruce Freyman10-Q001-0556010.52/4/2015
10.29*Change in Control / Severance Agreement, dated December 16, 2014, between the Company and Mark Tremallo10-Q001-0556010.62/4/2015
Exhibit NumberExhibit DescriptionFormIncorporated by ReferenceFiled Herewith
File No.ExhibitFiling Date
10.30*Change in Control / Severance Agreement, dated December 16, 2014, between the Company and Peter Gammel10-K001-0556010.3111/24/2015
10.31*Change in Control / Severance Agreement, dated November 9, 2015, between the Company and Laura Gasparini10-Q001-0556010.38/3/2016
10.32*Change in Control / Severance Agreement, dated August 29, 2016, between the Company and Kris Sennesael10-K001-0556010.3211/22/2016
10.33*Transition Letter, dated August 26, 2016 between the Company and Donald Palette10-K001-0556010.3311/22/2016
21Subsidiaries of the Company10-K001-055602111/22/2016
23.1Consent of KPMG LLP10-K001-0556023.111/22/2016
31.1Certification of the Company’s Chief Executive Officer pursuant to Securities and Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 200210-K001-0556031.111/22/2016
31.2Certification of the Company’s Chief Financial Officer pursuant to Securities and Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 200210-K001-0556031.211/22/2016
31.3Certification of the Company’s Chief Executive Officer pursuant to Securities and Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
31.4Certification of the Company’s Chief Financial Officer pursuant to Securities and Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
32.1Certification of the Company’s Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 200210-K001-0556032.111/22/2016
32.2Certification of the Company’s Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 200210-K001-0556032.211/22/2016
  • Indicates a management contract or compensatory plan or arrangement

Previous: Item 14. PRINCIPAL ACCOUNTING FEES AND SERVICES.